Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Chi Ying 區姿瑩 | F | ADJ878 | RO | 2012-06-14 | 2014-04-30 | |
| 2 | Chan, Ching Shan 陳靜山 | BAW692 | Rep | 2013-02-18 | 2013-12-10 | ||
| 3 | Chan, Chor Man 陳楚民 | AMQ583 | Rep | 2012-06-14 | 2023-08-11 | ||
| 4 | Chan, Eric Chi Wai 陳志偉 | M | ACW694 | Rep | 2012-06-14 | 2023-03-14 | |
| 5 | Chan, Ho Ting (SFC:AWY231) 陳浩庭 | AWY231 | Rep | 2012-06-14 | 2014-04-28 | ||
| 6 | Chan, Hon Fai (SFC:AEU371) 陳漢輝 | AEU371 | Rep | 2012-06-18 | 2021-03-31 | ||
| 7 | Chan, Jennia Pui Man 陳佩敏 | AGN359 | Rep | 2012-06-14 | 2021-02-07 | ||
| 8 | Chan, Ka Hung (SFC:ABH274) 陳家雄 | ABH274 | Rep | 2012-06-14 | |||
| 9 | Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 | APQ350 | Rep | 2012-06-14 | 2015-12-25 | ||
| 10 | Chan, King Lok 陳敬樂 | AQO310 | Rep | 2012-06-14 | 2019-07-05 | ||
| 11 | Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲 | F | ALA618 | Rep | 2012-06-14 | 2023-08-31 | |
| 12 | Chan, Ricky Kam Shui 陳錦緒 | M | AAA551 | Rep | 2012-06-21 | 2015-10-26 | |
| 13 | Chan, Shuk Lei 陳淑妮 | AJH102 | Rep | 2012-06-14 | 2014-05-09 | ||
| 14 | Chan, Siu Chun (SFC:ACO737) 陳少春 | ACO737 | Rep | 2012-06-15 | 2019-03-30 | ||
| 15 | Chan, Tat Shing (SFC:AUS311) 陳達成 | AUS311 | Rep | 2012-06-14 | 2014-05-30 | ||
| 16 | Chan, Terry Chin Lung 陳展龍 | ACP724 | Rep | 2012-06-14 | 2021-06-30 | ||
| 17 | Chan, Yiu Man (SFC:ACR627) 陳耀文 | ACR627 | Rep | 2012-06-21 | 2015-04-18 | ||
| 18 | Chan, Yiu Man (SFC:AOS417) 陳耀民 | AOS417 | RO | 2012-06-14 | 2016-04-11 | ||
| 19 | Chang, Kuang Wei 張光緯 | AYG339 | Rep | 2011-10-14 | 2015-04-18 | ||
| 20 | Chao, Ruo Han 趙若涵 | AXC175 | Rep | 2012-06-14 | 2014-01-03 | ||
| 21 | Chau, Ho Hei (SFC:AIE136) 巢皓熙 | AIE136 | Rep | 2012-06-14 | 2015-11-16 | ||
| 22 | Chau, Kin Man 鄒建文 | ACV965 | Rep | 2012-06-15 | 2023-08-31 | ||
| 23 | Chau, Kwok Hung (SFC:AAB494) 周國鴻 | M | AAB494 | Rep | 2012-08-20 | ||
| 24 | Chau, Siu Fung 周紹鳳 | AVP262 | Rep | 2013-05-06 | 2015-09-07 | ||
| 25 | Chen, Kun-Yang (SFC:AVW003) 陳坤陽 | AVW003 | Rep | 2013-07-18 | 2014-05-30 | ||
| 26 | Cheng, Joseph Kar Min 鄭家敏 | M | ABZ842 | Rep | 2012-06-14 | 2015-12-04 | |
| 27 | Cheung, Ka Ho (SFC:AYH663) 張家豪 | AYH663 | Rep | 2012-06-14 | 2013-12-27 | ||
| 28 | Cheung, See Ling 張思玲 | AQJ777 | Rep | 2012-06-14 | 2016-01-23 | ||
| 29 | Chiu, Dominic Bong Chi 趙邦智 | M | AXX715 | Rep | 2012-06-18 | 2013-12-30 | |
| 30 | Chiu, Tuen Leung 趙端良 | ADX075 | Rep | 2012-06-18 | |||
| 31 | Cho, Ping 曹平 | BCH648 | Rep | 2013-11-14 | 2014-08-08 | ||
| 32 | Choi, Hok Poh 蔡福寶 | ACP233 | Rep | 2012-06-18 | 2015-11-17 | ||
| 33 | Choi, Kwok Ip 蔡國業 | M | AEU921 | Rep | 2012-06-20 | ||
| 34 | Choi, Tak Fai 蔡德輝 | 25 | M | AXT224 | Rep | 2013-06-04 | |
| 35 | Chow, Judy Suk Yiu 周淑瑤 | F | AJB049 | Rep | 2012-06-18 | 2014-07-18 | |
| 36 | Chow, Kit Jessica 周潔 | BBA371 | Rep | 2013-03-18 | 2015-10-12 | ||
| 37 | Chow, Yip Shing 周業城 | AJI197 | Rep | 2012-06-18 | 2019-10-29 | ||
| 38 | Chow, Yuk Wah (SFC:ABJ926) 周玉華 | ABJ926 | Rep | 2012-06-18 | 2019-08-21 | ||
| 39 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | Rep | 2012-08-14 | 2014-05-30 | |
| 40 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2012-06-18 | 2015-02-11 | ||
| 41 | Chue, Wai Hing 徐惠卿 | AJL604 | Rep | 2012-06-19 | 2018-11-29 | ||
| 42 | Chung, Yin Ling 鍾燕玲 | BAG438 | Rep | 2012-10-03 | 2014-04-17 | ||
| 43 | Dong, Chang 董昶 | AXN155 | Rep | 2012-06-18 | 2014-02-07 | ||
| 44 | Fong, Yiu Sing 方耀昇 | BAI829 | Rep | 2013-05-30 | 2013-12-12 | ||
| 45 | Fong, Yu 方瑜 | ATS874 | Rep | 2012-06-18 | |||
| 46 | Fu, Yuet Wan 傅月雲 | APZ093 | Rep | 2012-07-30 | 2013-12-04 | ||
| 47 | Ho, Chit Shing 何捷誠 | BAK776 | Rep | 2012-12-03 | 2017-11-29 | ||
| 48 | Ho, Cho Ki 何祖祈 | ARB955 | Rep | 2012-06-18 | 2014-02-21 | ||
| 49 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-10-27 | |||
| 50 | Ho, Mei Kei 何美琪 | ADZ581 | Rep | 2013-06-17 | 2017-11-29 | ||
| 51 | Hon, Roger Ka Man 韓嘉文 | M | ALG207 | Rep | 2012-06-18 | 2020-09-21 | |
| 52 | Huang, Ting-Yu (SFC:AQN542) 黃亭瑜 | AQN542 | Rep | 2012-06-18 | 2018-03-22 | ||
| 53 | Huen, Philip Tak Pan 禤德斌 | M | AUH257 | Rep | 2012-06-18 | 2014-03-28 | |
| 54 | Hung, Lap Tung 洪立東 | ANB792 | Rep | 2012-06-20 | 2016-09-01 | ||
| 55 | Jackson, Katie Mary | F | ALA502 | Rep | 2011-08-19 | 2018-06-14 | |
| 56 | Kao, Wei Luen 高偉倫 | AXN150 | Rep | 2012-06-20 | 2014-04-24 | ||
| 57 | Kee, Chi Kwan 紀志坤 | M | ALH987 | Rep | 2012-06-20 | ||
| 58 | Kong, Shing Hon 江承翰 | APJ122 | Rep | 2013-07-02 | 2015-09-04 | ||
| 59 | Kong, Yiu Chung 鄺耀宗 | ALS425 | Rep | 2012-06-20 | 2017-08-27 | ||
| 60 | Ku, Chu Hin 古處軒 | M | AER802 | Rep | 2013-07-22 | 2014-05-30 | |
| 61 | Kung, Ho Bun (SFC:AUS202) 龔可斌 | AUS202 | Rep | 2013-11-19 | 2016-03-05 | ||
| 62 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2009-11-23 | 2019-11-21 | ||
| 63 | Kwok, Samuel Ming Sum 郭銘琛 | M | AVL823 | Rep | 2010-07-09 | 2014-07-04 | |
| 64 | Lai, Lam 黎琳 | AWO127 | Rep | 2012-06-20 | 2015-10-04 | ||
| 65 | Lam, Cheuk Sun 林卓燊 | AXZ771 | Rep | 2012-06-20 | 2013-12-06 | ||
| 66 | Lam, Lai Chun (SFC:AFJ754) 林麗珍 | AFJ754 | Rep | 2012-06-20 | 2014-03-13 | ||
| 67 | Lam, Sze Yuen 林詩鉉 | AWJ748 | Rep | 2012-06-20 | 2020-01-22 | ||
| 68 | Lau, Pak Sun 劉栢燊 | AMF528 | Rep | 2013-07-19 | 2014-04-24 | ||
| 69 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2008-09-12 | 2018-06-27 | |
| 70 | Lau, Toynbee Yan Yan 劉恩恩 | AFM194 | Rep | 2012-06-20 | 2013-12-04 | ||
| 71 | Lee, Chai Sin 李濟善 | AJA483 | Rep | 2012-06-20 | 2017-04-06 | ||
| 72 | Lee, Jessica Man Yi 李敏兒 | F | AIU268 | Rep | 2012-06-21 | 2015-07-28 | |
| 73 | Lee, Kwok Fung 李國峯 | AMF908 | Rep | 2012-06-20 | 2019-01-01 | ||
| 74 | Lee, Man Hung (SFC:AUV610) 李文雄 | AUV610 | Rep | 2012-06-20 | 2021-06-30 | ||
| 75 | Lee, Pui Kwan (SFC:APU612) 李佩群 | APU612 | Rep | 2012-06-27 | 2014-08-29 | ||
| 76 | Lee, Yin Man (SFC:ARB818) 李彥文 | ARB818 | Rep | 2012-12-21 | |||
| 77 | Lei, Hei (SFC:AIY110) 李曦 | AIY110 | Rep | 2012-06-20 | 2014-12-12 | ||
| 78 | Lei, Ho Chun 李浩俊 | ATY002 | Rep | 2012-06-20 | 2015-01-16 | ||
| 79 | Leung, Ka Man (SFC:ARW215) 梁嘉文 | ARW215 | Rep | 2012-06-20 | 2018-09-01 | ||
| 80 | Leung, Ka Man (SFC:AWF554) 梁嘉雯 | AWF554 | Rep | 2012-06-20 | 2014-08-15 | ||
| 81 | Leung, Oliva Suk Fun 梁淑芬 | AAB826 | Rep | 2012-06-20 | 2022-01-31 | ||
| 82 | Leung, Terry Wai Wa 梁偉華 | AOJ441 | Rep | 2012-06-20 | 2015-03-20 | ||
| 83 | Li, Fang (SFC:AOR995) 厲放 | 55 | F | AOR995 | Rep | 2007-03-19 | 2013-12-05 |
| 84 | Li, Kwok Kei 李國基 | AYI375 | Rep | 2012-06-21 | 2018-12-08 | ||
| 85 | Li, Wai Kwan (SFC:AVT036) 李蕙筠 | AVT036 | Rep | 2012-06-21 | 2020-11-08 | ||
| 86 | Li, Wai Sum 李煒森 | AVA618 | Rep | 2012-06-21 | 2013-12-19 | ||
| 87 | Lim, Pak Fu 林柏富 | AAV508 | RO | 2013-10-22 | 2015-12-17 | ||
| 88 | Lin, Chia-Pei 林佳佩 | APN786 | Rep | 2012-06-27 | |||
| 89 | Liu, Ka Leung 廖家良 | AKI404 | Rep | 2012-06-21 | 2021-04-21 | ||
| 90 | Lo, Dickson Tat San 羅達生 | M | AVM658 | Rep | 2012-06-21 | 2014-05-09 | |
| 91 | Lo, Edward Yip Moon 盧業滿 | M | AAB859 | Rep | 2012-06-22 | 2021-04-09 | |
| 92 | Lo, Kit Ming 盧潔明 | ACG022 | Rep | 2011-01-18 | 2022-03-04 | ||
| 93 | Lo, Tsz Him (SFC:AXZ744) 羅子謙 | AXZ744 | Rep | 2012-06-21 | 2015-04-21 | ||
| 94 | Lo, Yi Pin 羅宜斌 | ALJ988 | Rep | 2012-06-22 | 2014-01-30 | ||
| 95 | Lo, Yuen Ting (SFC:BBN283) 盧婉婷 | BBN283 | Rep | 2013-07-03 | 2017-04-30 | ||
| 96 | Lo, Yun-Hsi 羅云希 | AQU620 | Rep | 2012-06-22 | 2014-12-06 | ||
| 97 | Lok, Kong Hung 駱港鴻 | AGJ942 | Rep | 2012-06-22 | 2014-06-06 | ||
| 98 | Lok, Perry Kung Yao 陸恭耀 | 46 | M | AEF531 | Rep | 2012-12-12 | |
| 99 | Luk, Chin Pang Calvin 陸展鵬 | AWY439 | Rep | 2012-06-22 | 2013-12-23 | ||
| 100 | Luk, Chiu Kwong 陸照光 | ACX939 | Rep | 2012-11-16 | |||
| 101 | Ma, Man Hon 馬文瀚 | APH454 | Rep | 2013-07-08 | 2019-01-01 | ||
| 102 | Mak, Derek Ho Yin 麥淏琂 | M | ACE820 | Rep | 2012-06-25 | 2023-08-15 | |
| 103 | Man, Key Wai 文奇偉 | ACW740 | Rep | 2012-06-22 | 2016-07-09 | ||
| 104 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2009-09-18 | |||
| 105 | Ng, Cheuk Kin (SFC:AUV180) 吳焯堅 | AUV180 | Rep | 2012-06-22 | 2021-04-30 | ||
| 106 | Ng, Chi Wai (SFC:ATY004) 吳智偉 | ATY004 | Rep | 2012-06-22 | 2015-08-15 | ||
| 107 | Ng, Ka Fuk 吳嘉福 | ABM509 | RO | 2011-11-30 | 2018-08-23 | ||
| 108 | Ng, King Chuen (SFC:AQQ505) 吳景荃 | AQQ505 | Rep | 2013-04-18 | 2015-02-27 | ||
| 109 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2013-07-02 | |||
| 110 | Ng, Man Fai (SFC:BAP096) 吳敏暉 | BAP096 | Rep | 2012-12-06 | 2013-12-11 | ||
| 111 | Ng, Wai Sze 吳惠詩 | ARG815 | Rep | 2012-06-22 | 2014-08-01 | ||
| 112 | Ng, Yin Lam (SFC:AGK085) 吳彥霖 | AGK085 | Rep | 2013-05-06 | 2017-05-31 | ||
| 113 | Ngai, Po Man 魏寶文 | AFI855 | Rep | 2012-08-14 | 2013-12-13 | ||
| 114 | Pong, Chui Ming 龐翠明 | ASE458 | Rep | 2013-06-13 | 2016-03-25 | ||
| 115 | Poon, Ka Wing (SFC:ATS954) 潘家榮 | ATS954 | Rep | 2012-06-26 | 2017-10-22 | ||
| 116 | Pui, Jerry 貝祖銘 | M | ARO896 | Rep | 2012-06-26 | 2015-10-21 | |
| 117 | Sak, Kai Yau 石啟右 | ATR363 | Rep | 2012-11-22 | 2018-03-23 | ||
| 118 | So, Jiarong 蘇家榮 | AJG263 | Rep | 2012-06-26 | |||
| 119 | Suen, Pik Ying 孫碧英 | AGJ642 | Rep | 2012-07-19 | 2015-10-31 | ||
| 120 | Sum, Ping Kong 沈炳港 | AUX010 | Rep | 2012-06-26 | 2014-04-04 | ||
| 121 | Sun, Jie (SFC:BBY954) 孫婕 | BBY954 | Rep | 2013-09-27 | 2015-07-10 | ||
| 122 | Sun, Koon Kwan 辛冠群 | ALL054 | Rep | 2012-04-26 | 2013-12-20 | ||
| 123 | Sung, Sennen Siu Hang 宋兆恆 | AOR113 | Rep | 2012-06-26 | 2014-03-31 | ||
| 124 | Tam, King Fung 談勁峰 | AJR217 | Rep | 2013-03-26 | |||
| 125 | Tan, Dao Shen 陳道燊 | AVA554 | Rep | 2013-03-14 | 2014-02-07 | ||
| 126 | Tang, Tian (SFC:AYS468) 唐甜 | AYS468 | Rep | 2012-06-26 | 2015-06-09 | ||
| 127 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2013-07-11 | 2014-01-28 | |
| 128 | Tsai, Alfred Chi Kwong 蔡致光 | M | ADY315 | Rep | 2012-06-27 | 2014-03-19 | |
| 129 | Tse, Cheuk Kit 謝卓傑 | ARA303 | Rep | 2012-07-31 | 2015-06-08 | ||
| 130 | Tse, Ming Lun 謝銘倫 | AJH258 | Rep | 2012-06-26 | 2015-10-13 | ||
| 131 | Tung, Chi Sai 董賜茜 | BCD800 | Rep | 2013-11-25 | 2015-04-30 | ||
| 132 | Wan, Chi Fai (SFC:AXV581) 尹志輝 | AXV581 | Rep | 2013-11-11 | 2015-03-18 | ||
| 133 | Wan, David Ngar Yin 溫雅言 | 53 | M | ABH754 | RO | 2012-06-27 | 2018-03-29 |
| 134 | Wan, Hung Ha 尹紅霞 | AUQ942 | Rep | 2012-07-06 | 2016-12-22 | ||
| 135 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2010-01-25 | 2015-06-14 | |
| 136 | Wan, Siu Shun 溫紹迅 | AEA214 | RO | 2012-06-14 | 2022-12-31 | ||
| 137 | Wang, Chun-Chieh (SFC:BAL984) 王俊傑 | BAL984 | RO | 2013-02-15 | 2016-04-08 | ||
| 138 | Wang, Erchun 王尔淳 | BAE018 | Rep | 2012-09-28 | 2015-04-16 | ||
| 139 | Wang, Jiahui (SFC:BAD529) 王佳卉 | BAD529 | Rep | 2012-08-31 | 2015-06-08 | ||
| 140 | Weng, Ming Sung 翁敏松 | BBK140 | Rep | 2013-06-10 | 2014-08-22 | ||
| 141 | Wong, Arthur Chi To 黃志滔 | M | ANK679 | Rep | 2008-09-17 | 2014-04-30 | |
| 142 | Wong, Chi Chung (SFC:AFT846) 黃志聰 | AFT846 | Rep | 2012-06-26 | 2021-06-30 | ||
| 143 | Wong, Chi Lok (SFC:ATY747) 黃之樂 | ATY747 | Rep | 2012-06-26 | 2014-02-28 | ||
| 144 | Wong, Paula Man Yee 黃雯誼 | F | AQE956 | Rep | 2013-09-05 | 2014-09-12 | |
| 145 | Wong, Pui Ying (SFC:APV517) 黃珮瑛 | APV517 | Rep | 2012-06-26 | 2015-04-27 | ||
| 146 | Wong, Tat Kwan 黃達鈞 | ASO302 | Rep | 2013-04-25 | 2014-03-11 | ||
| 147 | Wong, Tim Hi 王添喜 | M | ACN818 | Rep | 2013-04-10 | ||
| 148 | Wong, Wai Kee 黃惠祺 | AUW823 | Rep | 2012-06-26 | 2014-09-12 | ||
| 149 | Wong, Yee Wah (SFC:AUD257) 黃綺華 | AUD257 | Rep | 2012-06-26 | 2016-07-09 | ||
| 150 | Wu, Raymond Teh Sen 吳德生 | M | AOL264 | RO | 2013-03-12 | 2024-05-31 | |
| 151 | Wu, Weimin (SFC:AZK393) 吳偉敏 | AZK393 | Rep | 2013-04-12 | 2014-04-30 | ||
| 152 | Wun, Duncan Wai Yee 溫偉儀 | 49 | M | AAD933 | RO | 2010-07-13 | 2017-05-27 |
| 153 | Xie, Feng (SFC:AWP435) 謝峰 | AWP435 | Rep | 2012-06-27 | 2015-01-16 | ||
| 154 | Yang, Te Hau 楊得灝 | AIC882 | Rep | 2011-03-04 | 2016-10-25 | ||
| 155 | Yang, Yeu Shun 楊雨順 | BBK646 | RO | 2013-07-11 | 2015-03-27 | ||
| 156 | Yeung, Kwun Po 楊觀寶 | AVW215 | Rep | 2012-06-27 | |||
| 157 | Yeung, Ting Wai (SFC:AUD258) 楊錠威 | AUD258 | Rep | 2012-06-27 | 2021-06-30 | ||
| 158 | Yip, Eddy Chun Kuen 葉俊權 | M | AQP744 | Rep | 2012-06-27 | 2017-12-28 | |
| 159 | Yiu, Chi Wah (SFC:ACT308) 姚志華 | M | ACT308 | RO | 2012-06-14 | 2016-02-06 | |
| 160 | Yuen, Hing Kin 袁興健 | AFF290 | Rep | 2012-06-27 | |||
| 161 | Zhao, Mingyue (SFC:BAE020) 趙明月 | BAE020 | Rep | 2012-09-28 | 2014-09-26 |
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