Ho, Andy Tsz Ho 何子浩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-09-23
Rep Dealing in futures contracts 2007-10-08
2 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2005-09-28 2007-11-01
3 DBS VICKERS (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-13
Rep Asset management 2003-10-13
Rep Advising on securities 2003-10-21
Rep Dealing in securities 2004-03-16
Rep Dealing in futures contracts 2003-10-25 2004-03-16
4 DBS VICKERS FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2003-10-21
Rep Asset management 2003-10-21
Rep Dealing in futures contracts 2003-12-11
5 DBS VICKERS SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-10-21
Rep Advising on securities 2003-10-21
Rep Asset management 2003-10-21
Rep Dealing in securities 2003-10-25
6 FOX-PITT, KELTON (ASIA) LIMITED Rep Dealing in securities 2005-03-01 2005-09-02
7 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-04-02 2005-02-25
8 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-04-02 2005-02-25

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