RHB FUTURES HONG KONG LIMITED 興業金融期貨有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013		 ⚥ SFC ID Role From Until
1 Au, Jonathan Wai Wing 區偉榮 M ANY451 Rep 2009-10-28 2014-07-11
2 Au, Kim Fung 區劍峯 AAI313 Rep 2005-10-20 2011-11-15
3 Au, Kin Tak (SFC:ANQ975) 區建德 ANQ975 Rep 2009-01-21 2014-06-01
4 Au, Kwong Hoi 區光海 ABM765 Rep 2005-10-05 2009-05-30
5 Chak, Hok Ming (SFC:AUM696) 翟學明 AUM696 Rep 2010-01-12 2011-12-20
6 Chak, Hong Wah 翟康華 AOV133 Rep 2009-08-31 2010-12-01
7 Chan, Alan Kam Chuen 陳錦泉 M AGC756 Rep 2005-11-22 2007-01-06
8 Chan, Cedric Ka Lun 陳嘉麟 M AEF429 Rep 2012-10-26 2014-05-15
9 Chan, Fung Ping (SFC:AOU775) 陳鳳萍 AOU775 Rep 2008-06-13 2008-08-01
10 Chan, Hon Lee 陳漢利 AOJ713 Rep 2010-01-15 2011-01-21
11 Chan, Ka Leung (SFC:AEC408) 陳嘉亮 AEC408 Rep 2012-07-31 2013-02-03
12 Chan, Micky Wai Yat 陳懷溢 M AQY824 Rep 2009-11-13 2009-11-17
13 Chan, Raymond Shiu Fai 陳兆輝 M AJD697 Rep 2010-06-04 2011-05-30
14 Chan, Shu Kai (SFC:AAJ626) 陳樹基 AAJ626 Rep 2007-08-06 2007-10-09
15 Chan, Steve Hing Wah 陳慶華 54 M AET272 Rep 2007-05-15 2007-07-18
RO 2007-07-18 2010-11-02
16 Chan, Woon Hung 陳煥雄 ABY401 Rep 2008-01-04 2011-09-30
17 Chan, Yim (SFC:AHS851) 陳彥 AHS851 Rep 2006-06-13 2011-12-07
18 Chee, Carick Yuk Hing 池玉興 AWH916 Rep 2011-02-01 2012-04-11
19 Chen, Chun To 陳俊陶 ATC538 Rep 2009-06-10 2010-07-31
20 Chen, Yin Yuan 陳寅元 ATS059 Rep 2010-05-19 2011-05-31
21 Cheng, Kwai Hung (SFC:AAE890) 鄭桂鴻 AAE890 Rep 2007-09-25 2011-12-07
22 Cheng, Mego Mei Yee 陳美怡 AEJ078 Rep 2010-05-19 2011-10-19
23 Cheung, Chun Ho (SFC:ARF588) 張振豪 ARF588 Rep 2010-02-18 2011-02-04
24 Cheung, Rickael Ming Tak 張明德 ACZ049 Rep 2007-07-24 2009-12-01
25 Cheung, Sui Cheong 張瑞昌 AJG266 Rep 2010-07-19 2013-05-21
26 Cheung, Yiu Kay 張耀基 AFK180 Rep 2012-02-23 2020-03-27
27 Chiu, Jo Jo Im Seong 趙艷嫦 AQC495 Rep 2012-12-27 2017-02-01
28 Chiu, Robert Chi Hung 趙志鴻 M ABT752 Rep 2012-07-06 2012-08-22
RO 2012-08-22 2019-12-31
29 Choi, Kwok Hei (SFC:AMT699) 蔡國禧 AMT699 Rep 2007-03-02 2008-01-31
30 Choy, Ho Yin 蔡浩然 ACR173 Rep 2010-04-01 2011-10-19
31 Chung, Chak Chuen 鍾澤銓 AJE988 Rep 2006-03-01 2009-05-01
32 Chung, Lai Yung 鍾麗容 AGM626 Rep 2005-11-21 2007-04-01
33 Chung, Man Chin 鍾萬程 APJ127 Rep 2008-03-25 2011-12-08
34 Fong, Ching Sun Eric 方鉦燊 ARB623 Rep 2010-06-15 2011-02-18
35 Fung, Ka Leung (SFC:ABQ007) 馮家亮 ABQ007 Rep 2005-10-05 2007-08-01
36 Fung, Kai Qi 馮愷琦 AAX457 Rep 2005-10-26 2009-04-18
37 Fung, May Mei Yan 馮美欣 F ADI453 Rep 2012-10-12 2013-02-25
38 Fung, Wing Yeung 馮永揚 AGN727 Rep 2007-01-17 2013-05-30
39 Han, Ta-Kong 韓大綱 APS981 Rep 2010-04-15 2011-08-05
40 Ho, Chun Kit (SFC:APL928) 何俊傑 APL928 Rep 2012-01-17 2014-02-09
41 Ho, Ka Po (SFC:APB315) 何嘉寶 APB315 Rep 2012-01-26 2019-03-08
42 Ho, Ming Lap 何名立 APW012 Rep 2012-06-08 2014-12-27
43 Hui, John (1973) 許僑聲 40 M AFU688 Rep 2012-09-07 2012-10-10
RO 2012-10-10 2015-06-17
44 Hui, Roy 許諾 M ATE232 Rep 2010-11-05 2011-10-31
45 Hui, Stephen Chiu Chung 許照中 66 M AAB312 RO 2005-11-02 2011-08-09
46 Hui, Tin Kay (SFC:AFS483) 許天奇 AFS483 Rep 2008-03-25 2010-05-29
47 Hung, Cho Yan 洪祖恩 ALF771 Rep 2008-03-18 2011-03-25
48 Ip, Hon Man (SFC:ADH572) 葉漢民 ADH572 Rep 2005-10-05 2011-12-13
49 Ip, Yeng Kwen 葉映均 F AAZ192 Rep 2010-05-19 2010-11-05
50 Ip, Yung Ling 葉勇玲 ARD504 Rep 2012-11-22 2014-08-03
51 Kam, Carmen Yick Man 甘譯文 F ARA645 Rep 2009-09-10 2012-02-24
52 Kan, Tsang Fu 耿增富 M AEE050 Rep 2011-01-14 2011-07-26
53 Kong, Shui Lun 鄺瑞麟 APJ123 Rep 2007-10-04 2012-01-31
54 Kwok, Chun Wing 郭振榮 ADU040 Rep 2005-10-26 2006-02-21
55 Kwok, Ka Wai (SFC:BAT717) 郭嘉威 BAT717 Rep 2013-02-14 2016-04-04
56 Kwok, Maggie Ka Yin 郭嘉妍 F ACS121 Rep 2006-07-05 2010-04-07
57 Kwong, Rachel Cze Wing 鄺子詠 28 F AYA169 Rep 2011-10-27 2014-01-14
58 Lai, Chi Chiu (SFC:AMX034) 黎志釗 AMX034 Rep 2008-07-30 2010-10-31
Rep 2011-03-02 2011-09-30
59 Lai, Ka Kit (SFC:ALZ752) 黎家傑 ALZ752 Rep 2007-05-15 2017-09-06
60 Lam, Chi Fu 林志富 ABS052 Rep 2007-06-11 2013-07-01
61 Lam, Mandy Choi Ying 林賽盈 F AFE592 Rep 2009-03-09 2009-09-24
RO 2009-09-24 2011-08-31
62 Lam, Wai Hung (SFC:AOV615) 林偉雄 AOV615 Rep 2012-09-12 2012-11-12
63 Lau, John Chee On 劉自安 M AAV289 Rep 2010-09-01 2012-02-23
64 Law, Chun Wai 羅俊偉 ASS893 Rep 2010-03-22 2011-02-28
65 Law, Kam On 羅錦安 ABB087 Rep 2005-10-06 2010-07-31
66 Law, Wai Kuen 羅偉權 M AEF115 Rep 2012-02-24 2014-09-18
67 Lee, Aaron Yun Wing 李恩榮 M AJC168 Rep 2010-01-18 2011-01-23
68 Lee, Alan Ka Lun 李嘉倫 M APY434 Rep 2008-07-21 2011-07-01
69 Lee, Chun Sang 李俊燊 ABA618 Rep 2006-11-22 2011-11-06
70 Lee, Jacqueline Ka Yee 李家怡 F AOS409 Rep 2010-11-09 2011-08-10
71 Lee, Wai Man (SFC:ACR865) 李慧敏 ACR865 Rep 2005-12-01 2012-09-16
72 Lee, Wing Leung (SFC:AQA672) 李永亮 AQA672 Rep 2008-02-15 2009-04-04
73 Leong, Chi Fung 梁智鋒 AJM781 Rep 2008-03-12 2010-03-31
74 Leung, Amy Yuen Mai 梁婉媚 F AED146 Rep 2006-07-19 2020-01-17
75 Leung, Eric Chi Fai 梁智揮 M BAT718 Rep 2013-02-14 2014-04-22
76 Leung, Peter Ping Tak 梁秉德 32 M AOU405 Rep 2008-01-21 2008-05-10
77 Lim, Ah Lay 林亞烈 57 M AWN310 RO 2011-12-06 2017-04-30
78 Lim, Cheng Yong 林正雄 AEJ325 Rep 2010-09-30 2011-11-14
79 Lim, Harvey Man Chuen 林文駿 M AUJ979 Rep 2010-01-04 2011-07-31
80 Lim, Kim Huat (SFC:ARU536) ARU536 Rep 2008-12-16 2010-02-01
81 Liu, Christina Lai Sum 廖麗心 F AAH544 Rep 2007-04-11 2007-04-24
RO 2007-04-24 2011-07-05
82 Lo, Chi Shing 盧志成 AWE923 Rep 2010-11-25 2012-04-05
83 Lo, Hok Shun 盧學迅 AQC191 Rep 2008-03-25 2008-05-01
84 Lo, Katherina Ka Shun 盧嘉舜 AEE887 Rep 2007-09-14 2008-02-17
85 Loh, Yiu Fai 陸耀輝 ABN692 Rep 2007-03-12 2008-10-25
86 Loong, Anthony Ho Sang 龍浩生 M ALF515 Rep 2006-06-13 2012-10-12
87 Lu, Chan Ching Lina 盧陳晶 F ARB611 Rep 2013-03-12 2013-06-24
88 Lui, Josaphat Chi Chung 呂志聰 AAD557 Rep 2005-11-03 2007-04-01
89 Lui, Yat Yin 呂逸賢 ATT820 Rep 2009-10-28 2012-11-04
90 Ma, Adrian Chung Chi 馬頌智 M APL879 Rep 2010-12-23 2012-08-04
91 Ma, Johnny Bun Wah 馬斌華 M AES117 Rep 2007-10-18 2009-05-05
92 Ma, Kwok Ming (SFC:AQC165) 馬國明 AQC165 Rep 2009-10-05 2011-02-28
93 Ma, Pui Ka 馬沛嘉 ATB632 Rep 2010-08-09 2011-12-30
94 Man, Lumen Leung Yan 萬亮人 AAH274 Rep 2006-07-05 2009-11-19
95 Man, Sam Siu Sin 文兆仙 AED296 Rep 2005-10-21 2005-12-02
96 Mok, Tak Ming 莫德明 54 AAD913 Rep 2009-12-02 2017-04-30
97 Ng, Ho Yu (SFC:APC115) 伍浩宇 APC115 Rep 2012-01-26 2017-12-30
98 Ng, Paco Kar Lun 吳家倫 39 M AEK874 Rep 2007-03-15 2008-02-16
99 Ng, Yuk Fai 吳旭暉 ARO690 Rep 2010-05-19 2011-05-31
100 Ngan, Chi Po 顏志波 ADY908 Rep 2007-06-25 2007-11-22
101 Nguyen, Nguyen Thanh M AOO555 Rep 2009-09-30 2020-01-05
102 Or, Ying Choi 柯英財 ADF394 Rep 2008-05-02 2008-05-21
103 Palmer, Marie Ann 馬楚瑩 F AQU968 Rep 2009-09-14 2011-10-31
104 Pang, Judy Oi Wah 彭愛華 F AKY572 Rep 2012-08-31 2014-04-16
105 Pin, Koon Biu 卞冠彪 AAQ076 Rep 2011-10-24 2019-08-30
106 Poon, Wai Lun (SFC:ARA287) 潘偉倫 ARA287 Rep 2008-11-27 2009-04-01
107 Pun, Ka Shing (SFC:ARQ531) 潘嘉誠 ARQ531 Rep 2010-04-13 2011-12-23
108 Pun, Tze Miu 潘子苗 ACX643 Rep 2011-11-14 2012-06-19
109 Sham, Ching Fai 岑正輝 AAB098 Rep 2007-02-07 2009-02-02
110 Shiu, Ann Lai On 邵麗安 AEA831 Rep 2006-01-18 2011-12-13
111 Shiu, Yau Wah 蕭猷華 M AFP821 Rep 2009-02-13 2020-01-29
112 Shum, Siu Man 岑少文 AMW642 Rep 2008-07-30 2011-09-30
113 Suen, Wai Man 孫偉文 AUX361 Rep 2012-06-11 2017-12-01
114 Sui, Ming Fai 蕭明輝 AEA210 Rep 2005-10-20 2007-02-21
RO 2007-02-21 2011-10-31
115 Sy, Francois M AWX507 Rep 2012-09-19 2013-12-31
116 Tam, Hon Kei 譚漢基 AWT080 Rep 2011-02-23 2013-10-07
117 Tam, Kenny Chi Yip 譚梓業 M ADH089 Rep 2006-10-17 2012-10-19
118 Tan, Jonathan Ka Choi 陳嘉才 M ATH815 Rep 2009-08-10 2010-12-31
119 Tang, Wai Chun (SFC:APC908) 鄧惠珍 F APC908 Rep 2007-12-24 2010-05-24
120 Tao, Kwok King 陶國璟 ARS312 Rep 2009-01-21 2010-03-01
Rep 2012-10-16 2013-03-17
121 Teh, Chou Yuen ATY066 Rep 2010-08-09 2012-11-18
122 To, Chi Chung 杜子聰 AFU839 Rep 2013-01-29 2014-05-15
123 Tong, Lai Kin (SFC:ARN805) 湯澧鍵 ARN805 Rep 2012-12-27 2019-01-29
124 Tong, Wing Wing Yan 湯穎殷 API139 Rep 2012-12-07 2019-01-15
125 Tsang, Simon Siu Hung 曾少雄 M AAJ982 RO 2005-09-28 2011-09-30
126 Tse, Ngai Yuen 謝毅遠 ADR060 Rep 2005-10-04 2006-06-16
127 Tsui, Ivan Kun Lam 徐觀林 58 M ACG508 Rep 2009-10-09 2011-01-17
128 Tsui, Roger Chi Fung 徐志豐 M AFT119 Rep 2009-02-09 2009-03-31
129 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2009-10-13 2009-11-14
130 Wan, Tat Shing 尹達城 APH049 Rep 2008-01-10 2009-01-22
131 Wang, Feng (SFC:AXX534) 王峰 AXX534 Rep 2012-03-14 2012-09-14
132 Wang, Howard M ANQ469 Rep 2007-11-13 2008-02-14
133 Wong, Carmen Kar Man 黃嘉敏 F AGL925 Rep 2006-05-24 2007-10-08
134 Wong, Chi Fai (SFC:AML328) 黃志輝 AML328 Rep 2005-11-02 2005-12-14
135 Wong, Chun Wai (SFC:AQI898) 黃俊威 AQI898 Rep 2012-06-29 2012-07-10
136 Wong, Connie Cho Yin 黃楚燕 F ACR571 Rep 2005-10-21 2011-10-27
RO 2011-10-27 2013-01-23
Rep 2013-01-23 2016-08-13
137 Wong, David Chun Kau 王震球 M ANU274 Rep 2010-01-20 2011-06-30
138 Wong, Julian Ho Man 王皓民 M AUA500 Rep 2009-10-28 2012-01-13
139 Wong, Ka Po (SFC:AJE893) 黃家寶 AJE893 Rep 2007-10-25 2007-12-18
140 Wong, Kwun Hung 王冠雄 AJF996 Rep 2007-07-27 2007-10-13
141 Wong, Sau Lin (SFC:ADU122) 汪秀蓮 ADU122 Rep 2010-12-24 2020-01-14
142 Wong, Steven Shing Ho 黃盛豪 M AKJ167 Rep 2013-03-05 2016-05-24
143 Wong, Tsui Fa 黃翠花 ANR003 Rep 2010-06-14 2010-07-27
144 Wong, Tsz On (SFC:AQI523) 黃子安 AQI523 Rep 2010-04-09 2011-12-09
145 Wong, Wai Ho (SFC:ASO860) 黃偉豪 ASO860 Rep 2009-03-20 2010-11-19
146 Wong, Wai Man (SFC:AJJ168) 黃偉文 AJJ168 Rep 2010-01-18 2010-01-29
147 Wong, Wing Sheung 黃詠湘 AGO417 Rep 2012-11-19 2014-05-31
148 Yam, Wan Ki 任蘊騏 AQF335 Rep 2012-11-09 2014-07-19
149 Yang, Yen-Ju 楊燕如 ARV136 Rep 2009-03-04 2009-12-16
150 Yau, Atak Chung Tak 邱重德 AEK472 RO 2011-12-05 2014-03-04
151 Yau, Carmen Ka Mun 邱嘉敏 F ADJ396 Rep 2011-01-31 2012-01-13
152 Yau, Chun Kit (SFC:AAD733) 邱俊傑 M AAD733 Rep 2005-10-13 2007-03-01
Rep 2007-10-22 2013-05-20
153 Yau, Ka Hei (SFC:ARG523) 游嘉熙 ARG523 Rep 2012-03-27 2013-04-22
154 Yau, Simon Tak Lung 游德隆 M AQS425 Rep 2012-11-21 2017-07-31
155 Yen, David Tai Wai 閻大偉 M AAC020 Rep 2007-06-12 2008-01-07
156 Yim, Tsz Ching 嚴子靖 APV917 Rep 2008-02-15 2009-07-01
157 Yip, Chung 葉頌 AJD534 Rep 2009-06-10 2011-07-29
158 Yip, Ryan Cheuk Yin 葉卓然 M AEK520 Rep 2009-02-12 2009-09-08
159 Yip, Yuk Fung 葉玉鳳 ABS821 RO 2005-09-28 2007-11-30
Rep 2007-11-30 2011-09-28
RO 2011-09-28 2013-01-23
Rep 2013-01-23 2020-04-07
160 Yiu, Chin Keung 姚展強 APN538 Rep 2009-11-23 2012-08-01
161 Yiu, Chun Yu (SFC:AOY204) 姚震宇 AOY204 Rep 2010-06-03 2012-05-24
162 Yiu, Man Man 姚文敏 AJO082 Rep 2009-11-26 2010-01-06
163 Yiu, Simon Yu Cheung 姚宇翔 30 M AUD251 Rep 2009-11-12 2015-09-17
164 Yong, Sai Yeen 楊世賢 AOK957 Rep 2008-08-14 2009-04-28
165 Yue, Jeff Wai Keung 余偉強 M ADZ046 Rep 2007-08-06 2007-10-09
166 Yuen, Manuel Man Yee 阮文義 M ALK163 Rep 2006-01-04 2006-02-20
167 Yuen, Wai Kwong (SFC:AAD742) 袁偉光 AAD742 Rep 2010-07-16 2011-12-30

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