Chan, Amy (SFC:AEY768) 陳安薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Securities Limited | Rep | Dealing in futures contracts | 2018-08-31 | 2018-11-19 | Rep | Dealing in securities | 2018-08-31 | 2018-11-19 |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-30 | 2019-05-24 | RO | Dealing in futures contracts | 2019-05-24 | 2020-03-10 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-30 | 2019-05-24 | RO | Dealing in securities | 2019-05-24 | 2020-03-10 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-28 | 2012-02-07 | RO | Dealing in securities | 2012-02-07 | 2012-04-16 |
| 5 | Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-05-08 | 2012-06-15 | RO | Dealing in securities | 2012-06-15 | 2013-11-07 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-01-14 | 2014-02-14 | RO | Dealing in securities | 2014-02-14 | 2018-08-14 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2014-02-14 | RO | Dealing in futures contracts | 2014-02-14 | 2018-08-14 |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-04-24 | 2012-05-02 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2010-09-17 | 2011-11-21 |
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