Chung, Nicholas 鍾傲南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2016-11-25 | 2020-09-04 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-08 | 2023-06-23 | Rep | Dealing in futures contracts | 2021-01-18 | 2023-06-23 |
| 3 | RAYS Capital Partners Limited | Rep | Advising on securities | 2023-12-13 | Rep | Asset management | 2023-12-13 |
| 4 | Shinhan Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-09-13 | 2016-10-14 | Rep | Asset management | 2013-09-13 | 2016-10-14 |
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