Arthur-Dick, Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2018-01-15 | 2021-05-04 | Rep | Dealing in securities | 2018-01-15 | 2021-05-04 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2016-06-15 | 2017-10-13 |
| 3 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2012-03-07 | 2016-05-13 |
| 4 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2010-11-02 | 2011-03-14 | Rep | Dealing in securities | 2010-11-02 | 2011-03-14 |
| 5 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2022-01-31 | 2022-09-30 | Rep | Dealing in securities | 2022-01-31 | 2022-09-30 | Rep | Dealing in futures contracts | 2024-08-09 | Rep | Dealing in securities | 2024-08-09 |
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