England-Brammer, Simon James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2011-09-05 | 2016-08-12 |
| 2 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2011-09-05 | 2016-08-12 | Rep | Dealing in securities | 2011-09-05 | 2016-08-12 |
| 3 | Nuveen Hong Kong Limited | RO | Advising on securities | 2017-06-21 | 2023-10-26 | RO | Dealing in securities | 2017-06-21 | 2023-10-26 | RO | Asset management | 2019-04-16 | 2023-10-26 |
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