Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2025 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baik, Kyungwon | BQQ774 | Rep | 2021-02-05 | 2023-03-31 | ||
| 2 | Cameron, Mark William (SFC:BTB128) 甘穆仁 | M | BTB128 | Rep | 2022-10-27 | ||
| 3 | Chan, David Hantang 陳漢唐 | M | ATH921 | Rep | 2021-11-12 | ||
| 4 | Chang, Jae Ho | BPU322 | Rep | 2020-07-09 | 2022-06-01 | ||
| RO | 2022-06-01 | ||||||
| 5 | Chang, Lin Lin 張玲菱 | APK366 | Rep | 2024-10-02 | |||
| 6 | Cheung, Ka Chun (SFC:BBK722) 張嘉俊 | BBK722 | RO | 2017-06-21 | 2025-03-12 | ||
| 7 | Chow, Tsz Yan (SFC:BSG374) 周芷恩 | BSG374 | Rep | 2022-03-23 | |||
| 8 | Chui, Henry Kar-Kea 徐家傑 | M | AQI323 | Rep | 2020-03-24 | 2022-09-14 | |
| 9 | Chung, Kai Man 鍾啟文 | BSI353 | Rep | 2022-04-27 | |||
| 10 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | BEN580 | Rep | 2019-04-12 | |||
| 11 | England-Brammer, Simon James | M | AXZ247 | RO | 2017-06-21 | 2023-10-26 | |
| 12 | Ghuman, Jagdeep Singh (SFC:BNV380) | BNV380 | RO | 2019-04-16 | 2020-09-01 | ||
| Rep | 2024-10-10 | 2025-02-07 | |||||
| RO | 2025-02-07 | ||||||
| 13 | Hui, Shing Hon 許承瀚 | BUP703 | Rep | 2024-02-01 | |||
| 14 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2017-11-27 | 2019-04-16 | |
| RO | 2019-04-16 | ||||||
| 15 | Koo, Bon Soo | BOR645 | Rep | 2024-01-26 | |||
| 16 | Kwok, Man Sin 郭文倩 | AYJ714 | Rep | 2021-07-27 | |||
| 17 | Lam, Carol Wan Yeung 林韻洋 | F | AOQ811 | Rep | 2022-08-19 | ||
| 18 | Lam, Wing Shuen 林泳鏇 | ALQ164 | Rep | 2024-10-31 | |||
| 19 | Lau, Chris Cheuk Wah 劉卓樺 | M | AYO821 | Rep | 2023-12-22 | 2024-10-25 | |
| RO | 2024-10-25 | ||||||
| 20 | Ledger, Neal Fletcher David (SFC:BTR763) | M | BTR763 | Rep | 2023-05-05 | 2023-09-11 | |
| 21 | Lee-Tong, Georgette Chi Wai 唐李之慧 | F | BEV745 | Rep | 2019-12-09 | ||
| 22 | Leung, Hiu Yee | BRV489 | Rep | 2021-11-23 | 2021-12-13 | ||
| 23 | Ma, Jason Kit Sang 馬傑笙 | M | BAZ553 | Rep | 2018-08-31 | 2021-10-31 | |
| 24 | Ng, Samson Siu Fung 吳肇鋒 | M | AXL878 | Rep | 2019-10-21 | 2022-05-06 | |
| 25 | Shum, King Tung 岑璟彤 | BRV553 | Rep | 2023-05-02 | 2024-03-27 | ||
| 26 | Tan, Harry Yong Kian 陳永健 | M | BRJ734 | Rep | 2021-07-26 | 2022-12-31 | |
| 27 | Tang, Lok Yi 鄧樂宜 | BTY067 | Rep | 2023-07-14 | |||
| 28 | Wang, Xiao (SFC:BGV484) 王笑 | BGV484 | Rep | 2024-07-23 | |||
| 29 | Wong, Wai Chung (SFC:AUM604) 王瑋中 | AUM604 | Rep | 2018-09-26 | 2022-06-01 | ||
| RO | 2022-06-01 | ||||||
| 30 | Yang, Si (SFC:BQQ856) 杨思 | BQQ856 | Rep | 2021-05-14 | 2023-10-27 | ||
| 31 | Ying, Dan Yung 應丹蓉 | AOK932 | Rep | 2021-01-08 | 2021-07-23 | ||
| 32 | Zhang, Qianyun 张倩云 | BMU863 | Rep | 2021-02-01 | 2021-08-16 | ||
| 33 | Zhou, Jing (SFC:BQS804) 周靜 | BQS804 | Rep | 2021-02-25 | 2024-04-12 | ||
| RO | 2024-04-12 | ||||||
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