Last, Timothy Philip

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in futures contracts 2009-05-22 2010-11-19
Rep Dealing in securities 2009-05-22 2010-11-19
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on corporate finance 2003-12-02
Rep Asset management 2003-12-02
Rep Automated trading services 2003-12-02
Rep Advising on securities 2004-03-17
Rep Dealing in securities 2004-03-17
Rep Advising on futures contracts 2003-12-06 2004-03-17
Rep Dealing in futures contracts 2003-12-06 2004-03-17
3 J.P. MORGAN FUTURES HONG KONG LIMITED Rep Asset management 2003-12-03
Rep Automated trading services 2003-12-03
Rep Advising on futures contracts 2003-12-06
Rep Dealing in futures contracts 2003-12-06
4 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-04-13 2009-01-23
5 Merrill Lynch Far East Limited Rep Dealing in securities 2005-04-23 2009-01-23
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-04-13 2009-01-23
7 Ord Minnett Hong Kong Limited RO Dealing in securities 2013-01-15 2020-03-31
RO Advising on securities 2014-01-17 2020-03-31
8 Qantex Capital Markets Limited Rep Dealing in futures contracts 2011-12-28 2012-06-30

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