Chan, Ho Ting (SFC:AWY231) 陳浩庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-05-09 | 2018-01-19 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-05-09 | 2018-01-19 |
| 3 | Grand China Securities Limited | Rep | Dealing in securities | 2018-02-08 | 2023-12-31 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2011-03-09 | 2013-08-01 | Rep | Dealing in securities | 2011-03-09 | 2013-08-01 | Rep | Dealing in futures contracts | 2012-08-20 | 2013-08-01 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-14 | 2014-04-28 | Rep | Dealing in securities | 2012-06-14 | 2014-04-28 | Rep | Dealing in futures contracts | 2012-08-20 | 2014-04-28 |
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