Lu, Qing (SFC:BEZ264) 盧青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2025-02-20 | Rep | Dealing in securities | 2025-02-20 | Rep | Dealing in futures contracts | 2025-09-18 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2025-02-20 | Rep | Dealing in securities | 2025-02-20 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2025-02-20 | |
| 4 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-02-23 | 2016-12-18 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-02-23 | 2020-07-31 | Rep | Dealing in securities | 2015-02-23 | 2020-07-31 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-02-23 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2020-07-31 | Rep | Dealing in securities | 2016-12-19 | 2020-07-31 |
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