SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
2 Au, Hoi Tin 區愷鈿 AXM285 Rep 2018-06-14 2024-01-31
3 Cao, Yingting 曹穎婷 BET953 Rep 2015-03-16
4 Chak, Wai Nga 翟偉雅 BOO797 Rep 2021-05-07 2023-03-02
5 Chan, Ben Shek Bun 陳錫濱 M AFI560 Rep 2009-09-03 2022-05-10
6 Chan, Benny Wing Leong 陳永亮 M AVQ770 Rep 2010-08-12
7 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
8 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
9 Chan, George Lung Cheung 陳龍翔 M AFK978 Rep 2017-06-28 2021-08-11
10 Chan, Ho Ming (SFC:ATS071) 陳鎬明 ATS071 Rep 2020-08-07 2022-07-31
11 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
12 Chan, Ka Keung (SFC:ATY954) 陳家強 ATY954 Rep 2009-11-02 2022-11-11
13 Chan, Ka Lok (SFC:ABT082) 陳家樂 ABT082 Rep 2008-01-23 2023-08-31
14 Chan, King (SFC:AXH382) 陳競 AXH382 Rep 2020-03-12 2022-06-13
15 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
16 Chan, Maggie Po Ling 陳寶玲 F ACR167 Rep 2013-08-08
17 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
18 Chan, Patrick Yu Sum 陳裕森 ARJ471 Rep 2020-02-18 2023-10-10
19 Chan, Ping Kwan 陳秉鈞 ALZ774 Rep 2020-12-02 2023-04-28
20 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
21 Chan, Sheung Pun 陳尚斌 AFU691 Rep
22 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
23 Chan, Wei Kwun 陳維鈞 AFE988 Rep 2020-09-17
24 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
25 Chang, Chiung-Wen 張瓊文 AOE329 Rep 2018-08-14 2021-08-28
26 Chang, Hui Miao 張輝苗 AUP393 Rep 2019-11-12
27 Chau, Thomas Ching On 周靖安 ABC223 Rep 2009-02-03
28 Chen, Shih Chieh 陳世傑 AOV514 Rep 2012-01-26
29 Chen, Xi (SFC:BDA727) 陳曦 BDA727 Rep 2018-08-27 2024-08-28
30 Chen, Yuexi 陈玥锡 BRA461 Rep 2021-04-21
31 Cheng, Hoi Wa 鄭凱華 ARM926 Rep 2008-08-12 2021-08-05
32 Cheng, Siu Wing 鄭少榮 BIG999 Rep 2019-12-02 2021-11-27
33 Cheng, Tak Choi 鄭德財 ADO907 Rep 2020-12-15
34 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
35 Cheong, Chi To 莊志濤 AEA518 Rep
36 Cheung, Kin Hang (SFC:ARA266) 張建恆 ARA266 Rep 2019-02-08
37 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
38 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
39 Cheung, Wai Ching (SFC:AEN516) 張惠貞 AEN516 Rep 2021-05-03 2023-06-30
40 Cheung, Wing Wing Yi 張詠兒 BOI998 Rep 2021-04-16 2023-08-04
41 Cheung, Ying Sum (SFC:ATP206) 張盈琛 ATP206 Rep 2017-04-27 2022-11-13
42 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
43 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
44 Chin, Yin Chong 錢燕莊 BDX129 Rep 2014-09-24
45 Ching, Wan 程云 AOX955 Rep 2007-06-13
46 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
47 Chiu, Ronnie Yuk Fai 趙玉輝 M APC429 Rep 2009-02-16 2023-12-29
48 Chiu, Yu Tung 趙汝東 BDH855 Rep 2020-11-26 2023-03-31
49 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
50 Chow, Chee 周琦 AFD151 Rep 2005-05-24
51 Chow, Pui Shan 周佩珊 AWI857 Rep 2010-12-13 2022-12-16
52 Dou, Ruirui 竇瑞瑞 AUH943 Rep 2014-02-07
53 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
54 Guo, Yanting 郭妍婷 AXC579 Rep 2011-05-24 2024-07-31
55 Guo, Yujia (SFC:BPA439) 郭雨嘉 BPA439 Rep 2020-11-10 2022-10-08
56 Ha, James Ka Chun 夏家俊 M AAU951 Rep 2019-10-25
57 Han, Changrun 韓昌潤 BBT485 Rep 2013-09-17 2022-02-14
58 Harrington-Jones, Robert David M BDM729 Rep 2014-05-30 2022-08-28
59 Ho, Chun Man (SFC:AVK567) 何振文 AVK567 Rep 2010-08-20 2024-06-24
60 Ho, Kai Kin 何啟建 APQ511 RO 2021-02-17
61 Ho, Kwok Fai (SFC:ACS543) 何國輝 ACS543 Rep 2011-10-11 2021-07-28
62 Ho, Ryan Kai Yan M. 何啟仁 M AVE379 Rep 2019-12-16 2024-02-29
63 Ho, Si Man 何詩敏 AGO009 Rep
64 Hu, Zhaoling (SFC:ARI047) 胡昭玲 ARI047 Rep 2013-07-30
65 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
66 Hui, Ka Chun (SFC:ATI612) 許家進 M ATI612 Rep 2020-02-18 2022-03-24
67 Hui, Kwai Fan 許桂芬 BHB420 Rep 2016-03-21 2023-10-10
68 Hung, Wan Man 洪韻雯 BGZ149 Rep 2020-08-07 2021-06-11
69 Kang, Xing 康惺 APF685 Rep 2007-12-04
70 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
71 Kuo, Mei Yin 郭美吟 BPG381 Rep 2020-01-09 2023-09-08
72 Kwai, Ida Yee Man 桂綺雯 F ABP503 Rep 2009-03-02
73 Kwan, Aaron Kwok Ho 關國豪 M BPB225 Rep 2019-11-12
74 Kwan, Freddie Wai Kuen 關偉權 58 AAE275 RO 2004-03-26 2023-09-07
75 Kwan, Pik Ngan 關碧顏 AAF837 Rep
76 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
77 Lai, Cheong 黎昌 AGE548 Rep
78 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2009-02-16
79 Lai, Kai Wing 黎啟榮 AFV860 Rep 2019-11-06 2024-11-04
80 Lai, King Wai 黎景威 AQC312 RO 2017-03-08
81 Lai, Sau Han 黎秀嫻 AVR819 Rep 2010-09-09
82 Lam, Chun Fat 林振發 AOU531 Rep 2007-04-12
83 Lam, Eric Tak Shing 林德成 M AAI558 Rep 2015-10-06
84 Lam, Mau Kit 林茂傑 AGG287 Rep 2020-04-06
85 Lam, Pui Fun 林佩芬 AZR919 Rep 2020-08-20 2022-03-14
86 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
87 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
88 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
89 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
90 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
91 Lau, Hing (SFC:AQA541) 劉鑫 AQA541 Rep 2021-03-24 2023-03-31
92 Law, Kwan Ying 羅群英 AEY901 Rep 2012-01-10 2025-03-06
93 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
94 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
95 Lee, Chi Sing 李志成 ABW338 Rep 2019-11-12 2023-02-01
96 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
97 Lee, Owen Hoo Wan 李浩雲 M AOR607 RO 2020-02-04 2022-11-14
98 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
99 Lee, Wun Mei 李煥美 ARW393 Rep 2008-11-14
100 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
101 Leung, Chi On (SFC:AYA045) 梁志安 AYA045 Rep 2012-03-14
102 Leung, Chun Kin (SFC:BOJ546) 梁俊健 BOJ546 RO 2020-10-20 2023-01-16
103 Leung, Chun Sau (SFC:AQD156) 梁俊修 AQD156 Rep 2008-01-03
104 Leung, Kwok Ming (SFC:AIZ701) 梁國明 AIZ701 RO 2020-01-15 2023-06-04
105 Leung, Po Hung 梁寶紅 BIH003 Rep 2019-10-14
106 Leung, Siu Mui 梁少梅 ACD945 Rep 2008-11-05
107 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
108 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
109 Leung, Yun Kwai 梁潤貴 AAA612 Rep 2008-03-13
110 Li, Eric Kwong Chee 李廣志 M AUR981 Rep 2014-06-11
111 Li, Jia You Leo 李珈佑 M AYA379 RO 2020-05-12 2023-10-13
112 Li, Lee Ming 李利明 ABW204 Rep
113 Li, Sean Chok Sun 李濯新 59 M AAE952 RO 2014-07-23 2023-04-03
114 Li, Xinyi (SFC:BOH485) 李欣怡 BOH485 Rep 2019-09-24 2021-10-12
115 Li, Yang (SFC:BPD932) 李陽 BPD932 Rep 2019-12-23 2022-08-27
116 Li, Zhengwen 李錚雯 BJY487 Rep 2021-03-29 2024-07-17
117 Lin, Xiao Tong 林小桐 AFU015 Rep
118 Lin, Xiaoxiang 林曉翔 BIY895 Rep 2020-05-27 2025-08-05
119 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
120 Liu, Meng-Hsiung 劉孟雄 M ADJ311 RO 2018-07-13 2023-04-03
121 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-12-01
122 Liu, Yijun (SFC:BOQ791) 劉奕君 BOQ791 Rep 2019-08-05
123 Liu, Yin (SFC:AUO116) 劉寅 AUO116 Rep 2010-01-22
124 Lo, Raymond Cheung Wai 盧章偉 M AAF561 Rep 2019-11-12
125 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
126 Lui, Sum Chuen 呂森銓 ADK291 Rep
127 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
128 Ma, Hau Wing 馬孝榮 ACP250 Rep
129 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
130 Mak, Kit Ying (SFC:AEP598) 麥潔英 AEP598 Rep 2007-09-04
131 Mak, Wai Hung 麥偉鴻 AAF356 Rep
132 Mok, King Fong 莫琼芳 APC235 Rep 2007-06-18 2023-09-25
133 Ng, Kwok Kee (SFC:AAG224) 吳國基 AAG224 Rep 2015-12-31
134 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
135 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
136 Pan, Ying (SFC:BEQ552) 潘瑩 BEQ552 Rep 2020-12-30 2021-06-28
137 Pang, Marvin Wai Yuen 彭偉源 M AAI320 RO 2019-01-25 2021-11-25
138 Qiao, Lepeng 喬樂朋 BJL075 Rep 2018-12-20
139 Qiao, Yi (SFC:BPQ849) 喬懿 BPQ849 Rep 2021-01-29 2022-01-31
140 Qin, Meng (SFC:BOP524) 秦夢 BOP524 Rep 2019-07-31 2021-07-09
141 Qiu, Yizhou (SFC:BJP012) 邱一舟 BJP012 RO 2019-05-24 2021-06-12
142 Ryu, Tantan AQQ257 Rep 2020-04-24 2024-08-05
143 Shen, Jian (SFC:AXC580) 沈堅 AXC580 Rep 2011-05-24
144 Shen, Xiayu 沈夏瑜 BIT656 Rep 2019-06-06 2022-03-04
145 Shuen, Barbara Lai Kuen 旋麗娟 F AAE792 Rep 2010-11-03
146 Shum, Lai Na 沈麗娜 AEY926 Rep 2007-05-02 2021-11-22
147 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
148 Song, Yulin (SFC:BMW915) 宋雨霖 BMW915 Rep 2021-05-17 2024-11-29
149 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
150 Sun, Xiaochun (SFC:BRF619) 孫筱純 BRF619 Rep 2021-05-31 2022-02-24
151 Tam, Ka Lun 譚家倫 BFN555 Rep 2021-05-17
152 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
153 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
154 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
155 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
156 Tin, Mei (SFC:AEU431) 田薇 AEU431 Rep 2013-12-17 2022-06-09
157 To, Yung 杜勇 ANT600 Rep 2006-08-08
158 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
159 Tsang, Siu Wan 曾小雲 ASN685 Rep 2009-04-01
160 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
161 Tse, Yung 謝勇 AQT264 Rep 2008-04-03
162 Tsoi, Mei Fong 蔡美芳 ANR955 Rep 2007-11-05
163 Tsui, Chiu Man 徐昭文 AAC606 Rep 2008-03-04 2023-12-29
164 Tsui, Ivan Chi Wai 徐志偉 M ADZ842 RO 2020-05-22 2023-09-12
165 Tsui, Lucy Hung 徐虹 F AEA482 Rep
166 Wang, Ka Wang 張家宏 AZK204 Rep 2012-04-30 2023-01-31
167 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
168 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
169 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
170 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
171 Wong, Eric Chi Lok 黃智樂 M AUJ960 Rep 2010-01-04
172 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
173 Wong, Lok Yin (SFC:BPJ851) 黃樂妍 BPJ851 Rep 2020-03-20 2023-09-01
174 Wong, Mei Sze (SFC:ATY711) 王美斯 ATY711 Rep 2020-05-12 2021-07-05
175 Wong, San Kuen 王新娟 ACD046 Rep 2007-10-31
176 Wong, Siu Leung 黃紹良 ANK932 RO 2019-12-04 2021-11-19
177 Wong, Tiffany Mei Wah 黃美華 F ALN165 Rep 2020-02-24
178 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
179 Wong, Wai Fun (SFC:APK768) 黃慧芬 APK768 Rep 2020-07-15
180 Wong, Wai Sing (SFC:AWI330) 黃偉聲 AWI330 Rep 2011-11-02 2023-12-29
181 Wong, Yuen Chong Veronica 黃婉莊 F BPN773 Rep 2020-08-17
182 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
183 Wu, Sum 胡森 APQ515 Rep 2007-09-19 2024-06-11
184 Xia, Mingrui 夏明睿 AXC582 RO 2018-07-18
185 Xiao, Liyun 肖莉韵 BGL595 Rep 2015-11-03
186 Xu, Jing (SFC:BOW598) 徐晶 BOW598 Rep 2019-10-14 2024-01-15
187 Xu, Shiqi (SFC:BPG364) 徐詩琪 BPG364 Rep 2020-01-09 2021-08-29
188 Xu, Xingye 徐幸燁 BMQ601 Rep 2020-08-18 2021-06-14
189 Yamamoto, Hideki 山本秀樹 AXO657 Rep 2019-11-22 2022-08-26
190 Yang, Han (SFC:BIX762) 阳焓 BIX762 Rep 2020-08-27
191 Yau, Ka Hei (SFC:ARG523) 游嘉熙 ARG523 Rep 2021-04-20 2023-11-09
192 Yeung, Chun Ho (SFC:ACA543) 楊俊豪 ACA543 Rep 2008-11-05 2023-09-25
193 Yeung, Mandy Wai Han 楊慧嫻 F APN680 Rep 2007-09-10
194 Yeung, Po Yi 楊寶宜 BHK902 Rep 2020-04-24
195 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
196 Yeung, Yi Yam 楊宜鑫 BEC498 Rep 2019-05-09 2024-03-08
197 Yin, Chenli 尹晨麗 BQW831 Rep 2021-03-29 2022-06-12
198 Yip, Chung Yin 葉頌賢 AKR458 Rep 2005-09-09
199 Yip, Kin 葉堅 AFC236 Rep 2020-05-05
200 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
201 Yiu, Man Ho 姚文浩 ARH184 Rep 2016-07-08 2024-02-26
202 Yu, Wai Hang 余偉恒 ASK839 Rep 2009-02-16
203 Yuen, Eddy Siu Keung 阮紹強 M AEE177 Rep 2009-02-03
204 Yuen, Ka Fung 阮家鳳 BLK135 Rep 2020-07-14 2024-10-31
205 Yuen, Ka Yan (SFC:BLR308) 袁嘉欣 BLR308 Rep 2020-10-08 2023-10-03
206 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2007-10-31 2023-08-31
207 Zhang, Chi (SFC:AZX863) 張弛 AZX863 Rep 2012-11-27 2023-06-30
208 Zhang, Xing (SFC:BAC481) 張醒 BAC481 Rep 2012-09-05
209 Zheng, Yi (SFC:BNJ836) 鄭宜 BNJ836 Rep 2018-09-11 2021-08-15
210 Zhou, Yang (SFC:BNF447) 周扬 BNF447 Rep 2020-12-30 2022-02-11

Copyright & disclaimer, Privacy policy

Back to top