Kam, Carmen Yick Man 甘譯文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-09-10 | 2012-02-24 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-09-10 | 2012-02-24 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-05-20 | 2009-09-07 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | 2009-09-07 |
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