Chan, Alvin Kwun Lin 陳冠年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-12-13 | 2005-08-04 |
| 2 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2003-09-16 | 2004-04-27 | Rep | Dealing in securities | 2004-12-13 | 2005-08-04 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-08-04 | 2012-11-15 | Rep | Dealing in securities | 2005-08-04 | 2012-11-15 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2012-11-15 | Rep | Dealing in securities | 2012-06-14 | 2012-11-15 |
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