Nuveen Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheung, Ka Chun (SFC:BBK722) 張嘉俊 | BBK722 | RO | 2017-06-21 | 2025-03-12 | ||
| 2 | Chung, Sin Wai (SFC:BEN580) 鍾蒨蔚 | BEN580 | Rep | 2019-04-12 | |||
| 3 | England-Brammer, Simon James | M | AXZ247 | RO | 2017-06-21 | 2023-10-26 | |
| 4 | Ghuman, Jagdeep Singh (SFC:BNV380) | BNV380 | RO | 2019-04-16 | 2020-09-01 | ||
| 5 | Kavanagh, Louise Margaret | F | APJ851 | RO | 2019-04-16 | ||
| 6 | Ma, Jason Kit Sang 馬傑笙 | M | BAZ553 | Rep | 2018-08-31 | 2021-10-31 | |
| 7 | Wong, Wai Chung (SFC:AUM604) 王瑋中 | AUM604 | Rep | 2018-09-26 | 2022-06-01 |
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