DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Abbas, Asad (SFC:AIP440) AIP440 Rep 2003-04-09 2009-10-22
2 Ahn, Soo Yong 安秀鏞 ASM065 Rep 2009-02-25 2012-03-01
3 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
4 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
5 Askar, Kamel ANE702 Rep 2006-03-15 2011-01-27
6 Bacher, Ryan Rudolf M AJI294 Rep 2003-12-18 2009-06-23
7 Baker, Maureen Lee F AOT370 Rep 2007-04-02 2010-03-20
8 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
9 Beattie, Russell William M ALI346 RO 2007-09-14 2010-04-30
10 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
11 Bian, Chao 邊超 ASH461 Rep 2009-01-14 2009-06-03
12 Bonner-Fomes, Natasha Natalie F AOT773 Rep 2008-10-27 2009-11-04
13 Boukhadem, Jamel AOV146 Rep 2007-04-20 2010-11-12
14 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
15 Chan, Chieh-Mi (SFC:ALU162) ALU162 RO 2005-11-22 2009-04-23
16 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
17 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
18 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
19 Chan, Ron Chi Ho 陳志豪 ADR493 Rep 2007-03-29 2010-08-04
20 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
21 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
22 Chandler, Benjamin Victor Michael M AEO780 Rep 2003-08-18 2011-03-30
23 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
24 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
25 Chen, Alexander Yang M AQZ635 Rep 2008-05-02 2012-09-05
26 Chen, Augustine ALF255 Rep 2008-05-08 2011-04-09
27 Cheung, Ka Che 張家熾 AFX502 Rep 2005-07-27 2009-06-24
28 Cheung, Tommy (SFC:ANK150) 張華 ANK150 Rep 2008-01-24 2009-10-14
29 Cho, Soo Hyun APS483 Rep 2007-10-03 2009-12-31
30 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
31 Choi, Thomson Yik Hin 蔡亦軒 AQE831 Rep 2008-01-03 2010-08-19
32 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
33 Chow, Janet Wing-gee 周詠芝 F ASH894 Rep 2009-01-16 2012-09-19
34 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
35 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-05-09 2010-04-24
36 Chu, Peter Pa-en 曲培恩 M ALW236 Rep 2006-03-31 2010-07-29
37 Chun, Chyi-Hung 詹琦宏 ANM139 Rep 2006-06-01 2009-05-19
38 Chun, Julian Howe 陳嘉豪 M AOB660 Rep 2006-10-20 2010-02-10
39 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
40 Chung, Ji Young AGV338 Rep 2011-10-07
41 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
42 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
43 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
44 Currey, Stuart Dalyn M AQU056 Rep 2008-04-02 2009-04-22
45 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
46 Daube, Patrick M ALQ179 Rep 2005-04-14 2010-07-13
47 David, Martin (SFC:ASF044) M ASF044 Rep 2009-01-02 2009-05-08
48 Davis, Mark James (SFC:AQC318) M AQC318 Rep 2007-11-30 2009-10-09
49 Denk, Christian M AON021 Rep 2007-02-26 2010-02-10
50 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
51 Donley, Charles John M AMK250 Rep 2007-10-12 2010-01-01
52 Donnelly, James Francis (SFC:APL240) M APL240 Rep 2007-08-21 2009-09-08
53 Du, Josh Sheng 杜晟 AQO386 Rep 2008-02-26 2009-07-25
54 Egenolf, Anja AOU636 Rep 2007-04-23 2009-04-01
55 El Hicheri, Fayez ANH083 Rep 2007-08-23 2009-05-12
56 Ellis, James Andrew M ARR323 Rep 2008-09-30 2012-04-01
57 Everest, Steven Leslie M ARS776 Rep 2008-10-17 2015-03-01
58 Fairbairn, Glen Reginald M ARU495 Rep 2008-11-19 2012-12-12
59 Ferrarese, Joseph Louis M ASQ393 Rep 2009-03-30 2009-04-08
60 Flatley, Robert Leo (SFC:ARJ068) M ARJ068 Rep 2009-03-27 2009-04-04
61 Fleetham, Ian David M ASF040 Rep 2009-01-02 2010-06-12
62 Frankel, Aaron Scott 傅艾倫 M ASH947 Rep 2009-01-19 2009-04-02
63 Fung, Peter Yuk Kuen 馮旭乾 M AIU326 Rep 2003-06-02 2010-06-07
64 Gan, Wee Leong 顏偉樑 AML648 Rep 2008-08-26 2014-06-03
65 Gautam, Rahul (SFC:ARV352) ARV352 Rep 2008-11-06 2011-03-05
66 Ghosh, Srijay ASL686 Rep 2009-02-17 2011-04-19
67 Goodwin, Andrew D M ASJ618 Rep 2009-01-29 2014-09-04
68 Hague, Claire Elizabeth Logan F ALF606 Rep 2009-02-16 2011-04-09
69 Halliwell, Alison (SFC:ASF035) F ASF035 Rep 2009-01-02 2012-01-19
70 Hatrick, Kerr ARH858 Rep 2008-07-14 2011-01-28
71 Hayes, Arthur M ASJ614 Rep 2009-01-29 2011-06-11
72 Hedtke, Nathan Harrington M ARG770 Rep 2009-03-24 2009-04-01
73 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
74 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
75 Hirako, Taisuke ASP620 Rep 2009-03-25 2010-03-01
76 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
77 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
78 Hoare, Len Peter Andrew 32 M ARM938 Rep 2008-08-14 2010-05-20
79 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
80 Hosie, Neil Cameron M AHQ348 RO 2009-03-26 2017-03-31
81 Huang, Timmy Chi-ming 黃麒銘 ASF036 Rep 2009-01-02 2011-10-17
82 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
83 Ip, Yau Lung 葉游龍 AKI626 Rep 2007-08-20 2011-02-09
84 Jhalaria, Saurabh AOA899 Rep 2006-10-11 2009-07-01
85 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
86 Kao, Yu-Ling 高毓伶 ARA755 Rep 2008-05-15 2009-05-01
87 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
88 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
89 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
90 Kelly, Peter Edward M ANT290 Rep 2006-08-01 2009-06-01
91 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
92 Koerber, Matthias M APZ541 Rep 2007-11-13 2010-01-08
93 Kong, Rita Yan Yee 江欣兒 AES247 Rep 2011-03-05
94 Kudalkar, Anil Sadanand ASJ616 Rep 2009-01-29 2016-02-27
95 Kuo, Chiung-Hsien 郭炯顯 APJ332 Rep 2007-08-08 2010-05-01
96 Kwan, Roy Chun Wai 關振緯 33 M AOT954 Rep 2007-04-03 2018-02-06
97 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2004-11-02 2010-11-16
98 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
99 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
100 Lambos, Elizabeth Brett F ASH450 Rep 2009-01-14 2013-03-23
101 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
102 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
103 Lau, Ka Fei 劉嘉輝 ASL713 Rep 2009-02-17 2011-07-01
104 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
105 Lee, Amanda Pui Shan 李珮珊 F AOA890 Rep 2006-10-16 2009-06-23
106 Lee, Derek Ho Yin 李浩然 M AOR573 Rep 2007-03-12 2011-03-25
107 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
108 Lee, Youn Wen AHA183 Rep 2018-11-11
109 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
110 Leung, Hung Kwong (SFC:ARF550) 梁雄光 ARF550 Rep 2008-06-20 2010-11-12
111 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2008-01-29 2010-07-29
112 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
113 Li, Lambda Wai Lim 李慧濂 ACZ968 Rep 2007-04-27 2010-04-14
114 Li, Nelson Siu Sing 李紹成 M AAI318 Rep 2009-06-13
115 Lim, Michelle Si Min 林思敏 F ASI130 Rep 2009-01-23 2019-10-11
116 Lin, Yi Han AQO279 Rep 2008-02-25 2009-06-11
117 Liu, Shuang (SFC:ASN929) 劉爽 ASN929 Rep 2009-03-07 2009-09-01
118 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-03-11
119 Lo, Shih-Hung 羅仕泓 ALR980 Rep 2005-02-03 2010-04-24
120 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
121 Lu, Yumian 呂玉勉 ASM064 Rep 2009-02-25 2010-08-27
122 Luk, Yin Man 陸燕雯 AEQ086 Rep 2008-08-27 2012-09-05
123 Ma, Adrian Hin Chun 馬顯俊 24 M AOT355 Rep 2007-06-14 2009-04-15
124 Ma, Sin Chi 馬善智 35 M AFQ486 Rep 2004-08-09 2010-04-20
125 MacCarthy, Denis (SFC:AGK114) AGK114 RO 2004-01-08 2009-12-11
126 Macdonald, Matthew Douglas M ALK219 Rep 2006-07-24 2009-08-11
127 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
128 Mason, Matthew James (SFC:AQM089) M AQM089 Rep 2009-03-25 2014-06-12
129 McKechnie, David Jonathan Daniel M AQR013 Rep 2008-03-13 2009-09-07
130 Meenan, James Nahor M ALI062 Rep 2004-10-11 2010-04-30
131 Mendes, Carlos Juan D'Oliveira M AKY104 Rep 2006-11-21 2009-07-14
132 Menser, Brooke Josephine APP371 Rep 2009-02-17 2011-04-01
133 Michalik, Thorsten AJK533 Rep 2008-08-14 2013-01-21
134 Mignon, Hartly AQH432 Rep 2008-01-17 2011-04-20
135 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
136 Murch, Timothy Alexander M ASI127 Rep 2009-01-23 2015-11-11
137 Naheta, Akshay Sudhir (SFC:ANM127) ANM127 Rep 2006-06-01 2009-08-01
138 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
139 Narain, Ravi AAG780 Rep 2010-03-24
140 Ng, Jeffrey Kut Yin 吳吉然 M ANE006 Rep 2006-03-09 2009-04-15
141 Ng, Lok Yan (SFC:AOG290) 伍樂仁 AOG290 Rep 2006-11-30 2010-03-03
142 Nicodemo, Anthony Joseph M ASI178 Rep 2009-01-23 2010-04-01
143 Niemann, Axel ARD875 Rep 2008-06-03 2009-04-01
144 Oberhansberg, Utz Richard M AMQ369 Rep 2005-10-31 2009-04-15
145 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
146 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
147 Oyson, Michaelangelo De Los Reyes AJA485 Rep 2003-10-24 2010-11-11
148 Pai, Kuang-hui 白光暉 AQS602 Rep 2009-03-25 2010-03-20
149 Panda, Angkit ARG689 Rep 2008-06-30 2016-07-01
150 Pemberton, Christian Matthew M AMS716 Rep 2005-11-29 2009-07-24
151 Perry, Matthew John (SFC:ALS348) M ALS348 Rep 2005-02-16 2009-04-28
152 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
153 Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 M AIC797 Rep 2004-07-13 2011-02-26
154 Prescott, Lewis Edward M AOQ772 Rep 2007-03-01 2009-04-21
155 Qian, Rachel 錢芳 F AQM276 Rep 2008-02-06 2009-08-25
156 Rageau, Patrice Frederic M AMK424 Rep 2005-09-02 2009-04-21
157 Rahman, Ankon Nahidur ARN064 Rep 2009-03-27 2009-04-05
158 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
159 Rizkalla, Andrew M ASH892 Rep 2009-01-16 2013-06-01
160 Roos, Murray Daniel Remarque 34 M AOX773 Rep 2007-05-16 2009-08-17
161 Roy, Karine AMJ983 Rep 2008-01-25 2009-04-04
162 Ruffy, Francis Nicolo Punzalan M AQM397 Rep 2008-02-11 2010-12-17
163 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
164 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-06-26 2011-01-04
165 Sargeant, Luke Matthew M AOE635 Rep 2006-11-20 2009-05-27
166 Sebti, Noreddine Ali ARJ195 RO 2008-11-18 2009-06-01
167 Shah, Jigar Jayanti ARH600 Rep 2008-07-08 2013-01-10
168 Shah, Priyesh Shantilal ARF530 Rep 2008-06-23 2014-12-31
169 Shenker, Eric Edward M ASQ444 Rep 2009-03-27 2009-04-01
170 Shetty, Arjun ASI142 Rep 2009-01-23 2009-07-01
171 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
172 Sinnathuray, Chandra Raj (SFC:AKW695) AKW695 Rep 2007-06-12 2009-11-23
173 Skurr, Paul Thomas M AQS669 Rep 2009-03-26 2009-04-01
174 Suen, Ming Chit 孫明哲 ADC059 Rep 2004-03-30 2010-08-14
175 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
176 Tang, Wenyi F ASI157 Rep 2009-02-06 2015-06-27
177 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
178 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
179 Tsai, Jack Du 蔡篤傑 M AHR672 Rep 2006-05-29 2009-07-22
180 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
181 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-03-11
182 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
183 Tuckwell, Zachary Scott M ADT336 Rep 2008-09-08 2009-09-22
184 Twomey, Harvey Noel M AKX345 Rep 2008-05-02 2013-12-03
185 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
186 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
187 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
188 Warfield, George Richard IV M ASH893 Rep 2009-01-16 2009-06-11
189 Wayland, Jamil Alexander M ASQ417 Rep 2009-03-27 2009-04-02
190 Welch, Thomas Andrew M ALD194 Rep 2007-08-15 2009-08-17
191 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
192 Wilson, Murray John M ARJ081 Rep 2009-03-31 2009-04-04
193 Wong, Ingrid Yun Kit 黃欣潔 AGH928 Rep 2005-06-24 2009-04-01
194 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
195 Wong, May Wai Mei 王瑋湄 F AQN693 Rep 2008-02-20 2009-06-04
196 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
197 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
198 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
199 Wu, Henry Gang 吳剛 M AHC322 Rep 2007-08-13 2009-10-14
200 Wu, Stephanie Yo-hua 吳宥樺 F ALZ631 Rep 2007-03-19 2009-12-07
201 Ye, Yin (SFC:ASI122) 葉茵 ASI122 Rep 2009-02-02 2009-06-24
202 Yip, Ying Kei 葉穎琪 AMM130 Rep 2007-08-09 2009-04-02
203 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
204 Youssfi, Chrif ARF462 Rep 2008-06-19 2009-05-30
205 Yuen, Peter Yui Chi 阮叡智 M AMP163 Rep 2007-06-25 2009-05-22
206 Zhao, Allen Shengjie M ASL728 Rep 2009-02-19 2010-07-28
207 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
208 Zhao, Chunhua 趙春花 ALF611 Rep 2004-09-13 2009-11-06
209 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19

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