Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011		 ⚥ SFC ID Role From Until
1 Au Yeung, Lok Yan 歐陽樂欣 AXI338 Rep 2011-06-27 2011-10-16
2 Au, Chi Ying 區姿瑩 F ADJ878 RO 2011-06-29 2014-04-30
3 Chan, Alvin Kwun Lin 陳冠年 M ADA210 Rep 2005-08-04 2012-11-15
4 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 RO 2010-09-17 2011-11-21
5 Chan, Chor Man 陳楚民 AMQ583 Rep 2010-04-16 2013-09-13
6 Chan, Eric Chi Wai 陳志偉 M ACW694 Rep 2007-11-13 2015-12-30
7 Chan, Ho Ting (SFC:AWY231) 陳浩庭 AWY231 Rep 2011-03-09 2013-08-01
8 Chan, Hon Fai (SFC:AEU371) 陳漢輝 AEU371 Rep 2004-09-01 2013-04-10
9 Chan, Jennia Pui Man 陳佩敏 AGN359 Rep 2008-05-09 2013-04-10
10 Chan, Ka Hung (SFC:ABH274) 陳家雄 ABH274 Rep 2005-04-07 2013-04-10
11 Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 APQ350 Rep 2009-05-26 2013-04-10
12 Chan, King Lok 陳敬樂 AQO310 Rep 2010-05-18 2015-12-30
13 Chan, Man Fung (SFC:AUE707) 陳文鋒 AUE707 Rep 2010-12-02 2013-03-15
14 Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲 F ALA618 Rep 2011-04-19 2015-12-30
15 Chan, Ricky Kam Shui 陳錦緒 M AAA551 Rep 2006-08-14 2013-04-10
16 Chan, Shuk Lei 陳淑妮 AJH102 Rep 2007-04-26 2013-09-13
17 Chan, Simon Cherk Him 陳卓謙 M ANB798 Rep 2009-09-29 2012-08-01
18 Chan, Siu Chun (SFC:ACO737) 陳少春 ACO737 Rep 2009-12-08 2015-12-30
19 Chan, Siu Wai (SFC:AUB313) 陳少威 AUB313 Rep 2011-01-27 2012-08-06
20 Chan, Siu Ying (SFC:AUJ215) 陳少英 AUJ215 Rep 2009-12-17 2012-08-01
21 Chan, Tat Shing (SFC:AUS311) 陳達成 AUS311 Rep 2010-11-24 2013-08-01
22 Chan, Terry Chin Lung 陳展龍 ACP724 Rep 2005-04-07 2013-09-13
23 Chan, Tsan Tuen 陳贊屯 AUB811 Rep 2009-12-03 2013-05-22
24 Chan, Wai Man (SFC:ACL111) 陳偉文 ACL111 Rep 2010-08-30 2011-12-17
25 Chan, Wing Wing Yee 陳詠怡 AWS105 Rep 2011-02-25 2012-07-18
26 Chan, Yiu Man (SFC:ACR627) 陳耀文 ACR627 Rep 2009-11-09 2013-05-22
27 Chan, Yiu Man (SFC:AOS417) 陳耀民 AOS417 RO 2010-10-25 2016-04-11
28 Chang, Hsien-Chun 張憲鈞 APO868 Rep 2011-03-18 2012-06-01
29 Chao, Ruo Han 趙若涵 AXC175 Rep 2011-04-27 2014-01-03
30 Chau, Ho Hei (SFC:AIE136) 巢皓熙 AIE136 Rep 2009-09-28 2013-04-10
31 Chau, Kin Man 鄒建文 ACV965 Rep 2013-09-13
32 Chau, Kwok Hung (SFC:AAB494) 周國鴻 M AAB494 Rep 2008-08-20 2013-09-13
33 Chen, Cheng Jorge 陳立維 AWP643 Rep 2011-01-13 2011-11-01
34 Chen, Chih Yung 陳至勇 39 M ALU756 RO 2006-04-19 2013-02-16
35 Chen, Chuan-Hsin 陳泉鑫 ARG223 RO 2010-11-08 2012-02-03
36 Chen, Kun-Yang (SFC:AVW003) 陳坤陽 AVW003 Rep 2010-10-15 2013-03-01
37 Chen, Ming Li (SFC:APT080) 陳明莉 APT080 Rep 2007-11-12 2012-06-01
38 Cheng, Joseph Kar Min 鄭家敏 M ABZ842 Rep 2009-01-07 2013-04-26
39 Cheung, See Ling 張思玲 AQJ777 Rep 2008-02-21 2016-01-23
40 Cheung, Sky Shi Gaii 張士佳 M AKP708 Rep 2010-08-02 2013-04-04
41 Chiu, Dominic Bong Chi 趙邦智 M AXX715 Rep 2011-08-25 2013-12-30
42 Chiu, Kuo Yang 邱國洋 ASE457 Rep 2009-01-02 2012-06-01
43 Chiu, Tuen Leung 趙端良 ADX075 Rep 2009-12-08 2015-12-30
44 Choi, Hok Poh 蔡福寶 ACP233 Rep 2011-07-18 2013-04-26
45 Choi, Ka Fai 蔡家輝 AFG493 Rep 2007-06-06 2012-01-01
46 Choi, Kwok Ip 蔡國業 M AEU921 Rep 2013-04-26
47 Chong, Wai Hung 莊偉雄 ADW499 Rep 2011-02-10 2012-08-01
48 Chow, Judy Suk Yiu 周淑瑤 F AJB049 Rep 2010-05-03 2013-08-01
49 Chow, Yip Shing 周業城 AJI197 Rep 2010-04-29 2013-08-01
50 Chow, Yuk Wah (SFC:ABJ926) 周玉華 ABJ926 Rep 2019-08-21
51 Chu, Wai Leung (SFC:ABQ114) 朱偉良 ABQ114 Rep 2009-11-09 2015-02-11
52 Chue, Wai Hing 徐惠卿 AJL604 Rep 2010-07-02 2013-04-26
53 Cui, Huizi 崔惠子 AWA583 Rep 2010-10-11 2012-07-07
54 Dong, Chang 董昶 AXN155 Rep 2011-09-02 2013-04-10
55 Dong, Fangming 董方明 AXB945 Rep 2011-03-25 2012-08-28
56 Fong, Alen Man Chun 方文俊 M AMT934 Rep 2009-11-06 2013-08-01
57 Fong, Yu 方瑜 ATS874 Rep 2010-03-05 2015-12-30
58 Fu, Ka Ho 傅家豪 AOT860 Rep 2009-07-20 2012-03-05
59 Fu, Kuang-Chih 傅光智 ANI808 Rep 2008-03-28 2012-06-01
60 Fung, King Hong 馮景康 ATR165 Rep 2009-08-31 2012-08-18
61 Fung, Kit Sing 馮傑聲 AXC105 Rep 2011-03-29 2012-08-11
62 Fung, Sau Lin 馮秀蓮 AFT916 Rep 2004-07-02 2012-08-01
63 Hau, King Hung 侯景紅 AQW037 Rep 2008-04-17 2012-01-01
64 Ho, Cho Ki 何祖祈 ARB955 Rep 2011-05-03 2011-10-27
65 Ho, Wai Chu (SFC:AOU147) 何位珠 AOU147 Rep 2007-05-30 2011-10-12
66 Hon, Roger Ka Man 韓嘉文 M ALG207 Rep 2010-12-06 2015-12-30
67 Hong, Yu-Lin 洪毓苓 AHW200 Rep 2009-07-14 2013-09-24
68 Hsieh, Siou-Ping 謝秀萍 AUR646 Rep 2010-02-04 2013-10-17
69 Huang, Chi Yuan 黃齊元 AEF323 RO 2010-03-10 2012-02-03
70 Huang, Hua-Lun 黃華倫 AQQ527 Rep 2008-05-23 2012-06-01
71 Huang, Li Nien 黃麗年 APM100 Rep 2008-04-18 2012-06-01
72 Huang, Shao Hsuan 黃劭萱 AWY449 Rep 2011-03-09 2012-09-25
73 Huen, Philip Tak Pan 禤德斌 M AUH257 Rep 2009-12-02 2013-08-01
74 Hui, Chun (SFC:AWQ526) 許俊 AWQ526 Rep 2011-01-17 2012-01-14
75 Hui, Ting Siu 許廷肇 AWP885 Rep 2011-01-13 2012-02-10
76 Hung, Chiu Loi 洪超來 AUS181 Rep 2010-02-10 2011-12-27
77 Hung, Lap Tung 洪立東 ANB792 Rep 2011-02-15 2015-12-30
78 Hung, Lok Kwan 洪樂群 AUB816 Rep 2009-12-03 2012-02-18
79 Hung, Yat On 洪日安 AUS182 Rep 2010-02-10 2012-07-07
80 Ip, Hiu Shuen 葉曉璇 AXI898 Rep 2011-05-31 2012-01-18
81 Ip, Raymond Wai Cheuk 葉偉焯 M AMB348 Rep 2010-08-13 2012-05-08
82 Jhang, Sin-Lun 張心倫 ATH710 Rep 2009-07-06 2012-05-22
83 Kao, Wei Luen 高偉倫 AXN150 Rep 2011-07-04 2014-04-24
84 Kee, Chi Kwan 紀志坤 M ALH987 Rep 2007-07-27 2015-12-30
85 King, Alex Tat Hung 金達鴻 ABT987 Rep 2008-09-09 2011-12-10
86 Kong, Yiu Chung 鄺耀宗 ALS425 Rep 2011-04-18 2013-04-10
87 Lai, Lam 黎琳 AWO127 Rep 2011-01-27 2015-10-04
88 Lam, Cheuk Sun 林卓燊 AXZ771 Rep 2011-09-07 2012-04-03
89 Lam, Lai Chun (SFC:AFJ754) 林麗珍 AFJ754 Rep 2010-01-25 2013-04-26
90 Lam, Shun 林順 AQL493 Rep 2010-01-12 2013-08-09
91 Lam, Sze Yuen 林詩鉉 AWJ748 Rep 2011-07-27 2013-04-26
92 Lang, Zhen 郎臻 ATY003 Rep 2009-11-11 2012-08-18
93 Lau, Karen Kin Kwan 劉建軍 F AXH328 Rep 2011-05-18 2012-11-30
94 Lau, Toynbee Yan Yan 劉恩恩 AFM194 Rep 2011-01-06 2013-12-04
95 Lau, Tsz Chun 劉子俊 AUL596 Rep 2009-12-29 2012-02-27
96 Lau, Wang Cheung 劉宏章 AEI625 Rep 2004-06-01 2012-08-11
97 Law, Natalie Hoi Ching 羅凱晴 F APQ238 Rep 2010-07-09 2012-01-22
98 Lee, Chai Sin 李濟善 AJA483 Rep 2009-09-25 2013-09-13
99 Lee, Ching Yi (SFC:ALR716) 李靜怡 ALR716 Rep 2011-02-21 2012-11-01
100 Lee, Franky Chi Ho 李志豪 ASD084 Rep 2011-03-29 2012-06-01
101 Lee, Jessica Man Yi 李敏兒 F AIU268 Rep 2009-06-10 2021-08-20
102 Lee, Kai Man (SFC:AXF500) 李啟文 AXF500 Rep 2011-05-27 2012-09-29
103 Lee, Kwok Fung 李國峯 AMF908 Rep 2010-04-29 2015-12-30
104 Lee, Man Hung (SFC:AUV610) 李文雄 AUV610 Rep 2011-01-17 2013-04-26
105 Lee, Man Sa 利曼莎 F ASZ376 Rep 2010-08-20 2012-01-14
106 Lee, Pui Kwan (SFC:APU612) 李佩群 APU612 Rep 2011-01-31 2014-08-29
107 Lee, Thomas Kwok Mai 李國美 M AFA169 Rep 2010-08-12 2012-07-14
108 Lee, Wei-Fang 李維芳 ALW475 Rep 2005-04-11 2012-06-01
109 Lee, Wing Yee (SFC:AJI405) 李泳宜 AJI405 Rep 2009-12-10 2012-01-05
110 Lee, Yi Ying (SFC:AMS280) 李怡瑩 AMS280 Rep 2008-04-17 2012-06-01
111 Lei, Hei (SFC:AIY110) 李曦 AIY110 Rep 2009-06-18 2013-04-10
112 Lei, Ho Chun 李浩俊 ATY002 Rep 2009-11-11 2013-05-22
113 Leung, Fiona Wing Yee 梁穎怡 F AJB647 Rep 2010-05-04 2012-10-13
114 Leung, Ka Man (SFC:ARW215) 梁嘉文 ARW215 Rep 2010-05-18 2013-05-22
115 Leung, Ka Man (SFC:AWF554) 梁嘉雯 AWF554 Rep 2010-12-13 2014-08-15
116 Leung, Ka Wai (SFC:AXX693) 梁嘉慧 AXX693 Rep 2011-08-24 2011-12-18
117 Leung, Kin Yee 梁健兒 ARU276 Rep 2011-03-08 2011-10-15
118 Leung, Oliva Suk Fun 梁淑芬 AAB826 Rep 2009-08-17 2015-12-30
119 Leung, Philip Ming Yin 梁銘賢 M ASO240 Rep 2009-03-11 2011-12-28
120 Leung, Terry Wai Wa 梁偉華 AOJ441 Rep 2011-05-19 2015-03-20
121 Li, Carl Shi Kai 李詩凱 M AVC106 Rep 2011-05-12 2013-03-01
122 Li, Kwong 李罡 AWK241 Rep 2010-12-29 2013-10-07
123 Li, Wai Kwan (SFC:AVT036) 李蕙筠 AVT036 Rep 2010-08-24 2013-04-26
124 Li, Wai Sum 李煒森 AVA618 Rep 2010-12-22 2013-08-01
125 Liang, Juntao 梁俊濤 AQC828 Rep 2008-01-15 2011-12-02
126 Liao, Chia-Hui 廖家慧 ARA879 Rep 2009-04-02 2013-10-13
127 Lin, Chia-Pei 林佳佩 APN786 Rep 2009-09-01 2021-08-20
128 Lin, Huan Chih 練橫持 ADO049 Rep 2010-11-29 2013-10-11
129 Lin, Yen-Chun (SFC:ASM080) 林彥君 ASM080 Rep 2009-02-25 2012-01-30
130 Lin, Yu-Feng (SFC:APB444) 林裕峰 APB444 Rep 2011-03-14 2012-06-01
131 Lin, Yu-Ting (SFC:ASK367) 林玉婷 ASK367 Rep 2009-02-05 2012-08-01
132 Liu, Ka Leung 廖家良 AKI404 Rep 2010-01-18 2015-12-30
133 Liu, Kao-Jen 柳高仁 AQA155 Rep 2009-04-02 2012-06-01
134 Lo, Edward Yip Moon 盧業滿 M AAB859 Rep 2011-03-07 2015-12-30
135 Lo, Tsz Him (SFC:AXZ744) 羅子謙 AXZ744 Rep 2011-09-06 2015-04-21
136 Lo, Yi Pin 羅宜斌 ALJ988 Rep 2010-03-24 2014-01-30
137 Lok, Kong Hung 駱港鴻 AGJ942 Rep 2008-09-02 2014-06-06
138 Luk, Chin Pang Calvin 陸展鵬 AWY439 Rep 2011-03-09 2013-12-23
139 Mak, Derek Ho Yin 麥淏琂 M ACE820 Rep 2008-04-16 2013-09-13
140 Man, Key Wai 文奇偉 ACW740 Rep 2009-11-09 2015-12-30
141 Mok, Chung Ho (SFC:AEU350) 莫頌豪 AEU350 Rep 2010-05-12 2013-02-01
142 Ng, Cheuk Kin (SFC:AUV180) 吳焯堅 AUV180 Rep 2010-03-02 2015-12-30
143 Ng, Chi Wai (SFC:ATY004) 吳智偉 ATY004 Rep 2009-11-11 2013-05-22
144 Ng, Wai Sze 吳惠詩 ARG815 Rep 2008-07-07 2014-08-01
145 Ngai, Po Man 魏寶文 AFI855 Rep 2005-03-02 2013-04-26
146 Peng, Wen-ying 彭文嫈 ARE467 Rep 2009-08-05 2012-09-01
147 Poon, Ka Wing (SFC:ATS954) 潘家榮 ATS954 Rep 2010-09-07 2015-12-04
148 Pui, Jerry 貝祖銘 M ARO896 Rep 2009-08-27 2015-10-21
149 San, Ho Yin 辛浩然 APQ499 Rep 2009-07-20 2011-12-01
150 Shiu, Chi Man 蕭智文 AXE968 Rep 2011-05-25 2013-06-01
151 So, Jiarong 蘇家榮 AJG263 Rep 2010-06-18 2015-12-04
152 Suen, Pik Ying 孫碧英 AGJ642 Rep 2006-03-09 2013-04-26
153 Sun, Koon Kwan 辛冠群 ALL054 Rep 2009-12-14 2013-12-20
154 Sung, Sennen Siu Hang 宋兆恆 AOR113 Rep 2010-01-27 2013-09-13
155 Tai, Dick Kam Ming 戴錦明 M ACL162 Rep 2007-12-07 2012-05-17
156 Tsang, Cheuk Fung 曾卓鋒 AUS314 Rep 2010-02-12 2013-08-01
157 Tsang, Cheuk Lai 曾卓禮 AGF188 Rep 2011-09-23 2013-02-21
158 Tse, Ming Lun 謝銘倫 AJH258 Rep 2010-12-06 2012-01-18
159 Wan, Siu Shun 溫紹迅 AEA214 RO 2004-08-26 2021-04-26
160 Wang, Pao-Chang 王保章 ASH945 Rep 2010-08-03 2012-06-01
161 Wang, Tsai-Yun 王彩雲 ARF694 Rep 2008-08-04 2012-06-01
162 Wang, Yun-hsiu 王允秀 ARB703 Rep 2009-06-19 2013-11-29
163 Wei, Chung-Liang 韋忠良 AML182 RO 2010-12-07 2012-03-21
164 Wen, Kuo-Hui 溫國輝 APB222 Rep 2011-01-11 2012-02-01
165 Wolhardt, Allan Keh 華安倫 M AQJ961 Rep 2010-03-17 2012-03-16
166 Wong, Brian Hin Lun 黃顯倫 M ASM207 Rep 2009-03-02 2012-08-01
167 Wong, Bryan Pui Yuen 黃沛源 M AOH949 Rep 2009-02-23 2012-09-29
168 Wong, Chi Chung (SFC:AFT846) 黃志聰 AFT846 Rep 2005-04-07 2013-04-26
169 Wong, Chiu Chung 王昭中 AVJ418 Rep 2010-06-24 2011-12-19
170 Wong, Ho Ki (SFC:AEV335) 王可琪 AEV335 Rep 2006-03-08 2012-01-01
171 Wong, Muk Wing Jimmy 黃木永 AWF681 Rep 2010-11-08 2011-12-05
172 Wong, Pui Ying (SFC:APV517) 黃珮瑛 APV517 Rep 2011-08-24 2015-04-27
173 Wong, Shun Tak (SFC:AEB019) 黃信德 M AEB019 Rep 2006-05-10 2012-01-01
174 Wong, Wai Kee 黃惠祺 AUW823 Rep 2010-04-12 2014-09-12
175 Wong, Wai Yan (SFC:ARJ010) 黃慧欣 ARJ010 Rep 2008-08-28 2012-08-01
176 Wong, Yee Wah (SFC:AUD257) 黃綺華 AUD257 Rep 2009-12-10 2013-05-22
177 Wong, Yue Tak (SFC:AAD229) 王汝德 AAD229 RO 2004-08-03 2011-12-01
178 Wu, Bin (SFC:ASC683) 吳斌 ASC683 Rep 2009-01-20 2012-12-01
179 Wu, Chia Hui 吳佳慧 AWZ064 Rep 2011-03-18 2012-06-01
180 Wu, Vicky Way Kay 胡鍏淇 F AWI156 Rep 2010-11-18 2012-08-01
181 Wu, Yi Han 吳怡翰 AUX618 RO 2010-10-11 2012-08-18
182 Xiao, Xin (SFC:AWU102) 肖欣 AWU102 Rep 2011-05-13 2012-08-17
183 Xie, Feng (SFC:AWP435) 謝峰 AWP435 Rep 2011-02-07 2013-04-10
184 Xie, Hongjun (SFC:AQZ553) 謝鴻俊 AQZ553 Rep 2008-06-05 2012-12-01
185 Yang, Ja Wah 楊家華 AWP433 Rep 2011-02-07 2012-08-28
186 Yau, Yuk Kuen 邱玉涓 AUM480 Rep 2010-01-13 2013-10-28
187 Ye, Liuxin 葉柳鑫 ATW450 Rep 2009-10-30 2012-09-12
188 Yeh, Hsin-Hsin 葉欣欣 AWK238 Rep 2010-12-02 2013-09-24
189 Yeung, Kwun Po 楊觀寶 AVW215 Rep 2011-03-09 2013-08-01
190 Yeung, Ting Wai (SFC:AUD258) 楊錠威 AUD258 Rep 2009-11-11 2013-04-26
191 Yew, Lap Tak 姚立德 AAV466 Rep 2007-08-21 2012-05-25
192 Yip, Eddy Chun Kuen 葉俊權 M AQP744 Rep 2010-06-30 2013-04-10
193 Yip, Yin 葉燕 ATT869 Rep 2009-09-18 2012-03-01
194 Yiu, Chi Wah (SFC:ACT308) 姚志華 M ACT308 RO 2004-07-07 2016-02-06
195 Yu, Miao (SFC:AUS315) 于淼 AUS315 Rep 2010-02-12 2011-12-16
196 Yu, Ming Hui 游明慧 AWP642 Rep 2011-01-11 2012-06-01
197 Yuen, Hing Kin 袁興健 AFF290 Rep 2013-09-13
198 Yuen, Ivy Chui Ting 袁翠婷 F AGP199 RO 2011-03-10 2011-10-04
199 Yuen, Kwok Wai 袁國偉 M AAV935 RO 2007-05-11 2011-11-04
200 Zhu, Jiayan (SFC:AVA093) 朱佳燕 AVA093 Rep 2010-04-26 2011-12-19

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