DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ahn, Soo Yong 安秀鏞 | ASM065 | Rep | 2009-02-25 | 2012-03-01 | ||
| 2 | Aldworth, James Garton | M | APN875 | Rep | 2007-08-30 | 2016-06-20 | |
| 3 | Andrianov, Mykola | AOP235 | Rep | 2007-02-23 | 2012-09-06 | ||
| 4 | Askar, Kamel | ANE702 | Rep | 2006-03-15 | 2011-01-27 | ||
| 5 | Baker, Cristy | AUA663 | Rep | 2009-10-23 | 2012-07-27 | ||
| 6 | Bean, James Mark | M | AMP165 | Rep | 2005-10-18 | 2014-06-12 | |
| 7 | Bennett, Charles Andrew Coghlan | M | AMY969 | Rep | 2007-07-24 | 2013-08-28 | |
| 8 | Boukhadem, Jamel | AOV146 | Rep | 2007-04-20 | 2010-11-12 | ||
| 9 | Boulay, Nicolas Philippe | 34 | M | AQI395 | Rep | 2010-04-20 | 2011-07-30 |
| 10 | Brixen, Scott Bradley | M | ADZ914 | Rep | 2007-11-09 | 2014-01-30 | |
| 11 | Brown, Anthony George (SFC:APU473) | M | APU473 | RO | 2010-05-17 | 2013-09-09 | |
| 12 | Chan, Danny Yuet Hang 陳悅恆 | AJJ615 | Rep | 2004-01-15 | 2011-05-14 | ||
| 13 | Chan, Edmund Wing Hong 陳永康 | M | AEX593 | Rep | 2003-09-11 | 2011-06-30 | |
| 14 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | AQG810 | Rep | 2008-01-10 | 2014-07-05 | |
| 15 | Chan, Ron Chi Ho 陳志豪 | ADR493 | Rep | 2007-03-29 | 2010-08-04 | ||
| 16 | Chan, Spencer Kwok Wai 陳國偉 | M | AEF253 | Rep | 2006-04-03 | 2013-08-07 | |
| 17 | Chandak, Dhiraj | ANB378 | Rep | 2006-02-20 | 2019-09-03 | ||
| 18 | Chandler, Benjamin Victor Michael | M | AEO780 | Rep | 2003-08-18 | 2011-03-30 | |
| 19 | Chang, Michael Cheun Chun 鄭翔浚 | M | AOH904 | Rep | 2006-12-20 | 2012-01-10 | |
| 20 | Chang, Michael Yio-How 張祐豪 | M | AGN920 | Rep | 2006-07-10 | 2011-06-24 | |
| 21 | Chen, Alexander Yang | M | AQZ635 | Rep | 2008-05-02 | 2012-09-05 | |
| 22 | Chen, Augustine | ALF255 | Rep | 2008-05-08 | 2011-04-09 | ||
| 23 | Chen, Xi (SFC:AUN143) 陳曦 | AUN143 | Rep | 2010-01-18 | 2011-06-10 | ||
| 24 | Cheung, Sze Chung 張思中 | AUM379 | Rep | 2010-01-07 | 2012-09-05 | ||
| 25 | Choi, Franky Ming Chit 蔡明哲 | APY708 | Rep | 2007-11-01 | 2012-01-06 | ||
| 26 | Choi, Thomson Yik Hin 蔡亦軒 | AQE831 | Rep | 2008-01-03 | 2010-08-19 | ||
| 27 | Chow, Anson Tsun Ho 周進浩 | AQG809 | Rep | 2008-01-10 | 2013-02-01 | ||
| 28 | Chow, Janet Wing-gee 周詠芝 | F | ASH894 | Rep | 2009-01-16 | 2012-09-19 | |
| 29 | Chow, Jimmy Ka Ching 周家正 | M | ADZ442 | Rep | 2006-08-16 | 2017-08-31 | |
| 30 | Chuang, Christopher Jin-gee 莊進智 | M | AUM542 | Rep | 2010-01-08 | 2014-03-07 | |
| 31 | Chung, Jeffrey Jin Wook | M | AEA620 | Rep | 2014-04-10 | ||
| 32 | Chung, Ji Young | AGV338 | Rep | 2011-10-07 | |||
| 33 | Chung, Richard | M | ALW173 | Rep | 2009-08-20 | 2012-03-07 | |
| 34 | Ciani Bassetti, Pietro | M | ARR167 | Rep | 2008-09-30 | 2021-09-19 | |
| 35 | Clapham, Thomas Antony | M | AOC719 | Rep | 2006-10-27 | 2012-06-13 | |
| 36 | Creedon, Katherine Claire | F | AQI626 | Rep | 2008-01-22 | 2020-11-16 | |
| 37 | Das, Ashok Kumar (SFC:AVH956) | M | AVH956 | Rep | 2010-06-29 | 2018-03-21 | |
| 38 | Dattas, Bertrand Pierre Fernand | M | ANT751 | Rep | 2006-08-10 | 2011-08-23 | |
| 39 | Davis, Mark James (SFC:AQC318) | M | AQC318 | RO | 2009-10-09 | 2012-10-25 | |
| 40 | Davison, Nathan Luke | M | AUD693 | RO | 2010-04-19 | 2011-02-09 | |
| 41 | Day, Donald Kurt | M | AUN917 | Rep | 2010-01-18 | 2012-11-30 | |
| 42 | Doering, Michael Roger | M | ANQ240 | Rep | 2006-07-10 | 2014-01-03 | |
| 43 | Doyle, John Aaron | M | ATO458 | Rep | 2009-08-18 | 2019-10-29 | |
| 44 | Ebert, Robert James | M | AVF581 | Rep | 2010-05-20 | 2010-10-15 | |
| 45 | Ellis, James Andrew | M | ARR323 | Rep | 2008-09-30 | 2012-04-01 | |
| 46 | Everest, Steven Leslie | M | ARS776 | Rep | 2008-10-17 | 2015-03-01 | |
| 47 | Fairbairn, Glen Reginald | M | ARU495 | Rep | 2008-11-19 | 2012-12-12 | |
| 48 | Fung, Peter Yuk Kuen 馮旭乾 | M | AIU326 | RO | 2010-06-07 | 2011-03-10 | |
| 49 | Gan, Wee Leong 顏偉樑 | AML648 | Rep | 2008-08-26 | 2014-06-03 | ||
| 50 | Gautam, Rahul (SFC:ARV352) | ARV352 | Rep | 2008-11-06 | 2011-03-05 | ||
| 51 | Ghosh, Srijay | ASL686 | Rep | 2009-02-17 | 2011-04-19 | ||
| 52 | Goodwin, Andrew D | M | ASJ618 | Rep | 2009-01-29 | 2014-09-04 | |
| 53 | Hague, Claire Elizabeth Logan | F | ALF606 | Rep | 2009-02-16 | 2011-04-09 | |
| 54 | Halliwell, Alison (SFC:ASF035) | F | ASF035 | Rep | 2009-01-02 | 2012-01-19 | |
| 55 | Hart, Matthew Edward | M | AUI290 | Rep | 2009-12-11 | 2012-01-12 | |
| 56 | Hatrick, Kerr | ARH858 | Rep | 2008-07-14 | 2011-01-28 | ||
| 57 | Hayes, Arthur | M | ASJ614 | Rep | 2009-01-29 | 2011-06-11 | |
| 58 | Hesse, Nicolas Jean Georges | M | AOD300 | Rep | 2006-11-07 | 2013-01-17 | |
| 59 | Hil, Jeffery Chi Yung 許志勇 | M | AAJ464 | RO | 2011-10-18 | ||
| 60 | Ho, Chak Kie 何澤基 | AEC938 | Rep | 2017-07-21 | |||
| 61 | Ho, Karen Kar Wing 何嘉詠 | F | AQE832 | Rep | 2007-12-24 | 2013-03-07 | |
| 62 | Hogan, Robert Wilkes | M | APZ223 | Rep | 2008-01-10 | 2015-12-01 | |
| 63 | Hon, Kenneth Sau Yee 韓守義 | M | AJI837 | Rep | 2010-04-28 | 2011-06-02 | |
| 64 | Hosie, Neil Cameron | M | AHQ348 | RO | 2009-03-26 | 2017-03-31 | |
| 65 | Huang, Ruohai 黃若海 | AUM544 | Rep | 2010-01-08 | 2021-09-19 | ||
| 66 | Huang, Timmy Chi-ming 黃麒銘 | ASF036 | Rep | 2009-01-02 | 2011-10-17 | ||
| 67 | Huynh, Louis | M | AOQ937 | Rep | 2007-03-12 | 2012-09-05 | |
| 68 | Ip, Yau Lung 葉游龍 | AKI626 | Rep | 2007-08-20 | 2011-02-09 | ||
| 69 | Kamei, Takeya | APR736 | Rep | 2007-09-28 | 2013-12-02 | ||
| 70 | Kapoor, Chetan (SFC:AQO316) | AQO316 | Rep | 2008-02-26 | 2017-12-06 | ||
| 71 | Kaufmann, Kai | AQQ336 | Rep | 2008-03-10 | 2019-08-12 | ||
| 72 | Keenan, Russell Dennis | M | AOX305 | Rep | 2007-05-15 | 2017-06-09 | |
| 73 | Kesebi, Sukru | ATT835 | Rep | 2009-11-30 | 2014-11-26 | ||
| 74 | Khaimson, Evgeni | ARP463 | Rep | 2009-08-12 | 2012-07-01 | ||
| 75 | Khan, Asad Rahman | AUS963 | Rep | 2010-02-17 | 2012-01-12 | ||
| 76 | Kim, So Yeon | AMM348 | Rep | 2010-03-01 | 2013-02-01 | ||
| 77 | King, Hubert Duncan 金汶椿 | M | AES843 | Rep | 2015-06-08 | ||
| 78 | Kong, Rita Yan Yee 江欣兒 | AES247 | Rep | 2011-03-05 | |||
| 79 | Kudalkar, Anil Sadanand | ASJ616 | Rep | 2009-01-29 | 2016-02-27 | ||
| 80 | Kwan, Roy Chun Wai 關振緯 | 34 | M | AOT954 | Rep | 2007-04-03 | 2018-02-06 |
| 81 | Kwok, Daisy Dik Sze 郭迪思 | F | ALJ957 | Rep | 2004-11-02 | 2010-11-16 | |
| 82 | Kwok, Isabella Ngan Ting 郭雁婷 | F | AGH147 | Rep | 2009-10-29 | 2018-05-08 | |
| 83 | Kwong, Marcus Mann 鄺孟芹 | M | AFU388 | Rep | 2009-06-29 | 2019-09-27 | |
| 84 | Lai, David Yuk Fai 賴玉輝 | M | ACU419 | Rep | 2004-07-02 | 2017-02-07 | |
| 85 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2007-05-25 | 2018-06-21 | ||
| 86 | Lala, Manish | AUZ529 | Rep | 2010-04-08 | 2019-11-30 | ||
| 87 | Lambos, Elizabeth Brett | F | ASH450 | Rep | 2009-01-14 | 2013-03-23 | |
| 88 | Lau, Adam Yue Che 劉宇池 | M | AGF159 | Rep | 2007-04-02 | 2014-08-09 | |
| 89 | Lau, Janice Wai Man 劉維敏 | F | AOL108 | Rep | 2007-01-17 | 2014-06-24 | |
| 90 | Lau, Ka Fei 劉嘉輝 | ASL713 | Rep | 2009-02-17 | 2011-07-01 | ||
| 91 | Lau, Stephen Ying Tung 劉穎東 | M | ANM143 | Rep | 2006-06-01 | 2021-05-28 | |
| 92 | Lee, Christopher Fai Man 李輝敏 | 44 | M | ACW239 | Rep | 2010-07-22 | 2012-02-16 |
| 93 | Lee, Derek Ho Yin 李浩然 | M | AOR573 | Rep | 2007-03-12 | 2011-03-25 | |
| 94 | Lee, Eric Cheng-Chiang 李正強 | M | AUC989 | Rep | 2010-06-10 | 2011-07-29 | |
| 95 | Lee, Gregory Joseph | M | APD818 | Rep | 2009-06-03 | 2012-02-13 | |
| 96 | Lee, John (SFC:APW367) | M | APW367 | Rep | 2007-10-24 | 2011-10-19 | |
| 97 | Lee, Morse Kok Hung 李國雄 | ATW710 | Rep | 2009-09-28 | 2010-11-17 | ||
| 98 | Lee, Roger Leonard (SFC:AVB844) | M | AVB844 | Rep | 2010-04-21 | 2012-09-05 | |
| 99 | Lee, Simmy Sze Ming 李斯明 | AQD343 | Rep | 2009-09-11 | 2010-11-17 | ||
| 100 | Lee, Wen Long | ATB494 | Rep | 2009-06-15 | 2018-02-19 | ||
| 101 | Lee, Youn Wen | AHA183 | Rep | 2018-11-11 | |||
| 102 | Leonard, Neil Angus James | M | ANB385 | Rep | 2006-02-20 | 2012-09-05 | |
| 103 | Leung, Hung Kwong (SFC:ARF550) 梁雄光 | ARF550 | Rep | 2008-06-20 | 2010-11-12 | ||
| 104 | Li, Alan Cheuk Lun 李卓倫 | M | AOC884 | Rep | 2006-11-01 | 2017-02-07 | |
| 105 | Li, Xianlin 李嫻琳 | AUN096 | Rep | 2010-01-12 | 2011-07-09 | ||
| 106 | Lim, Michelle Si Min 林思敏 | F | ASI130 | Rep | 2009-01-23 | 2019-10-11 | |
| 107 | Lin, David Ping 林平 | M | AOT744 | Rep | 2009-09-14 | 2012-09-05 | |
| 108 | Lonergan, Phillip Edward | M | ATB486 | RO | 2010-02-02 | 2010-08-10 | |
| 109 | Longe, Kehinde Phillip Oladotun | M | ANT775 | Rep | 2009-10-06 | 2014-10-11 | |
| 110 | Lu, Hue Thi | ADT188 | Rep | 2007-08-03 | 2012-06-13 | ||
| 111 | Lu, Yumian 呂玉勉 | ASM064 | Rep | 2009-02-25 | 2010-08-27 | ||
| 112 | Luk, Yin Man 陸燕雯 | AEQ086 | Rep | 2008-08-27 | 2012-09-05 | ||
| 113 | Luo, Wei (SFC:AUQ322) | AUQ322 | Rep | 2010-01-27 | 2012-01-11 | ||
| 114 | Ma, Sin Chi 馬善智 | 36 | M | AFQ486 | RO | 2010-04-20 | 2012-01-06 |
| 115 | Macdonald, Matthew Douglas | M | ALK219 | Rep | 2010-07-06 | 2014-09-19 | |
| 116 | Maloney, Mark Robert | M | APR781 | Rep | 2007-10-02 | 2013-08-31 | |
| 117 | Marchio, Steven Santo Peter | M | AVP004 | Rep | 2010-07-29 | 2019-10-13 | |
| 118 | Mason, Matthew James (SFC:AQM089) | M | AQM089 | Rep | 2009-03-25 | 2014-06-12 | |
| 119 | McAuliffe, James Anthony | M | ANL063 | Rep | 2010-04-01 | 2011-05-11 | |
| 120 | Menser, Brooke Josephine | APP371 | Rep | 2009-02-17 | 2011-04-01 | ||
| 121 | Michalik, Thorsten | AJK533 | Rep | 2008-08-14 | 2013-01-21 | ||
| 122 | Mignon, Hartly | AQH432 | Rep | 2008-01-17 | 2011-04-20 | ||
| 123 | Mirpuri, Vishal Nirmaldas (SFC:AJG172) | AJG172 | Rep | 2010-05-10 | 2012-02-17 | ||
| 124 | Modrakovic, Stela (SFC:ATQ776) | ATQ776 | Rep | 2009-08-27 | 2011-11-01 | ||
| 125 | Montanari, Marco | M | ATI145 | Rep | 2009-07-08 | 2013-02-01 | |
| 126 | Mouilhade, Claire Beatrice Claude | F | ANQ817 | Rep | 2006-07-14 | 2012-09-25 | |
| 127 | Murch, Timothy Alexander | M | ASI127 | Rep | 2009-01-23 | 2015-11-11 | |
| 128 | Murphy, David James (SFC:AFG800) | M | AFG800 | RO | 2010-04-28 | 2011-09-09 | |
| 129 | Naidoo, Marlin | ANU183 | Rep | 2006-08-14 | 2012-08-01 | ||
| 130 | Nandwani, Roshan Ramesh 浩南 | M | ATI142 | Rep | 2009-07-08 | 2018-06-08 | |
| 131 | Neary, James Joseph | M | AQE987 | Rep | 2009-12-29 | 2012-09-05 | |
| 132 | Ng, William Travis | M | ASX231 | Rep | 2009-04-30 | 2011-04-30 | |
| 133 | Ong, Derek (SFC:AME256) | M | AME256 | Rep | 2005-06-22 | 2011-08-23 | |
| 134 | Ow, Shin Yeuan 歐欣遠 | AMR665 | Rep | 2007-07-31 | 2011-05-14 | ||
| 135 | Oyson, Michaelangelo De Los Reyes | AJA485 | Rep | 2003-10-24 | 2010-11-11 | ||
| 136 | Panda, Angkit | ARG689 | Rep | 2008-06-30 | 2016-07-01 | ||
| 137 | Pang, Ka Yin (SFC:AEF574) 彭嘉賢 | AEF574 | Rep | 2010-05-10 | 2018-02-06 | ||
| 138 | Perrot, Benoit Francis Louis | M | ALT794 | Rep | 2009-08-18 | 2012-02-24 | |
| 139 | Pirestani, Kayvon Andrew | M | AMB757 | Rep | 2005-06-08 | 2012-10-11 | |
| 140 | Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 | M | AIC797 | Rep | 2004-07-13 | 2011-02-26 | |
| 141 | Press, Matthew (SFC:ATI127) | M | ATI127 | Rep | 2009-10-08 | 2010-08-13 | |
| 142 | Rao, Vigyan | AMH160 | Rep | 2010-07-05 | 2012-07-05 | ||
| 143 | Reeves, Andrew James | M | AJK532 | Rep | 2004-01-26 | 2014-02-27 | |
| 144 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2009-05-25 | 2011-05-06 | |
| 145 | Rizkalla, Andrew | M | ASH892 | Rep | 2009-01-16 | 2013-06-01 | |
| 146 | Rodrigues, Johann | AUZ964 | Rep | 2010-04-09 | 2012-09-01 | ||
| 147 | Ruffy, Francis Nicolo Punzalan | M | AQM397 | Rep | 2008-02-11 | 2010-12-17 | |
| 148 | Saigal, Gaurav | M | APQ799 | Rep | 2007-09-25 | 2018-05-11 | |
| 149 | Sanchez, Marlon Mikhail | M | ADJ822 | Rep | 2006-06-26 | 2011-01-04 | |
| 150 | Shah, Jigar Jayanti | ARH600 | Rep | 2008-07-08 | 2013-01-10 | ||
| 151 | Shah, Junaid Hussain (SFC:AUR999) | AUR999 | Rep | 2010-02-09 | 2014-04-14 | ||
| 152 | Shah, Priyesh Shantilal | ARF530 | Rep | 2008-06-23 | 2014-12-31 | ||
| 153 | Sheridan, Richard Leo | M | AUE091 | Rep | 2010-04-08 | 2012-01-19 | |
| 154 | Silver, Nicholas Eugene | M | AOU413 | Rep | 2007-04-10 | 2014-04-11 | |
| 155 | Stokeld, Craig Charles | M | AUI378 | Rep | 2009-12-11 | 2011-12-07 | |
| 156 | Streatfield, David Alan | M | AVI634 | Rep | 2010-06-14 | 2012-05-22 | |
| 157 | Suen, Ming Chit 孫明哲 | ADC059 | Rep | 2004-03-30 | 2010-08-14 | ||
| 158 | Sun, Cheuk Wa 孫卓華 | AFM321 | Rep | 2005-07-06 | 2012-09-05 | ||
| 159 | Tan, Wei Li | AVI323 | Rep | 2010-06-29 | 2011-05-04 | ||
| 160 | Tang, Wenyi | F | ASI157 | Rep | 2009-02-06 | 2015-06-27 | |
| 161 | Tao, Feiran 陶斐然 | AUN714 | Rep | 2010-01-15 | 2018-05-24 | ||
| 162 | Tay, Mei Yuen | AHC197 | Rep | 2007-10-15 | 2011-09-22 | ||
| 163 | Tay, Siang Watt Terence | M | AVH952 | Rep | 2010-06-29 | 2018-02-20 | |
| 164 | Thomas, Dean (SFC:ACN472) | M | ACN472 | Rep | 2007-02-09 | 2019-08-13 | |
| 165 | Tsang, Ka Li 曾嘉莉 | AIB690 | Rep | 2004-08-09 | 2012-01-10 | ||
| 166 | Tsui, Stephen Fook Hong 徐福康 | M | AMF768 | Rep | 2005-07-18 | 2012-09-05 | |
| 167 | Twomey, Harvey Noel | M | AKX345 | Rep | 2008-05-02 | 2013-12-03 | |
| 168 | Waddell, Andrew Graham | M | AMK232 | Rep | 2007-08-23 | 2013-04-20 | |
| 169 | Wang, Eson | APB798 | Rep | 2007-06-14 | 2015-07-20 | ||
| 170 | Wang, Haixiao (SFC:AQM271) 王海嘯 | AQM271 | Rep | 2008-02-06 | 2014-03-05 | ||
| 171 | Wang, Qian (SFC:AUN076) 王倩 | AUN076 | Rep | 2010-01-12 | 2012-06-30 | ||
| 172 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2004-07-19 | 2014-11-18 | |
| 173 | Wilson, Murray John | M | ARJ081 | Rep | 2010-06-24 | 2012-07-17 | |
| 174 | Winter, Philip Francis David | 34 | M | AQG466 | Rep | 2009-08-31 | 2014-10-01 |
| 175 | Wong, Annie Yan Tsz 黃欣慈 | F | AUV531 | Rep | 2010-03-10 | 2015-09-19 | |
| 176 | Wong, Lai Man (SFC:AFC401) 王麗雯 | AFC401 | Rep | 2007-06-05 | 2015-06-01 | ||
| 177 | Wong, Tsz Kin (SFC:ALA499) 王子健 | ALA499 | Rep | 2004-12-16 | 2013-02-01 | ||
| 178 | Woo, Janet Fong Fong 胡渢渢 | F | AEM866 | Rep | 2019-07-08 | ||
| 179 | Wood, Graham Douglas (SFC:AKT391) | M | AKT391 | Rep | 2004-06-07 | 2011-06-07 | |
| 180 | Yan, Wing Tak 甄穎德 | APQ792 | Rep | 2009-10-19 | 2018-09-28 | ||
| 181 | Yang, Ka Shui 楊家萃 | AOW796 | Rep | 2010-01-18 | 2012-01-10 | ||
| 182 | Yong, Yi Shan 楊憶善 | AOB251 | Rep | 2006-10-17 | 2011-06-24 | ||
| 183 | Zange, Boris Manuel (SFC:ATB488) | M | ATB488 | Rep | 2009-06-15 | 2012-03-01 | |
| 184 | Zhang, Ying (SFC:AUM577) | AUM577 | Rep | 2010-01-11 | 2011-04-02 | ||
| 185 | Zhao, Chenfan 趙晨帆 | AOS450 | Rep | 2007-03-28 | 2012-06-13 | ||
| 186 | Zhao, Yue (SFC:ALJ837) 趙悅 | ALJ837 | Rep | 2006-07-07 | 2017-08-19 | ||
| 187 | Zuber, Zarko | AVA150 | Rep | 2010-07-15 | 2012-08-01 |
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