Zhao, Shuman 趙舒蔓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-11-24 | 2023-05-02 |
| 2 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2023-07-31 | 2025-09-29 |
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