DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
SFC ID Role From Until
1 Abbas, Asad (SFC:AIP440) AIP440 Rep 2003-04-09 2009-10-22
2 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
3 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
4 Askar, Kamel ANE702 Rep 2006-03-15 2011-01-27
5 Bacher, Ryan Rudolf M AJI294 Rep 2003-12-18 2009-06-23
6 Bae, Joon ALN903 Rep 2007-11-29 2009-01-01
7 Baker, Maureen Lee F AOT370 Rep 2007-04-02 2010-03-20
8 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
9 Beattie, Russell William M ALI346 RO 2007-09-14 2010-04-30
10 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
11 Bhasin, Sanjiv APH937 Rep 2007-07-30 2009-01-01
12 Bonner-Fomes, Natasha Natalie F AOT773 Rep 2008-10-27 2009-11-04
13 Boukhadem, Jamel AOV146 Rep 2007-04-20 2010-11-12
14 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
15 Cai, Daisy Wei 蔡薇 F AQS045 Rep 2008-03-19 2008-12-05
16 Carthy, Robin Ian M ANQ134 Rep 2006-07-03 2008-12-05
17 Chan, Chieh-Mi (SFC:ALU162) ALU162 RO 2005-11-22 2009-04-23
18 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
19 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
20 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
21 Chan, Ron Chi Ho 陳志豪 ADR493 Rep 2007-03-29 2010-08-04
22 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
23 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
24 Chandler, Benjamin Victor Michael M AEO780 Rep 2003-08-18 2011-03-30
25 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
26 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
27 Chen, Alexander Yang M AQZ635 Rep 2008-05-02 2012-09-05
28 Chen, Augustine ALF255 Rep 2008-05-08 2011-04-09
29 Chen, Walter Ka Yip 陳嘉業 M AQW933 Rep 2008-04-21 2009-02-06
30 Chen, Ziyu (SFC:AQM097) 陳子妤 AQM097 Rep 2008-02-06 2008-12-04
31 Cheung, Ka Che 張家熾 AFX502 Rep 2005-07-27 2009-06-24
32 Cheung, Tommy (SFC:ANK150) 張華 ANK150 Rep 2008-01-24 2009-10-14
33 Cheung, Winnie Wing Kei 張詠琪 F AEM607 Rep 2005-02-17 2008-12-05
34 Chin, Kong Yew ADS225 Rep 2007-04-03 2008-12-05
35 Cho, Soo Hyun APS483 Rep 2007-10-03 2009-12-31
36 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
37 Choi, Thomson Yik Hin 蔡亦軒 AQE831 Rep 2008-01-03 2010-08-19
38 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
39 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
40 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-05-09 2010-04-24
41 Chu, Peter Pa-en 曲培恩 M ALW236 Rep 2006-03-31 2010-07-29
42 Chue, Chee Tang AFC278 Rep 2009-01-01
43 Chun, Chyi-Hung 詹琦宏 ANM139 Rep 2006-06-01 2009-05-19
44 Chun, Julian Howe 陳嘉豪 M AOB660 Rep 2006-10-20 2010-02-10
45 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
46 Chung, Ji Young AGV338 Rep 2011-10-07
47 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
48 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
49 Cortes Cossio, Max Alberto M AOE632 Rep 2006-11-20 2008-12-05
50 Cox, Ashley James (SFC:AQS487) M AQS487 Rep 2008-10-30 2008-11-05
51 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
52 Cubells, Simon James M AJD624 Rep 2003-09-02 2008-12-05
53 Currey, Stuart Dalyn M AQU056 Rep 2008-04-02 2009-04-22
54 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
55 Daube, Patrick M ALQ179 Rep 2005-04-14 2010-07-13
56 Davies, Owen Rhys (SFC:AOQ936) M AOQ936 Rep 2007-03-12 2008-12-05
57 Davis, Mark James (SFC:AQC318) M AQC318 Rep 2007-11-30 2009-10-09
58 Denk, Christian M AON021 Rep 2007-02-26 2010-02-10
59 Depaepe, Alexis Rene Christian M APF813 Rep 2007-07-10 2008-12-18
60 Desai, Rahul Dhansukhbhai APZ220 Rep 2007-11-13 2009-01-09
61 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
62 Donley, Charles John M AMK250 Rep 2007-10-12 2010-01-01
63 Donnelly, James Francis (SFC:APL240) M APL240 Rep 2007-08-21 2009-09-08
64 Doshi, Nishi Jyotindra AON592 Rep 2008-01-17 2008-12-05
65 Du, Josh Sheng 杜晟 AQO386 Rep 2008-02-26 2009-07-25
66 Eelman, Robert Garrett M AQA091 Rep 2008-10-30 2009-01-01
67 Egenolf, Anja AOU636 Rep 2007-04-23 2009-04-01
68 El Hicheri, Fayez ANH083 Rep 2007-08-23 2009-05-12
69 Ellis, James Andrew M ARR323 Rep 2008-09-30 2012-04-01
70 Everest, Steven Leslie M ARS776 Rep 2008-10-17 2015-03-01
71 Feng, Chen (SFC:AQX965) 馮晨 AQX965 Rep 2008-04-28 2009-01-14
72 Fung, Peter Yuk Kuen 馮旭乾 M AIU326 Rep 2003-06-02 2010-06-07
73 Gan, Wee Leong 顏偉樑 AML648 Rep 2008-08-26 2014-06-03
74 Gavegan, Shane Michael M APP368 Rep 2007-09-12 2008-12-05
75 Goco, Allan Gilbert Lim M AEE308 Rep 2003-04-16 2008-12-01
76 Ha, Ron Hiu Lam 夏曉嵐 APA395 Rep 2007-06-04 2008-12-05
77 Hague, Claire Elizabeth Logan F ALF606 Rep 2004-09-13 2008-12-17
78 Harte, Nolan Thomas M AQN142 Rep 2008-02-19 2008-12-04
79 Hatrick, Kerr ARH858 Rep 2008-07-14 2011-01-28
80 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
81 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
82 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
83 Ho, Gideon Siu Man 何紹民 AOR642 Rep 2007-11-23 2008-12-05
84 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
85 Hoare, Len Peter Andrew 31 M ARM938 Rep 2008-08-14 2010-05-20
86 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
87 Hoong, Yik Luen 洪逸倫 ADY095 Rep 2003-05-29 2009-01-01
88 Hosie, Neil Cameron M AHQ348 Rep 2004-07-02 2009-03-26
89 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
90 Iannone, Angelo Gerald M AQE834 Rep 2008-01-14 2009-02-28
91 Ip, Yau Lung 葉游龍 AKI626 Rep 2007-08-20 2011-02-09
92 Janjusevic, Miodrag ALZ310 Rep 2008-04-23 2009-02-05
93 Jhalaria, Saurabh AOA899 Rep 2006-10-11 2009-07-01
94 Jones, Bradley Anthony (SFC:ARD171) M ARD171 Rep 2008-05-26 2009-03-23
95 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
96 Kao, Yu-Ling 高毓伶 ARA755 Rep 2008-05-15 2009-05-01
97 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
98 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
99 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
100 Kelly, Peter Edward M ANT290 Rep 2006-08-01 2009-06-01
101 Khanna, Punit ACE500 Rep 2008-12-12
102 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
103 Koerber, Matthias M APZ541 Rep 2007-11-13 2010-01-08
104 Kong, Rita Yan Yee 江欣兒 AES247 Rep 2011-03-05
105 Kuo, Chiung-Hsien 郭炯顯 APJ332 Rep 2007-08-08 2010-05-01
106 Kwan, Roy Chun Wai 關振緯 32 M AOT954 Rep 2007-04-03 2018-02-06
107 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2004-11-02 2010-11-16
108 Kwok, Ronald King Wong M AQQ334 Rep 2008-03-10 2008-12-06
109 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
110 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
111 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
112 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
113 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
114 Lee, Amanda Pui Shan 李珮珊 F AOA890 Rep 2006-10-16 2009-06-23
115 Lee, Cora Oi Yan 李凱恩 AIZ372 Rep 2007-06-14 2009-03-28
116 Lee, Derek Ho Yin 李浩然 M AOR573 Rep 2007-03-12 2011-03-25
117 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
118 Lee, Min Hee (SFC:ANE094) 李敏禧 ANE094 Rep 2008-04-28 2008-11-05
119 Lee, Youn Wen AHA183 Rep 2018-11-11
120 Leon, Pamela Klein ART786 Rep 2008-10-31 2008-11-09
121 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
122 Lepsoe, Robert Christopher 洛泰思 M AFJ245 Rep 2007-09-19 2008-12-13
123 Leung, Connie Wai Yi 梁慧儀 F ALO053 Rep 2005-04-11 2008-12-16
124 Leung, Hung Kwong (SFC:ARF550) 梁雄光 ARF550 Rep 2008-06-20 2010-11-12
125 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2008-01-29 2010-07-29
126 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
127 Li, Bing (SFC:ARA103) ARA103 Rep 2008-05-08 2008-12-05
128 Li, Lambda Wai Lim 李慧濂 ACZ968 Rep 2007-04-27 2010-04-14
129 Li, Nelson Siu Sing 李紹成 M AAI318 Rep 2009-06-13
130 Lin, Yi Han AQO279 Rep 2008-02-25 2009-06-11
131 Littke, Vincent Steven M AQL532 Rep 2008-02-05 2008-12-05
132 Liu, Kenneth Sukai 劉蘇愷 M AQN178 Rep 2008-02-19 2008-12-05
133 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-03-11
134 Lo, Shih-Hung 羅仕泓 ALR980 Rep 2005-02-03 2010-04-24
135 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
136 Lui, Gregory Sieu Weng M AHA185 Rep 2009-03-12
137 Lui, Thomas Ting Ching 雷廷禎 M AJL908 Rep 2007-01-25 2008-12-05
138 Luk, Yin Man 陸燕雯 AEQ086 Rep 2008-08-27 2012-09-05
139 Ma, Adrian Hin Chun 馬顯俊 23 M AOT355 Rep 2007-06-14 2009-04-15
140 Ma, Sin Chi 馬善智 34 M AFQ486 Rep 2004-08-09 2010-04-20
141 MacCarthy, Denis (SFC:AGK114) AGK114 RO 2004-01-08 2009-12-11
142 Macdonald, Matthew Douglas M ALK219 Rep 2006-07-24 2009-08-11
143 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
144 McGee, Alan Craig M AMJ457 Rep 2007-08-17 2008-12-05
145 McKechnie, David Jonathan Daniel M AQR013 Rep 2008-03-13 2009-09-07
146 McKinney, Roxana Sophia F ARF461 Rep 2008-06-19 2008-12-05
147 Meenan, James Nahor M ALI062 Rep 2004-10-11 2010-04-30
148 Mendes, Carlos Juan D'Oliveira M AKY104 Rep 2006-11-21 2009-07-14
149 Menser, Brooke Josephine APP371 Rep 2007-09-12 2008-12-05
150 Michalik, Thorsten AJK533 Rep 2008-08-14 2013-01-21
151 Mignon, Hartly AQH432 Rep 2008-01-17 2011-04-20
152 Miller, Daniel Owen 但米勒 M ACU447 RO 2009-02-28
153 Min, Jung Sun 閔正善 ANZ634 Rep 2006-09-20 2008-12-11
154 Mizoguchi, Hironori AHL612 Rep 2004-04-13 2008-12-05
155 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
156 Naheta, Akshay Sudhir (SFC:ANM127) ANM127 Rep 2006-06-01 2009-08-01
157 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
158 Narain, Ravi AAG780 Rep 2010-03-24
159 Ng, Jeffrey Kut Yin 吳吉然 M ANE006 Rep 2006-03-09 2009-04-15
160 Ng, Lok Yan (SFC:AOG290) 伍樂仁 AOG290 Rep 2006-11-30 2010-03-03
161 Niemann, Axel ARD875 Rep 2008-06-03 2009-04-01
162 Oberhansberg, Utz Richard M AMQ369 Rep 2005-10-31 2009-04-15
163 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
164 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
165 Oyson, Michaelangelo De Los Reyes AJA485 Rep 2003-10-24 2010-11-11
166 Panda, Angkit ARG689 Rep 2008-06-30 2016-07-01
167 Parameswaran, Srikant ANA916 Rep 2008-05-13 2008-12-16
168 Park, Dojoon AQS874 Rep 2008-03-28 2009-02-18
169 Pemberton, Christian Matthew M AMS716 Rep 2005-11-29 2009-07-24
170 Perry, Matthew John (SFC:ALS348) M ALS348 Rep 2005-02-16 2009-04-28
171 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
172 Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 M AIC797 Rep 2004-07-13 2011-02-26
173 Prescott, Lewis Edward M AOQ772 Rep 2007-03-01 2009-04-21
174 Pritchard, Callum Gary M AOD054 Rep 2007-06-05 2008-12-05
175 Qian, Rachel 錢芳 F AQM276 Rep 2008-02-06 2009-08-25
176 Rageau, Patrice Frederic M AMK424 Rep 2005-09-02 2009-04-21
177 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
178 Roos, Murray Daniel Remarque 33 M AOX773 Rep 2007-05-16 2009-08-17
179 Roy, Karine AMJ983 Rep 2008-01-25 2009-04-04
180 Ruffy, Francis Nicolo Punzalan M AQM397 Rep 2008-02-11 2010-12-17
181 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
182 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-06-26 2011-01-04
183 Sankovic, Diana Elizabeth F ANU222 Rep 2006-08-15 2008-12-05
184 Sargeant, Luke Matthew M AOE635 Rep 2006-11-20 2009-05-27
185 Sebti, Noreddine Ali ARJ195 Rep 2008-07-24 2008-11-18
186 Sennar, Rajiv Krishna AQZ716 Rep 2008-05-05 2009-03-01
187 Shah, Jigar Jayanti ARH600 Rep 2008-07-08 2013-01-10
188 Shah, Priyesh Shantilal ARF530 Rep 2008-06-23 2014-12-31
189 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
190 Sinnathuray, Chandra Raj (SFC:AKW695) AKW695 Rep 2007-06-12 2009-11-23
191 Suen, Ming Chit 孫明哲 ADC059 Rep 2004-03-30 2010-08-14
192 Suharto, Budi 林士偉 AQX963 Rep 2008-04-28 2009-01-01
193 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
194 Tan, Choon Wah 陳俊華 ALC214 Rep 2007-06-06 2008-12-05
195 Tang, Andy Shiu Hin 鄧肇顯 ARH728 Rep 2008-07-11 2008-12-05
196 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
197 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
198 Tsai, Jack Du 蔡篤傑 M AHR672 Rep 2006-05-29 2009-07-22
199 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
200 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-03-11
201 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
202 Tuckwell, Zachary Scott M ADT336 Rep 2008-09-08 2009-09-22
203 Twomey, Harvey Noel M AKX345 Rep 2008-05-02 2013-12-03
204 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
205 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
206 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
207 Wang, Qun (SFC:AQZ725) 王群 AQZ725 Rep 2008-05-08 2008-12-05
208 Welch, Thomas Andrew M ALD194 Rep 2007-08-15 2009-08-17
209 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
210 Wong, Frankie Ka Ku 王加駒 AGN692 Rep 2007-05-17 2008-12-05
211 Wong, Ingrid Yun Kit 黃欣潔 AGH928 Rep 2005-06-24 2009-04-01
212 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
213 Wong, May Wai Mei 王瑋湄 F AQN693 Rep 2008-02-20 2009-06-04
214 Wong, Serina Lai Fong 黃麗芳 AMX120 Rep 2008-08-05 2009-02-28
215 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
216 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
217 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
218 Wu, Henry Gang 吳剛 M AHC322 Rep 2007-08-13 2009-10-14
219 Wu, Stephanie Yo-hua 吳宥樺 F ALZ631 Rep 2007-03-19 2009-12-07
220 Yeow, Allen Yi-Pin ANR854 Rep 2007-07-03 2008-12-05
221 Yip, Ying Kei 葉穎琪 AMM130 Rep 2007-08-09 2009-04-02
222 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
223 Youssfi, Chrif ARF462 Rep 2008-06-19 2009-05-30
224 Yuen, Peter Yui Chi 阮叡智 M AMP163 Rep 2007-06-25 2009-05-22
225 Zhan, Tao (SFC:AQZ719) 詹濤 AQZ719 Rep 2008-05-06 2008-12-05
226 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
227 Zhao, Chunhua 趙春花 ALF611 Rep 2004-09-13 2009-11-06
228 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19

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