Ord Minnett Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Alder, Campbell Robert		M	AVN517	Rep	2013-02-01	2014-07-16
2	Gunning, Timothy James		M	BAI184	RO	2013-01-15	2019-12-31
3	Last, Timothy Philip		M	AGT922	RO	2013-01-15	2020-03-31
4	Norris, Jeremy Anthony (SFC:ABM977)		M	ABM977	Rep	2013-10-03	2014-11-24
5	Patterson, Brooke Ainsley			ANL933	RO	2013-01-15	2015-11-17
6	Sexton, Angus John		M	AQY825	Rep	2013-02-06	2015-01-09

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