Kwong, Marcus Mann 鄺孟芹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2025-05-27 | 2025-10-20 | RO | Dealing in securities | 2025-10-20 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-06-29 | 2019-09-27 | Rep | Dealing in securities | 2009-06-29 | 2019-09-27 | Rep | Automated trading services | 2010-06-23 | 2013-03-06 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-03-13 | Rep | Advising on securities | 2004-03-13 | Rep | Asset management | 2004-03-13 | Rep | Dealing in securities | 2004-03-13 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-11-11 | 2022-03-03 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-11-11 | 2022-03-03 | Rep | Dealing in securities | 2019-11-11 | 2022-03-03 | Rep | Automated trading services | 2019-11-19 | 2022-03-03 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-03-31 | 2009-04-25 | Rep | Dealing in futures contracts | 2005-03-31 | 2009-04-25 | Rep | Dealing in futures contracts | 2022-07-07 | 2024-10-31 | Rep | Dealing in securities | 2022-07-07 | 2024-10-31 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2022-07-07 | 2024-10-31 | Rep | Dealing in futures contracts | 2022-07-07 | 2024-10-31 | Rep | Dealing in securities | 2022-07-07 | 2024-10-31 |
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