GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2018 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aquino, Derrick Anthony Constantino |
|
M |
ANG464 |
Rep |
2013-12-03 |
2018-06-30 |
| 2 |
Arthur-Dick, Joseph |
|
M |
AVW172 |
Rep |
2018-01-15 |
2021-05-04 |
| 3 |
Ashby, Nicholas Stephen |
|
M |
BIC981 |
Rep |
2016-09-07 |
2019-05-17 |
| 4 |
Bradford, David John |
|
M |
ADO053 |
RO |
2011-03-22 |
2021-10-29 |
| 5 |
Cheung, Kevin Hoi Tsun 張凱竣 |
|
M |
BGI909 |
Rep |
2018-01-15 |
2022-09-16 |
| 6 |
Chilewicz, Rodolphe Francois |
|
M |
AVY610 |
Rep |
2017-09-29 |
2020-03-31 |
| 7 |
Choy, Kai Man 蔡啟民 |
|
|
BBS817 |
Rep |
2018-01-16 |
2022-09-16 |
| 8 |
Crook, Mark Jonathon |
|
M |
BFA896 |
Rep |
2015-03-05 |
2024-08-29 |
| 9 |
Hearne, Kevin |
|
M |
BDI769 |
Rep |
2016-03-24 |
2022-10-01 |
| 10 |
Hughes, Glyn John (SFC:BJT332) |
|
M |
BJT332 |
Rep |
2018-01-16 |
2021-07-30 |
| 11 |
Khelifi, Amine |
|
|
AVD507 |
RO |
2017-11-02 |
|
| 12 |
Kwan, Eric Wai Ming 關威明 |
|
M |
BFS997 |
Rep |
2015-07-03 |
2018-08-31 |
| 13 |
Learey, Dominic |
|
M |
BJQ653 |
RO |
2017-07-31 |
|
| 14 |
Lee, James (SFC:BJH960) 李澤南 |
|
M |
BJH960 |
Rep |
2018-01-15 |
|
| 15 |
Mariano, Timothy Charles |
|
M |
AHC188 |
RO |
2005-03-09 |
2019-05-15 |
| 16 |
Prest, Simon John (SFC:BJQ806) |
|
M |
BJQ806 |
RO |
2017-07-31 |
2018-06-30 |
| 17 |
Sobti, Jasjit Singh |
|
|
BCU294 |
Rep |
2017-11-03 |
2019-12-13 |
| 18 |
Sugarman, Richard Neil (SFC:BKX038) |
|
M |
BKX038 |
Rep |
2017-09-11 |
2023-12-29 |
| 19 |
Wattez, Philippe Marc Alfred |
|
M |
BCV660 |
Rep |
2017-09-29 |
2025-10-14 |
| 20 |
Wong, Jamie Jun Yin 黃鎮賢 |
|
M |
BBN706 |
Rep |
2018-01-15 |
|
| 21 |
Wong, Philippe 黃志輝 |
|
M |
BKN631 |
Rep |
2017-08-29 |
|
| 22 |
Yabut, Vivian Chan |
|
F |
ASM299 |
Rep |
2016-12-05 |
2024-05-31 |
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