Shinhan Asset Management (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Chung, Nicholas 鍾傲南		M	BBU702	Rep	2013-09-13	2016-10-14
2	Jang, Deogjin			AVY648	RO	2011-01-27	2016-09-22
3	Mou, Alex Xinghai			AJB639	RO	2011-01-31	2017-03-31
4	Park, Jae Wu			AVY657	RO	2011-01-27	2016-04-12
5	Tang, Wing Hang (SFC:AXO388) 鄧穎行			AXO388	Rep	2015-04-01	2017-01-15
6	Zhao, Sheng (SFC:AUE973) 趙晟			AUE973	Rep	2014-04-07	2017-01-31

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