Chen, Augustine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2025-11-03 | |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2004-09-01 | 2007-03-29 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-05-08 | 2011-04-09 |
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