Mignon, Hartly
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-08-17 | 2022-04-01 | Rep | Dealing in securities | 2015-08-17 | 2022-04-01 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2023-08-11 | |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-17 | 2011-04-20 | Rep | Dealing in securities | 2008-01-17 | 2011-04-20 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-20 | 2012-09-20 |
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