GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Cai, Jiawei (SFC:BGQ866) 蔡佳瑋 BGQ866 Rep 2015-12-15 2022-12-23
2 Cao, Zhu 曹柱 BCI497 Rep 2013-12-10 2023-04-10
3 Chan, Andrew Wai Cheong 陳偉昌 M ATO804 Rep 2012-04-11 2017-08-26
4 Chan, Calvin Tak Man 陳德文 M BAJ169 Rep 2012-10-26
5 Chan, Ka Wah (SFC:ACT175) 陳家驊 ACT175 Rep 2020-10-31
6 Chan, Kwok Chu 陳國柱 ACV735 Rep 2021-09-30
7 Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 AEZ697 Rep 2008-06-05 2017-11-08
8 Chan, Loi Tak 陳來得 AFG864 Rep 2025-04-16
9 Chan, Man Fung (SFC:AUE707) 陳文鋒 AUE707 Rep 2013-03-26 2022-06-30
10 Chan, Man Tik 陳文迪 BBS455 Rep 2013-08-09
11 Chan, Wai Tung (SFC:ABH394) 陳偉東 ABH394 Rep
12 Chang, Wan-Ling 張菀玲 AUP742 Rep 2010-01-22 2017-05-07
13 Chau, Po Shan 周寶山 ACL187 Rep 2019-12-31
14 Chen, Tao (SFC:AZY872) 陳韜 AZY872 Rep 2012-07-27 2017-02-03
15 Chen, Yanling (SFC:BBJ072) 陳艷玲 BBJ072 Rep 2015-07-03 2022-06-30
16 Chen, Yi yin (SFC:AXB314) 陳怡吟 AXB314 Rep 2012-07-10 2020-07-15
17 Chen, Ying (SFC:ASX209) 陳穎 ASX209 Rep 2009-11-18
18 Chen, Yingying (SFC:AOJ051) 陳盈盈 AOJ051 Rep 2007-01-02
19 Chen, Zhenyuan (SFC:ALZ069) 陳貞媛 ALZ069 Rep 2010-03-03
20 Cheung, Ming Hung (SFC:ARD601) 張銘洪 ARD601 Rep 2008-07-25
21 Cheung, Wing Sze (SFC:ALW944) 張穎思 ALW944 Rep 2005-05-18 2022-07-09
22 Chi, Chung Him 池仲謙 ARO768 Rep 2015-06-25
23 Chiang, Peter Sze Kit 蔣詩傑 M ACP251 Rep 2015-06-19 2019-08-31
24 Chik, Chuk Nor 戚竹娜 AJD283 Rep 2003-09-19 2022-07-31
25 Ching, Ka Wai 程嘉偉 BGK939 Rep 2015-10-28 2019-01-01
26 Chow, Mareene Emilee 曹櫻薺 BHA480 Rep 2016-03-01 2020-07-06
27 Chu, Ki Tat 朱其達 BBL825 Rep 2016-05-27 2018-05-17
28 Chu, Yin Man (SFC:ABS053) 朱賢文 ABS053 Rep
29 Chu, Ying (SFC:AXP797) 朱瑩 AXP797 Rep 2011-07-12
30 Chui, Wai Fong 徐惠芳 AUQ988 Rep 2012-11-01 2022-08-14
31 Chui, Yu Wing 徐汝榮 ADI062 Rep 2006-11-13 2020-09-18
32 Dai, Bo (SFC:AZG279) 代波 AZG279 Rep 2012-04-13 2016-08-11
33 Dai, Huiwei 戴惠偉 AMF538 Rep 2007-11-22
34 Dai, Qijia 戴麒佳 32 F AQA190 Rep 2016-03-14 2019-05-09
35 Ding, Jiaheng 丁佳珩 BDB900 Rep 2015-12-10
36 Dong, Fei (SFC:BGA619) 董飛 BGA619 Rep 2015-08-18 2018-03-27
37 Fan, Chi Wai 樊志煒 AFU087 Rep 2012-09-20 2020-06-19
38 Fan, Ming (SFC:BGB768) 范明 BGB768 Rep 2015-08-28 2019-09-30
39 Feng, Zhichao (SFC:BEL741) 馮志超 BEL741 Rep 2014-11-11 2017-03-27
40 Fu, Linzhao 傅林釗 BHC760 Rep 2016-03-04 2017-04-13
41 Gong, Jie (SFC:BHK445) 龔杰 BHK445 Rep 2016-05-03 2020-09-30
42 Gu, Qiaoyi 古喬藝 AUZ363 Rep 2010-05-03 2016-08-31
43 Gui, Qiongyan 桂琼嫣 ART043 Rep 2008-11-14 2020-07-31
44 Guo, Yong (SFC:AXS906) 郭勇 AXS906 Rep 2011-07-29 2024-05-10
45 Han, Wenyuan 韓文苑 AQC822 Rep 2007-12-31
46 Hao, Yun (SFC:AVI199) 郝運 AVI199 RO 2013-11-18 2017-07-14
47 He, Jun (SFC:AUR969) 何鈞 AUR969 Rep 2010-11-12 2023-10-31
48 Hon, Kin Chung 韓建中 AQO379 Rep 2008-06-02
49 Hong, Xueyu 洪學宇 BFE233 Rep 2015-03-31 2021-06-10
50 Hsu, Min Chieh 許敏潔 AUQ473 Rep 2015-08-03 2020-05-04
51 Hu, Ningrui 胡凝瑞 BHF791 Rep 2016-03-29 2019-09-11
52 Hu, Tianyi (SFC:BFX650) 胡天一 BFX650 Rep 2015-07-27 2018-10-31
53 Huang, Chongjun (SFC:BGH447) 黃重鈞 BGH447 Rep 2016-05-27 2022-02-07
54 Huang, Luyao (SFC:AQR396) 黃路遙 AQR396 Rep 2009-10-14 2017-05-20
55 Huang, Yanming (SFC:ANY447) 黃燕銘 ANY447 Rep 2012-10-05 2025-04-22
56 Hudson, Noah John M AVV666 Rep 2010-09-30 2016-08-15
57 Hui, Yu Cheung 許宇翔 ALB979 Rep 2006-01-16
58 Ip, Mandy Wun Tai 葉煥娣 F APO656 Rep 2014-06-12 2023-08-06
59 Jia, Xiaokan 賈小侃 BBP857 Rep 2015-08-07 2020-09-25
60 Jiang, Lawrence M ACM894 Rep 2017-02-14
61 Jiang, Lin (SFC:BGE907) 姜琳 BGE907 Rep 2015-09-18 2022-03-16
62 Jiang, Lu (SFC:ARU865) 姜璐 ARU865 Rep 2008-12-09 2019-10-25
63 Jiang, Xiaoyan (SFC:AVP036) 蔣小燕 AVP036 Rep 2013-10-25 2019-09-04
64 Jiao, Ying (SFC:AQS661) 焦穎 AQS661 Rep 2008-07-09 2023-10-20
65 Kan, Pinky Lai Ping 簡麗萍 AKY991 Rep 2009-09-11
66 Kong, Yuan 孔原 BAB543 Rep 2012-08-15
67 Kwok, Keung (SFC:AED064) 郭強 AED064 RO 2014-08-06 2022-10-31
68 Kwok, Yat Sing 郭日昇 ARR940 Rep 2010-10-22 2016-08-06
69 Lai, Kai Hung 黎啟雄 ABU524 Rep 2021-10-28
70 Lai, Maureen 黎傲雪 F AUU966 Rep 2010-03-22 2020-05-22
71 Lai, Pak Kin 黎柏堅 ATR485 Rep 2012-06-04 2018-08-16
72 Lam, Tat Shing (SFC:AUV992) 林達誠 AUV992 Rep 2013-09-30 2024-02-02
73 Lau, Karen Kin Kwan 劉建軍 F AXH328 Rep 2013-01-07 2018-05-01
74 Lau, Mei 劉薇 AMX207 Rep 2007-08-16
75 Lau, Wai Kit (SFC:APR878) 劉唯杰 APR878 Rep 2013-12-10
76 Lau, Ying (SFC:AGB977) 劉營 AGB977 Rep 2011-06-07 2024-04-01
77 Law, Pui Tat 羅沛達 BHO139 Rep 2016-05-27 2023-01-29
78 Lee, Benedict Chun Yin 李俊賢 M AQT306 Rep 2009-11-05
79 Lee, Eric Ming Chuan 李明權 55 M ABI189 RO 2021-02-07
80 Lei, Qiang (SFC:AOI913) 雷強 AOI913 Rep 2012-03-22 2016-08-15
81 Leung, Alexander (SFC:ANH673) 梁皓鈞 M ANH673 Rep 2013-01-08 2017-11-13
82 Leung, Chor Ming 梁礎銘 AEA299 Rep 2012-09-03 2021-09-03
83 Leung, Chun Pui 梁俊培 AUC491 Rep 2011-07-04
84 Li, Anqi (SFC:BGM433) 李安琪 BGM433 Rep 2015-11-10 2018-07-06
85 Li, Guangjie 李光杰 48 M AHH526 RO 2008-06-23 2018-07-06
86 Li, Jean Tan 李丹 AQH516 Rep 2008-01-15 2020-02-19
87 Li, Qinyi (SFC:BFE533) 李沁亦 BFE533 Rep 2015-04-22 2016-08-17
88 Li, Sze Hang 李思行 AVY336 Rep 2014-09-26
89 Li, Wen (SFC:APD353) 李雯 APD353 Rep 2007-06-25 2022-10-30
90 Li, Yue (SFC:BFU987) 李約 BFU987 Rep 2015-07-17 2019-06-07
91 Li, Zhan (SFC:AZX297) 李湛 AZX297 Rep 2013-07-08 2017-10-29
92 Ling, Peiyi 凌沛毅 BEQ545 Rep 2014-12-10 2018-10-20
93 Liu, Baoman ATL999 Rep 2009-07-28 2017-09-09
94 Liu, Feifan 劉斐凡 BDJ264 Rep 2014-04-30 2019-06-08
95 Liu, Gu 劉谷 AJE163 RO 2014-02-27 2022-12-14
96 Liu, Renhe 劉仁鶴 BFC981 Rep 2015-03-26 2019-06-28
97 Liu, Shuk Hin 廖淑軒 AUW342 Rep 2016-04-11 2017-06-15
98 Lo, Wilson Kwong Shun 羅廣信 43 M AFQ413 Rep 2008-11-03 2021-12-19
99 Lou, Simon Wing Chung 羅永頌 M ABI724 Rep 2018-06-15
100 Lu, Lu (SFC:AKX339) 呂露 AKX339 Rep 2004-08-26
101 Lui, Hung Kik 呂鴻極 AZF855 Rep 2012-03-29 2020-08-12
102 Lui, Lok Sze 雷樂詩 AYD006 Rep 2014-08-20 2016-12-15
103 Luo, Weicheng (SFC:BAP838) 羅偉成 BAP838 Rep 2012-12-19 2020-07-31
104 Lv, Sihui 呂思慧 BGB553 Rep 2015-08-24 2024-10-23
105 Lyu, Fengze 呂丰澤 BGS670 Rep 2015-12-18 2019-04-27
106 Ma, Sau Cheung Toliver 馬守彰 BFX334 Rep 2015-07-27 2022-11-20
107 MacLinks, Phil Stuart M BDW370 Rep 2016-05-17 2021-04-07
108 Mak, Winnie (SFC:AAI867) 麥婉儀 F AAI867 Rep 2003-11-08 2021-02-15
109 Ng, Chi Fai (SFC:AQJ964) 吳志暉 AQJ964 Rep 2008-02-26 2019-01-01
110 Ng, Kei Chi 吳琦熾 ALN804 Rep 2009-03-11
111 Ng, Suet Man 吳雪雯 AEK106 Rep 2020-08-31
112 Ouyang, Shu 歐陽姝 BBP423 Rep 2015-11-03 2019-09-25
113 Pan, Jupeng 潘舉鵬 BFU374 Rep 2015-07-10 2023-12-21
114 Pan, Linglei 潘凌蕾 BHC545 Rep 2016-03-03
115 Pan, Ying (SFC:BEQ552) 潘瑩 BEQ552 Rep 2014-12-10 2017-04-29
116 Pan, Youdian 潘有典 AJM450 Rep 2005-01-12
117 Peng, Zhiting 彭志婷 BGH124 Rep 2015-09-24 2020-07-13
118 Pritchard, Christine (SFC:BCJ615) 袁梦 F BCJ615 Rep 2013-11-26
119 Rao, Xiuxian 饒秀嫻 ARU871 Rep 2008-12-09 2019-10-25
120 Shan, Yi 單怡 BGW834 Rep 2016-01-20 2018-06-06
121 Shek, Hiu Nam 石曉楠 BDF750 Rep 2014-04-04 2022-05-05
122 Shen, Cheng (SFC:BGP585) 沈成 BGP585 Rep 2015-12-01 2017-07-01
123 Shen, Yue (SFC:AIH410) 沈悅 AIH410 Rep
124 Shiu, Annie Nga Yan 邵雅恩 F ALD381 Rep 2004-10-11 2018-05-10
125 Si, Siyuan 司思遠 BBA760 Rep 2015-06-01 2017-10-11
126 Song, Tao (SFC:BCW524) 宋濤 BCW524 Rep 2014-02-06 2021-05-11
127 Sun, Yi Lam 孫意琳 AMS189 Rep 2005-11-16 2020-11-23
128 Sung, Jia Ling 宋佳陵 BFK465 Rep 2015-05-13 2020-08-19
129 Tai, Ming Kong 戴銘光 AQW020 Rep 2012-10-15
130 Tan, Liqiong 譚麗琼 BCI506 Rep 2013-11-21 2017-11-18
131 Tang, Kelvin Chi Wai 鄧志偉 M BFE980 Rep 2015-04-15
132 To, Yu Fai (SFC:AEI209) 杜宇輝 AEI209 Rep 2014-12-09
133 Tong, Arita U Shan 湯宇珊 BHR199 Rep 2016-06-21 2019-05-31
134 Tsai, Meng Ting 蔡孟庭 BHP132 Rep 2016-06-08 2018-08-15
135 Tsoi, Wai Kwong (SFC:AOY483) 蔡偉光 AOY483 Rep 2008-09-22
136 Tsui, Simon Hok Man 崔學民 M AEZ898 Rep 2006-04-21 2022-01-09
137 Tsui, Yuk Ming 徐鈺明 BES677 Rep 2014-12-31 2019-06-21
138 Tung, Corona Wing Fong 董詠芳 ABN060 Rep
139 Wan, Chun Man (SFC:ATY752) 尹俊文 ATY752 Rep 2013-08-08 2017-06-27
140 Wan, Dengxi 万鄧熙 BBP077 Rep 2015-06-01 2018-05-10
141 Wang, Fan (SFC:AXH201) 王凡 AXH201 Rep 2014-05-13 2018-06-29
142 Wang, Gang (SFC:AGN326) 王剛 AGN326 Rep 2004-02-05
143 Wang, Hongrui (SFC:BFH177) 王泓睿 BFH177 Rep 2015-04-23 2024-03-29
144 Wang, Juejun 王珏珺 BEC308 Rep 2014-09-01 2017-03-07
145 Wang, Junhong (SFC:BBL215) 汪俊紅 BBL215 Rep 2013-07-30 2024-07-19
146 Wang, Qinglu 王慶魯 AYI119 Rep 2012-11-05 2017-05-02
147 Wang, Xinyuan (SFC:AQA458) 王昕媛 AQA458 Rep 2009-05-07 2020-01-29
148 Wang, Ya Ya 王婭婭 ARO574 Rep 2008-09-30 2016-10-03
149 Wang, Ye (SFC:BEA912) 王燁 BEA912 Rep 2014-08-20 2021-12-24
150 Wong, Anthony (SFC:AFU754) 黃嘉賢 M AFU754 Rep 2008-11-03 2023-01-30
151 Wong, Bryan Pui Yuen 黃沛源 M AOH949 Rep 2012-10-15
152 Wong, Chun Ho (SFC:AYA928) 王俊浩 AYA928 Rep 2015-04-27 2021-09-05
153 Wong, Chun Kit (SFC:BHO974) 王俊杰 BHO974 Rep 2016-06-08 2019-07-14
154 Wong, Hiu Cheung 王曉翔 BFY879 Rep 2015-08-07
155 Wong, Ka Wai (SFC:AVH850) 黃家瑋 AVH850 Rep 2010-06-25 2024-09-05
156 Wong, Pik Shan (SFC:AYQ357) 黃碧珊 AYQ357 Rep 2011-12-12 2017-10-14
157 Wong, Tung Ching 王冬青 45 M AGG343 RO 2004-09-10 2023-07-10
158 Wong, Wai Fong (SFC:AFK470) 黃惠芳 AFK470 Rep 2003-08-19 2016-07-12
159 Wong, Wai Lun (SFC:ALQ942) 黃偉麟 ALQ942 Rep 2010-09-17 2020-06-03
160 Wong, Yu Yin 黃汝賢 AGI949 Rep 2014-07-10 2017-07-08
161 Wu, Hongjian 吳洪健 ALS600 Rep 2005-04-07
162 Wu, Qiong (SFC:AOE681) 吳穹 AOE681 Rep 2006-11-20
163 Wu, Yichao (SFC:AVI107) 吳逸超 AVI107 Rep 2010-06-25 2017-01-01
164 Wu, Yuyang (SFC:BGG714) 吳宇揚 BGG714 Rep 2015-09-22 2020-09-05
165 Xi, Yangyang 奚揚陽 BHK455 Rep 2016-05-03 2017-08-19
166 Xiang, Yuhao (SFC:BFE357) 向宇豪 BFE357 Rep 2015-04-02 2018-07-30
167 Xiao, Jin (SFC:BGG646) 肖瑾 BGG646 Rep 2015-09-21 2021-12-03
168 Xiao, Qian (SFC:BGA973) 肖倩 BGA973 Rep 2015-08-20 2017-04-18
169 Xiao, Xin (SFC:AWU102) 肖欣 AWU102 Rep 2015-09-24 2020-06-24
170 Xie, Jun (SFC:AOB779) 謝俊 AOB779 Rep 2007-10-15 2017-11-23
171 Xie, Yi (SFC:BFZ396) 謝懿 30 F BFZ396 Rep 2015-08-11 2017-05-19
172 Xiong, Jing (SFC:BGH119) 熊靜 BGH119 Rep 2015-09-24 2017-06-10
173 Xu, Yiwei (SFC:BBQ357) 徐懿薇 BBQ357 Rep 2013-07-29 2017-07-20
174 Yan, Ka Ho 甄嘉豪 BGB456 Rep 2015-08-21
175 Yang, Mengchuan 楊孟川 BGX591 Rep 2016-01-26 2020-05-05
176 Yang, Xi (SFC:AQW339) 楊曦 AQW339 Rep 2008-07-09 2019-10-25
177 Yau, Deirdre 邱迪怡 F ADS781 Rep 2004-04-06 2021-01-31
178 Yeung, Tze Fung 楊子峰 ACS539 RO 2012-05-22
179 Yeung, Wai Cheung 楊偉祥 AFW456 Rep 2006-02-17 2022-09-30
180 Yim, Siu Cheung 閻紹樟 AHF674 Rep 2003-05-06
181 Yip, Chin Hong 葉展航 APP546 Rep 2007-09-13
182 Yu, Daisy Wing Yi 余穎怡 F AHE833 Rep 2005-12-29
183 Yu, Kwan Fei 虞珺斐 ALU224 Rep 2005-04-28 2021-09-09
184 Yuen, David Ka Lok 阮家洛 M ALW487 Rep 2016-03-10 2020-03-31
185 Zhang, Fan (SFC:BCD863) 張帆 BCD863 Rep 2013-10-28 2022-06-25
186 Zhang, Jinhui (SFC:AMU874) 張金暉 AMU874 RO 2013-08-02 2023-09-29
187 Zhang, Lingyun (SFC:AJC735) 張凌云 AJC735 Rep 2004-09-23
188 Zhang, Sijun (SFC:AHK260) 張嗣君 AHK260 Rep
189 Zhang, Xiaoyu (SFC:BGI468) 張孝煜 BGI468 Rep 2015-10-09 2024-03-29
190 Zhang, Yan (SFC:BBG315) 張燕 BBG315 Rep 2013-05-07 2022-12-18
191 Zhao, Rui (SFC:ATI408) 趙睿 ATI408 Rep 2009-09-25 2017-08-12
192 Zhao, Shuman 趙舒蔓 BEN427 Rep 2014-11-24 2023-05-02
193 Zhou, Yifan (SFC:BCM604) 周一帆 BCM604 Rep 2013-12-10 2016-07-01
194 Zhu, Junjie (SFC:BDO827) 朱俊杰 BDO827 Rep 2014-06-16 2023-02-04
195 Zhuang, Jin (SFC:AZT481) 庄進 AZT481 Rep 2012-06-26 2016-11-17

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