Lee, Owen Hoo Wan 李浩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2007-03-13 | 2016-01-21 | Rep | Dealing in futures contracts | 2010-05-11 | 2016-01-21 |
| 2 | CITIC Securities International Global Markets Limited | RO | Dealing in securities | 2025-06-09 | |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2022-11-29 | 2025-06-09 | RO | Dealing in securities | 2025-06-09 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-12 | 2019-04-04 | Rep | Dealing in securities | 2016-09-12 | 2019-04-04 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-11-12 | 2020-02-04 | RO | Dealing in futures contracts | 2020-02-04 | 2020-11-09 | Rep | Dealing in futures contracts | 2020-11-09 | 2022-11-14 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-11-12 | 2020-02-04 | RO | Dealing in securities | 2020-02-04 | 2022-11-14 |
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