UBS DERIVATIVES HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Agarwal, Yash (SFC:AUN893) AUN893 Rep 2010-02-01 2016-07-05
2 Audi, Elias M BCE913 Rep 2013-11-18 2016-12-18
3 Best, David Gareth M AKO808 Rep 2013-04-11 2016-12-18
4 Blanchard, Scott Allen M ADT574 Rep 2013-05-07 2016-12-18
5 Bordat-Maldonado Parra, Adrien Paul Augustin M BBB918 Rep 2013-04-18 2016-12-18
6 Buffham, Laura Jayne F BBL851 Rep 2013-07-02 2016-12-18
7 Cai, Zhibin (SFC:AYC190) 蔡志斌 AYC190 Rep 2011-10-03 2016-12-18
8 Chan, Chun Hin (SFC:BCO771) 陳晉軒 BCO771 Rep 2016-06-10 2016-12-18
9 Chan, Chun Yin (SFC:BBK468) 陳俊彥 BBK468 Rep 2015-08-28 2016-12-18
10 Chan, Kristy Ling Tung 陳令彤 F BFT513 Rep 2015-07-08 2016-07-23
11 Chan, Kwan Wah 陳君華 AZJ981 Rep 2012-05-07 2016-12-18
12 Chan, Su-Li 陳淑麗 BEV766 Rep 2015-01-20 2016-12-18
13 Chandler, Benjamin Victor Michael M AEO780 RO 2012-05-24 2016-12-18
14 Chen, Dennis Chih Chieh 陳智傑 M APH886 Rep 2015-06-19 2016-12-18
15 Cheng, Anthony Roger 陳若嘉 M AXC419 Rep 2014-02-05 2016-12-18
16 Choi, Junsuk BHF478 Rep 2016-03-23 2016-12-18
17 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2015-05-05 2016-12-18
18 Clifford, Timothy Edward M AFH048 Rep 2013-07-15 2016-12-18
19 Combalot, Laurent Benoit Georges M AHC015 RO 2009-05-06 2016-12-18
20 Conley, Richard Adrian M AQK261 Rep 2011-11-11 2016-12-18
21 Davis, Christopher Edward M AXD833 Rep 2014-05-19 2016-12-18
22 Fekete, Georgia Kate F BDV251 Rep 2015-01-23 2016-07-08
23 Feschet, Boris Xavier M AMK015 RO 2016-01-19 2016-12-18
24 Fok, Ronald King Man 霍敬文 39 M AGE025 Rep 2010-07-22 2016-12-18
25 French, Bruce Ian M AQM685 Rep 2013-06-27 2016-12-18
26 Gray, Christopher (SFC:AMH827) M AMH827 Rep 2016-03-18 2016-12-18
27 Guez, Ilane Yonathan Pierre M BAD514 Rep 2015-08-03 2016-12-18
28 Han, Chia Lei 韓嘉蕾 ADS722 Rep 2010-03-19 2016-12-18
29 Herbert, Thomas William (SFC:BAI196) M BAI196 Rep 2012-11-01 2016-12-18
30 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2016-12-18
31 Holroyd, Alistair Hugo M BAW840 Rep 2015-11-25 2016-12-18
32 Hu, Jing (SFC:BDI053) 胡靜 BDI053 Rep 2014-04-28 2016-12-18
33 Huang, Nicholas Guoliang 黃國凉 M BHP915 Rep 2016-06-15 2016-12-18
34 Innerdale, David James M ALS810 RO 2011-06-23 2016-12-18
35 Jeon, Woonki 全沄基 BFT921 Rep 2015-07-10 2016-11-03
36 Joseph Pulpel, Savio M AXF534 Rep 2011-05-03 2016-12-18
37 Keung, Jun Chao 姜駿超 BDK110 Rep 2015-08-14 2016-12-18
38 Kudalkar, Samarth BFI923 Rep 2015-05-08 2016-12-18
39 Lee, Michel Kai Tai 李啟泰 M AOJ780 Rep 2013-06-20 2016-12-18
40 Li, Jing (SFC:AOV618) 李菁 AOV618 Rep 2016-06-29 2016-07-05
41 Li, Jingshu (SFC:BDX191) 李京書 BDX191 Rep 2014-08-05 2016-12-18
42 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2012-05-10 2016-12-18
43 Lim, Pek Kueen BDL625 Rep 2014-05-26 2016-12-18
44 Lock, Timothy James M AXQ297 Rep 2011-07-18 2016-12-18
45 Lu, Qing (SFC:BEZ264) 盧青 BEZ264 Rep 2015-02-23 2016-12-18
46 Mak, Hin Chun 麥顯俊 M APL244 Rep 2013-08-05 2016-12-18
47 Matsumoto, Jun 松本淳 BAZ871 Rep 2013-04-05 2016-12-18
48 McNulty, Peter Richard M BBR308 Rep 2013-08-12 2016-12-18
49 Mok, Kwan Ho (SFC:AXS235) 莫君豪 AXS235 Rep 2014-03-05 2016-12-18
50 Morris, Robert (SFC:AZM831) 銘陽 M AZM831 Rep 2012-05-31 2016-10-12
51 Motwani, Natasha Murli F AUR655 Rep 2010-02-09 2016-12-18
52 Nakada, Masakatsu BGL945 Rep 2015-11-12 2016-11-09
53 Novak, Alexander Stanley M ATI171 Rep 2009-07-20 2016-12-18
54 Parakh, Archit BBT705 Rep 2013-08-30 2016-12-18
55 Patel, Suhail Yusuf BHJ819 Rep 2016-04-28 2016-12-18
56 Philippson, Thomas Olafur Vaughton M BAC320 Rep 2016-01-15 2016-12-18
57 Rachit, Raj M BFF384 Rep 2015-08-24 2016-12-18
58 Raskin, Iain Alexander (SFC:BAX616) M BAX616 Rep 2014-09-03 2016-12-18
59 Shen, Jiawen (SFC:ANQ097) 沈佳雯 ANQ097 Rep 2014-05-26 2016-12-18
60 Slaoui, Mohammed Saad M AYC193 Rep 2011-09-20 2016-12-18
61 Smith, Paul Savile M AVN296 Rep 2014-05-19 2016-12-18
62 Song, Chaoran 宋超然 BDL242 Rep 2014-05-19 2016-12-18
63 Soo, Joon Shern 蘇駿昇 BEZ017 Rep 2015-10-02 2016-12-18
64 Stead, David Andrew (SFC:AQT298) M AQT298 Rep 2014-09-22 2016-12-18
65 Steele, Patrick James M BCZ920 Rep 2014-03-03 2016-12-18
66 Strachan, David Lyall M AFF232 Rep 2013-10-15 2016-12-18
67 Suen, Kin Dick 孫堅迪 AVM103 Rep 2010-07-13 2016-12-18
68 Sung, Yoon Kyu AKU991 Rep 2013-07-24 2016-12-18
69 Tan, Freddie Kuok Lin ASQ162 RO 2015-11-24 2016-12-18
70 Tropper, Giselle Natalia AUA249 Rep 2014-03-13 2016-12-18
71 Ugayama, Kazuya BEC906 Rep 2016-02-05 2016-12-18
72 Wannenmacher, Tim M AMU467 RO 2014-01-07 2016-12-18
73 Wong, Donald Ho Lun 黃浩麟 M APH272 Rep 2007-07-19 2016-12-18
74 Wong, Kelman Kai Man 王啟民 BDZ079 Rep 2014-08-13 2016-12-18
75 Wu, Bun Lerd Bernard 胡斌畧 APL242 Rep 2010-10-05 2016-12-18
76 Xu, Huifang 徐惠芳 BAV748 Rep 2015-09-02 2016-12-18
77 Xu, PeiLai 徐沛來 AOH669 Rep 2014-07-07 2016-12-18
78 Yanez Hinojosa, Anibal David M BEV153 Rep 2015-01-16 2016-08-27
79 Yang, Feng (SFC:BEZ148) 楊風 BEZ148 Rep 2015-02-16 2016-12-18
80 Yoon, Chi Won ACN181 Rep 2005-06-09 2016-07-25
81 Yuan, Qian (SFC:BBK056) 袁倩 BBK056 Rep 2013-07-02 2016-12-18
82 Yun, Heekyu ATJ399 Rep 2011-07-21 2016-12-18
83 Zhu, Weiqi (SFC:BFX215) 朱偉奇 BFX215 Rep 2015-08-03 2016-12-18

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