Li, Edward Sang 李生

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2014-10-28
Awareness date (if later):
Filing date:	2014-10-29
Original filing:	Click here
Shares in issue as filed:	2,271,360,000

Long event

Stated disclosure reason:	Becoming interested
Capacity after:	Beneficial owner
Shares involved:	80,000
Currency:	HKD
Highest on-exchange price:	5.110
Average on-exchange price:	5.110
Implied total value:	408,800
On-exchange settlement date:	2014-10-30
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	5.110	5.280	-3.22%
Average price	5.110	5.186	-1.47%
Volume	80,000	5,915,418	1.35%
Turnover	408,800	30,677,564	1.33%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	3,199,611	3,279,611	80,000

	Percent of issued
Position	Before	After	Change
Long	0.14%	0.14%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	2,881,611	0	2,881,611
Beneficiary of a trust	398,000	0	398,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.13%	0.00%	0.13%
Beneficiary of a trust	0.02%	0.00%	0.02%

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