Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011		 ⚥ SFC ID Role From Until
1 Au Yeung, Lok Yan 歐陽樂欣 AXI338 Rep 2011-06-27 2011-10-16
2 Au, Chi Ying 區姿瑩 F ADJ878 RO 2011-06-29 2014-04-30
3 Chan, Alex Tsan Hung 陳燦雄 AQA217 Rep 2009-04-29 2011-08-03
4 Chan, Alvin Kwun Lin 陳冠年 M ADA210 Rep 2005-08-04 2012-11-15
5 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 RO 2010-09-17 2011-11-21
6 Chan, Chor Man 陳楚民 AMQ583 Rep 2010-04-16 2013-09-13
7 Chan, Eric Chi Wai 陳志偉 M ACW694 Rep 2007-11-13 2015-12-30
8 Chan, Ho Ting (SFC:AWY231) 陳浩庭 AWY231 Rep 2011-03-09 2013-08-01
9 Chan, Hon Fai (SFC:AEU371) 陳漢輝 AEU371 Rep 2004-09-01 2013-04-10
10 Chan, Jennia Pui Man 陳佩敏 AGN359 Rep 2008-05-09 2013-04-10
11 Chan, Ka Hung (SFC:ABH274) 陳家雄 ABH274 Rep 2005-04-07 2013-04-10
12 Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 APQ350 Rep 2009-05-26 2013-04-10
13 Chan, King Lok 陳敬樂 AQO310 Rep 2010-05-18 2015-12-30
14 Chan, Man Fung (SFC:AUE707) 陳文鋒 AUE707 Rep 2010-12-02 2013-03-15
15 Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲 F ALA618 Rep 2011-04-19 2015-12-30
16 Chan, Ricky Kam Shui 陳錦緒 M AAA551 Rep 2006-08-14 2013-04-10
17 Chan, Shuk Lei 陳淑妮 AJH102 Rep 2007-04-26 2013-09-13
18 Chan, Simon Cherk Him 陳卓謙 M ANB798 Rep 2009-09-29 2012-08-01
19 Chan, Siu Chun (SFC:ACO737) 陳少春 ACO737 Rep 2009-12-08 2015-12-30
20 Chan, Siu Wai (SFC:AUB313) 陳少威 AUB313 Rep 2011-01-27 2012-08-06
21 Chan, Siu Ying (SFC:AUJ215) 陳少英 AUJ215 Rep 2009-12-17 2012-08-01
22 Chan, Tat Shing (SFC:AUS311) 陳達成 AUS311 Rep 2010-11-24 2013-08-01
23 Chan, Terry Chin Lung 陳展龍 ACP724 Rep 2005-04-07 2013-09-13
24 Chan, Tsan Tuen 陳贊屯 AUB811 Rep 2009-12-03 2013-05-22
25 Chan, Wai Man (SFC:ACL111) 陳偉文 ACL111 Rep 2010-08-30 2011-12-17
26 Chan, Wing Wing Yee 陳詠怡 AWS105 Rep 2011-02-25 2012-07-18
27 Chan, Yiu Man (SFC:ACR627) 陳耀文 ACR627 Rep 2009-11-09 2013-05-22
28 Chan, Yiu Man (SFC:AOS417) 陳耀民 AOS417 RO 2010-10-25 2016-04-11
29 Chang, Hsien-Chun 張憲鈞 APO868 Rep 2011-03-18 2012-06-01
30 Chao, Ruo Han 趙若涵 AXC175 Rep 2011-04-27 2014-01-03
31 Chau, Ho Hei (SFC:AIE136) 巢皓熙 AIE136 Rep 2009-09-28 2013-04-10
32 Chau, Kin Man 鄒建文 ACV965 Rep 2013-09-13
33 Chau, Kwok Hung (SFC:AAB494) 周國鴻 M AAB494 Rep 2008-08-20 2013-09-13
34 Chen, Cheng Jorge 陳立維 AWP643 Rep 2011-01-13 2011-11-01
35 Chen, Chih Yung 陳至勇 39 M ALU756 RO 2006-04-19 2013-02-16
36 Chen, Chih-ching 陳志清 AQD360 Rep 2011-03-29 2011-07-29
37 Chen, Chuan-Hsin 陳泉鑫 ARG223 RO 2010-11-08 2012-02-03
38 Chen, Kuang Hsi 陳光熙 AWZ063 Rep 2011-03-17 2011-09-08
39 Chen, Kun-Yang (SFC:AVW003) 陳坤陽 AVW003 Rep 2010-10-15 2013-03-01
40 Chen, Ming Li (SFC:APT080) 陳明莉 APT080 Rep 2007-11-12 2012-06-01
41 Chen, Yinyi 陳引怡 ART994 Rep 2008-12-08 2011-07-16
42 Cheng, Joseph Kar Min 鄭家敏 M ABZ842 Rep 2009-01-07 2013-04-26
43 Cheung, Joseph Cho Shing 張祖成 M ACQ030 Rep 2009-11-17 2011-09-11
44 Cheung, See Ling 張思玲 AQJ777 Rep 2008-02-21 2016-01-23
45 Cheung, Sky Shi Gaii 張士佳 M AKP708 Rep 2010-08-02 2013-04-04
46 Cheung, Yun Tim 張潤添 ASO238 Rep 2009-03-17 2011-07-23
47 Chiu, Kuo Yang 邱國洋 ASE457 Rep 2009-01-02 2012-06-01
48 Chiu, Tuen Leung 趙端良 ADX075 Rep 2009-12-08 2015-12-30
49 Choi, Ka Fai 蔡家輝 AFG493 Rep 2007-06-06 2012-01-01
50 Choi, Kit Wun 蔡潔媛 AXG541 Rep 2011-06-09 2011-08-15
51 Choi, Kwok Ip 蔡國業 M AEU921 Rep 2013-04-26
52 Chong, Wai Hung 莊偉雄 ADW499 Rep 2011-02-10 2012-08-01
53 Chow, Judy Suk Yiu 周淑瑤 F AJB049 Rep 2010-05-03 2013-08-01
54 Chow, Yip Shing 周業城 AJI197 Rep 2010-04-29 2013-08-01
55 Chow, Yuk Wah (SFC:ABJ926) 周玉華 ABJ926 Rep 2019-08-21
56 Chu, Wai Leung (SFC:ABQ114) 朱偉良 ABQ114 Rep 2009-11-09 2015-02-11
57 Chue, Wai Hing 徐惠卿 AJL604 Rep 2010-07-02 2013-04-26
58 Chung, Wai Ho 鍾偉豪 AWH339 Rep 2010-12-21 2011-07-06
59 Cui, Huizi 崔惠子 AWA583 Rep 2010-10-11 2012-07-07
60 Dong, Fangming 董方明 AXB945 Rep 2011-03-25 2012-08-28
61 Fong, Alen Man Chun 方文俊 M AMT934 Rep 2009-11-06 2013-08-01
62 Fong, Yu 方瑜 ATS874 Rep 2010-03-05 2015-12-30
63 Fu, Ka Ho 傅家豪 AOT860 Rep 2009-07-20 2012-03-05
64 Fu, Kuang-Chih 傅光智 ANI808 Rep 2008-03-28 2012-06-01
65 Fung, King Hong 馮景康 ATR165 Rep 2009-08-31 2012-08-18
66 Fung, Kit Sing 馮傑聲 AXC105 Rep 2011-03-29 2012-08-11
67 Fung, Sau Lin 馮秀蓮 AFT916 Rep 2004-07-02 2012-08-01
68 Hau, King Hung 侯景紅 AQW037 Rep 2008-04-17 2012-01-01
69 Ho, Cho Ki 何祖祈 ARB955 Rep 2011-05-03 2011-10-27
70 Ho, Wai Chu (SFC:AOU147) 何位珠 AOU147 Rep 2007-05-30 2011-10-12
71 Hon, Roger Ka Man 韓嘉文 M ALG207 Rep 2010-12-06 2015-12-30
72 Hong, Yu-Lin 洪毓苓 AHW200 Rep 2009-07-14 2013-09-24
73 Hsieh, Siou-Ping 謝秀萍 AUR646 Rep 2010-02-04 2013-10-17
74 Hsu, Chih-Wen 徐志文 ARE818 RO 2008-07-14 2011-08-01
75 Huang, Chi Yuan 黃齊元 AEF323 RO 2010-03-10 2012-02-03
76 Huang, Hua-Lun 黃華倫 AQQ527 Rep 2008-05-23 2012-06-01
77 Huang, Li Nien 黃麗年 APM100 Rep 2008-04-18 2012-06-01
78 Huang, Pei-Hsuan 黃沛璿 AUH256 Rep 2009-12-03 2011-07-08
79 Huang, Shao Hsuan 黃劭萱 AWY449 Rep 2011-03-09 2012-09-25
80 Huen, Philip Tak Pan 禤德斌 M AUH257 Rep 2009-12-02 2013-08-01
81 Hui, Chun (SFC:AWQ526) 許俊 AWQ526 Rep 2011-01-17 2012-01-14
82 Hui, Ting Siu 許廷肇 AWP885 Rep 2011-01-13 2012-02-10
83 Hung, Chiu Loi 洪超來 AUS181 Rep 2010-02-10 2011-12-27
84 Hung, Lap Tung 洪立東 ANB792 Rep 2011-02-15 2015-12-30
85 Hung, Lok Kwan 洪樂群 AUB816 Rep 2009-12-03 2012-02-18
86 Hung, Yat On 洪日安 AUS182 Rep 2010-02-10 2012-07-07
87 Ip, Hiu Shuen 葉曉璇 AXI898 Rep 2011-05-31 2012-01-18
88 Ip, Mandy Wun Tai 葉煥娣 F APO656 Rep 2011-03-14 2011-07-26
89 Ip, Raymond Wai Cheuk 葉偉焯 M AMB348 Rep 2010-08-13 2012-05-08
90 Jhang, Sin-Lun 張心倫 ATH710 Rep 2009-07-06 2012-05-22
91 Kee, Chi Kwan 紀志坤 M ALH987 Rep 2007-07-27 2015-12-30
92 King, Alex Tat Hung 金達鴻 ABT987 Rep 2008-09-09 2011-12-10
93 Kong, Yiu Chung 鄺耀宗 ALS425 Rep 2011-04-18 2013-04-10
94 Lai, Lam 黎琳 AWO127 Rep 2011-01-27 2015-10-04
95 Lam, Lai Chun (SFC:AFJ754) 林麗珍 AFJ754 Rep 2010-01-25 2013-04-26
96 Lam, Shun 林順 AQL493 Rep 2010-01-12 2013-08-09
97 Lam, Tsz Lung (SFC:AOM982) 林子龍 AOM982 Rep 2009-02-16 2011-08-09
98 Lang, Zhen 郎臻 ATY003 Rep 2009-11-11 2012-08-18
99 Lau, Chi Ming (SFC:AUW146) 劉智明 AUW146 Rep 2010-03-10 2011-07-01
100 Lau, Karen Kin Kwan 劉建軍 F AXH328 Rep 2011-05-18 2012-11-30
101 Lau, Toynbee Yan Yan 劉恩恩 AFM194 Rep 2011-01-06 2013-12-04
102 Lau, Tsz Chun 劉子俊 AUL596 Rep 2009-12-29 2012-02-27
103 Lau, Wang Cheung 劉宏章 AEI625 Rep 2004-06-01 2012-08-11
104 Law, Natalie Hoi Ching 羅凱晴 F APQ238 Rep 2010-07-09 2012-01-22
105 Lee, Chai Sin 李濟善 AJA483 Rep 2009-09-25 2013-09-13
106 Lee, Ching Yi (SFC:ALR716) 李靜怡 ALR716 Rep 2011-02-21 2012-11-01
107 Lee, Franky Chi Ho 李志豪 ASD084 Rep 2011-03-29 2012-06-01
108 Lee, Jessica Man Yi 李敏兒 F AIU268 Rep 2009-06-10 2021-08-20
109 Lee, Kai Man (SFC:AXF500) 李啟文 AXF500 Rep 2011-05-27 2012-09-29
110 Lee, Kwok Fung 李國峯 AMF908 Rep 2010-04-29 2015-12-30
111 Lee, Man Hung (SFC:AUV610) 李文雄 AUV610 Rep 2011-01-17 2013-04-26
112 Lee, Man Sa 利曼莎 F ASZ376 Rep 2010-08-20 2012-01-14
113 Lee, Pui Kwan (SFC:APU612) 李佩群 APU612 Rep 2011-01-31 2014-08-29
114 Lee, Thomas Kwok Mai 李國美 M AFA169 Rep 2010-08-12 2012-07-14
115 Lee, Wei-Fang 李維芳 ALW475 Rep 2005-04-11 2012-06-01
116 Lee, Wing Yee (SFC:AJI405) 李泳宜 AJI405 Rep 2009-12-10 2012-01-05
117 Lee, Yi Ying (SFC:AMS280) 李怡瑩 AMS280 Rep 2008-04-17 2012-06-01
118 Lei, Hei (SFC:AIY110) 李曦 AIY110 Rep 2009-06-18 2013-04-10
119 Lei, Ho Chun 李浩俊 ATY002 Rep 2009-11-11 2013-05-22
120 Leung, Fiona Wing Yee 梁穎怡 F AJB647 Rep 2010-05-04 2012-10-13
121 Leung, Ka Man (SFC:ARW215) 梁嘉文 ARW215 Rep 2010-05-18 2013-05-22
122 Leung, Ka Man (SFC:AWF554) 梁嘉雯 AWF554 Rep 2010-12-13 2014-08-15
123 Leung, Kin Yee 梁健兒 ARU276 Rep 2011-03-08 2011-10-15
124 Leung, Oliva Suk Fun 梁淑芬 AAB826 Rep 2009-08-17 2015-12-30
125 Leung, Philip Ming Yin 梁銘賢 M ASO240 Rep 2009-03-11 2011-12-28
126 Leung, Terry Wai Wa 梁偉華 AOJ441 Rep 2011-05-19 2015-03-20
127 Leung, Wai Kit (SFC:AWI333) 梁瑋傑 AWI333 Rep 2010-11-18 2011-07-09
128 Li, Carl Shi Kai 李詩凱 M AVC106 Rep 2011-05-12 2013-03-01
129 Li, Kwong 李罡 AWK241 Rep 2010-12-29 2013-10-07
130 Li, Shing Yum 李成蔭 ACF077 Rep 2011-05-20 2011-09-17
131 Li, Wai Kwan (SFC:AVT036) 李蕙筠 AVT036 Rep 2010-08-24 2013-04-26
132 Li, Wai Sum 李煒森 AVA618 Rep 2010-12-22 2013-08-01
133 Liang, Juntao 梁俊濤 AQC828 Rep 2008-01-15 2011-12-02
134 Liao, Chia-Hui 廖家慧 ARA879 Rep 2009-04-02 2013-10-13
135 Lin, Chia-Pei 林佳佩 APN786 Rep 2009-09-01 2021-08-20
136 Lin, Huan Chih 練橫持 ADO049 Rep 2010-11-29 2013-10-11
137 Lin, Yen-Chun (SFC:ASM080) 林彥君 ASM080 Rep 2009-02-25 2012-01-30
138 Lin, Yu-Feng (SFC:APB444) 林裕峰 APB444 Rep 2011-03-14 2012-06-01
139 Lin, Yu-Ting (SFC:ASK367) 林玉婷 ASK367 Rep 2009-02-05 2012-08-01
140 Liu, Ka Leung 廖家良 AKI404 Rep 2010-01-18 2015-12-30
141 Liu, Kao-Jen 柳高仁 AQA155 Rep 2009-04-02 2012-06-01
142 Lo, Edward Yip Moon 盧業滿 M AAB859 Rep 2011-03-07 2015-12-30
143 Lo, Yi Pin 羅宜斌 ALJ988 Rep 2010-03-24 2014-01-30
144 Lok, Kong Hung 駱港鴻 AGJ942 Rep 2008-09-02 2014-06-06
145 Luk, Chin Pang Calvin 陸展鵬 AWY439 Rep 2011-03-09 2013-12-23
146 Mak, Derek Ho Yin 麥淏琂 M ACE820 Rep 2008-04-16 2013-09-13
147 Man, Key Wai 文奇偉 ACW740 Rep 2009-11-09 2015-12-30
148 Mok, Chung Ho (SFC:AEU350) 莫頌豪 AEU350 Rep 2010-05-12 2013-02-01
149 Ng, Cheuk Kin (SFC:AUV180) 吳焯堅 AUV180 Rep 2010-03-02 2015-12-30
150 Ng, Chi Wai (SFC:ATY004) 吳智偉 ATY004 Rep 2009-11-11 2013-05-22
151 Ng, Wai Sze 吳惠詩 ARG815 Rep 2008-07-07 2014-08-01
152 Ngai, Po Man 魏寶文 AFI855 Rep 2005-03-02 2013-04-26
153 Ngan, Cliff Siu Keung 顏少强 M AWI158 Rep 2010-11-18 2011-08-25
154 Ngan, Ka Sing 顏嘉昇 AUM483 Rep 2010-01-27 2011-07-06
155 Ou, Hung Chieh 歐宏杰 AQE456 RO 2008-02-11 2011-07-10
156 Peng, Wen-ying 彭文嫈 ARE467 Rep 2009-08-05 2012-09-01
157 Poon, Ka Wing (SFC:ATS954) 潘家榮 ATS954 Rep 2010-09-07 2015-12-04
158 Pui, Jerry 貝祖銘 M ARO896 Rep 2009-08-27 2015-10-21
159 San, Ho Yin 辛浩然 APQ499 Rep 2009-07-20 2011-12-01
160 Shiu, Chi Man 蕭智文 AXE968 Rep 2011-05-25 2013-06-01
161 So, Jiarong 蘇家榮 AJG263 Rep 2010-06-18 2015-12-04
162 Suen, Pik Ying 孫碧英 AGJ642 Rep 2006-03-09 2013-04-26
163 Sun, Koon Kwan 辛冠群 ALL054 Rep 2009-12-14 2013-12-20
164 Sung, Sennen Siu Hang 宋兆恆 AOR113 Rep 2010-01-27 2013-09-13
165 Tai, Chuan-Huang 戴傳晃 AQJ712 Rep 2009-04-06 2011-09-30
166 Tai, Dick Kam Ming 戴錦明 M ACL162 Rep 2007-12-07 2012-05-17
167 Tai, Kim Chung 戴儉忠 AUI053 Rep 2009-12-14 2011-07-06
168 Tsai, Ming-Hsiao 蔡明孝 ANL057 RO 2011-03-23 2011-07-01
169 Tsang, Cheuk Fung 曾卓鋒 AUS314 Rep 2010-02-12 2013-08-01
170 Tsang, Thomas Tak Ming 曾德明 M AGM931 Rep 2004-03-30 2011-07-27
171 Tse, Ming Lun 謝銘倫 AJH258 Rep 2010-12-06 2012-01-18
172 Tso, Sin Cheung 曹善長 AWJ365 Rep 2010-11-25 2011-08-05
173 Wan, Siu Shun 溫紹迅 AEA214 RO 2004-08-26 2021-04-26
174 Wang, Pao-Chang 王保章 ASH945 Rep 2010-08-03 2012-06-01
175 Wang, Tsai-Yun 王彩雲 ARF694 Rep 2008-08-04 2012-06-01
176 Wang, Yun-hsiu 王允秀 ARB703 Rep 2009-06-19 2013-11-29
177 Wei, Chung-Liang 韋忠良 AML182 RO 2010-12-07 2012-03-21
178 Wen, Kuo-Hui 溫國輝 APB222 Rep 2011-01-11 2012-02-01
179 Wolhardt, Allan Keh 華安倫 M AQJ961 Rep 2010-03-17 2012-03-16
180 Wong, Brian Hin Lun 黃顯倫 M ASM207 Rep 2009-03-02 2012-08-01
181 Wong, Bryan Pui Yuen 黃沛源 M AOH949 Rep 2009-02-23 2012-09-29
182 Wong, Chi Chung (SFC:AFT846) 黃志聰 AFT846 Rep 2005-04-07 2013-04-26
183 Wong, Chiu Chung 王昭中 AVJ418 Rep 2010-06-24 2011-12-19
184 Wong, Ho Ki (SFC:AEV335) 王可琪 AEV335 Rep 2006-03-08 2012-01-01
185 Wong, Muk Wing Jimmy 黃木永 AWF681 Rep 2010-11-08 2011-12-05
186 Wong, Shun Tak (SFC:AEB019) 黃信德 M AEB019 Rep 2006-05-10 2012-01-01
187 Wong, Wai Kee 黃惠祺 AUW823 Rep 2010-04-12 2014-09-12
188 Wong, Wai Yan (SFC:ARJ010) 黃慧欣 ARJ010 Rep 2008-08-28 2012-08-01
189 Wong, Yee Wah (SFC:AUD257) 黃綺華 AUD257 Rep 2009-12-10 2013-05-22
190 Wong, Yue Tak (SFC:AAD229) 王汝德 AAD229 RO 2004-08-03 2011-12-01
191 Wu, Bin (SFC:ASC683) 吳斌 ASC683 Rep 2009-01-20 2012-12-01
192 Wu, Chia Hui 吳佳慧 AWZ064 Rep 2011-03-18 2012-06-01
193 Wu, Vicky Way Kay 胡鍏淇 F AWI156 Rep 2010-11-18 2012-08-01
194 Wu, Yi Han 吳怡翰 AUX618 RO 2010-10-11 2012-08-18
195 Xiao, Xin (SFC:AWU102) 肖欣 AWU102 Rep 2011-05-13 2012-08-17
196 Xie, Feng (SFC:AWP435) 謝峰 AWP435 Rep 2011-02-07 2013-04-10
197 Xie, Hongjun (SFC:AQZ553) 謝鴻俊 AQZ553 Rep 2008-06-05 2012-12-01
198 Yang, Ja Wah 楊家華 AWP433 Rep 2011-02-07 2012-08-28
199 Yau, Yuk Kuen 邱玉涓 AUM480 Rep 2010-01-13 2013-10-28
200 Ye, Liuxin 葉柳鑫 ATW450 Rep 2009-10-30 2012-09-12
201 Yeh, Hsin-Hsin 葉欣欣 AWK238 Rep 2010-12-02 2013-09-24
202 Yeung, Kwun Po 楊觀寶 AVW215 Rep 2011-03-09 2013-08-01
203 Yeung, Ting Wai (SFC:AUD258) 楊錠威 AUD258 Rep 2009-11-11 2013-04-26
204 Yew, Lap Tak 姚立德 AAV466 Rep 2007-08-21 2012-05-25
205 Yip, Eddy Chun Kuen 葉俊權 M AQP744 Rep 2010-06-30 2013-04-10
206 Yip, Yin 葉燕 ATT869 Rep 2009-09-18 2012-03-01
207 Yiu, Chi Wah (SFC:ACT308) 姚志華 M ACT308 RO 2004-07-07 2016-02-06
208 Yu, Miao (SFC:AUS315) 于淼 AUS315 Rep 2010-02-12 2011-12-16
209 Yu, Ming Hui 游明慧 AWP642 Rep 2011-01-11 2012-06-01
210 Yuen, Hing Kin 袁興健 AFF290 Rep 2013-09-13
211 Yuen, Ivy Chui Ting 袁翠婷 F AGP199 RO 2011-03-10 2011-10-04
212 Yuen, Kwok Wai 袁國偉 M AAV935 RO 2007-05-11 2011-11-04
213 Zhang, Chi (SFC:AXK997) 張弛 AXK997 Rep 2011-06-23 2011-09-09
214 Zhu, Jiayan (SFC:AVA093) 朱佳燕 AVA093 Rep 2010-04-26 2011-12-19

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