DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 大和總研(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011		 ⚥ SFC ID Role From Until
1 Bao, Danny Q 包強 ANR606 Rep 2010-10-08 2012-01-30
2 Bradbury, Colin David M AAV861 Rep 2010-07-13 2012-01-30
3 Chan, Man Hon (SFC:AEI555) 陳文瀚 AEI555 Rep 2010-03-17 2012-01-30
4 Chan, Nga Shan (SFC:AWZ604) 陳雅珊 AWZ604 Rep 2011-03-18 2012-01-30
5 Chan, Ut Ieong 陳悅楊 AWF498 Rep 2010-11-03 2011-09-15
6 Chang, Ching-Kun 張靖坤 ALJ991 Rep 2010-10-15 2012-01-30
7 Chen, Hui Ming (SFC:ALW538) 陳慧明 ALW538 Rep 2010-09-21 2012-01-30
8 Chien, Ming-Hui 簡民恵 AXK262 Rep 2011-06-08 2012-01-30
9 Choi, Hyung Wook 崔亨旭 AQO335 Rep 2010-10-15 2012-01-30
10 Chu, Peter Ka Kit 朱家傑 M ACJ314 Rep 2005-10-19 2012-01-30
11 Chung, Ming 叢明 APQ667 Rep 2011-04-28 2012-01-30
12 Chung, Yi-Ling 鍾怡伶 AVV549 Rep 2011-02-25 2012-01-30
13 Dai, Wei (SFC:AOR609) 戴維 AOR609 Rep 2010-05-31 2012-01-30
14 Grose, George Francis M AWH234 Rep 2010-11-10 2012-01-30
15 Guha Roy, Tathagata M ALN138 Rep 2011-06-15 2012-01-30
16 Hetherington, John Charles 夏嶺東 M ABN564 Rep 2010-12-09 2012-01-30
17 Ho, Chun Keung (SFC:AWT602) 何振強 AWT602 Rep 2011-02-07 2012-01-30
18 Ho, Ka Wai (SFC:AKV099) 何家維 44 M AKV099 Rep 2010-07-29 2012-01-30
19 Ho, Wai Kei 何偉基 AFP308 Rep 2006-05-03 2012-01-30
20 Hu, Jie (SFC:AWQ290) 胡潔 AWQ290 Rep 2011-01-14 2012-01-30
21 Huang, Wen Yau 黃文堯 AWL066 Rep 2010-12-06 2011-11-15
22 Hui, Ole Hiu Tung 許曉東 ARR518 Rep 2010-05-25 2011-08-05
23 Jiang, Sheng (SFC:AWN098) 蔣昇 AWN098 Rep 2010-12-20 2012-01-30
24 Kam, Wai Lun 甘偉倫 ANN061 Rep 2006-07-25 2012-01-30
25 Kan, Kwok Yu (SFC:ACZ368) 簡國裕 ACZ368 RO 2003-12-10 2012-01-30
26 Kuo, Yan Ki 郭恩琦 AWE687 Rep 2010-11-03 2012-01-30
27 Lai, Chi Man (SFC:APQ351) 賴志文 APQ351 Rep 2007-09-14 2012-01-30
28 Lam, Hok Hoi 林學海 ADS783 Rep 2010-07-12 2012-01-30
29 Lam, Jimmy Chun Kwok 林振國 M AEY314 Rep 2010-11-09 2011-08-19
30 Latzer, Alexander M ANM054 Rep 2009-03-18 2012-01-30
31 Lau, Justin Ching Yin 劉正賢 M AJL491 Rep 2010-10-25 2012-01-30
32 Lau, Kelvin Wai Kin 劉偉健 M APQ275 Rep 2007-09-14 2012-01-30
33 Law, Yuen Sheung 羅婉湘 APL590 Rep 2010-11-15 2012-01-30
34 Lee, Kee Siong 李淦祥 ACY060 Rep 2012-01-30
35 Lee, Yuk Man (SFC:AQQ629) 李育文 AQQ629 Rep 2010-06-07 2012-01-30
36 Lo, Ilona Ching Man 羅靜敏 F AXL781 Rep 2011-06-20 2012-01-30
37 Lo, Ming Hung 盧銘雄 ADY707 Rep 2007-04-12 2011-09-22
38 Lo, Philip (SFC:AMT669) 盧偉楷 M AMT669 Rep 2010-09-27 2012-01-30
39 Lobello, Christopher Michael M ADZ738 Rep 2011-04-11 2011-07-07
40 Lu, Yunye 陸昀曄 AXE227 Rep 2011-04-19 2012-01-30
41 Ma, Jibo 馬繼博 AOR544 Rep 2010-09-15 2012-01-30
42 Miyabe, Nagahisa ATD358 RO 2009-07-16 2012-06-04
43 Oka, Hironori AAD076 RO 2011-06-20 2012-06-04
44 Poon, Hiu Yee ASY645 Rep 2010-08-17 2012-01-30
45 Sarmah, Pranab Kumar M AKY763 Rep 2004-08-20 2012-01-30
46 Serizawa, Kenji AWZ410 Rep 2011-03-17 2012-01-14
47 So, Ka 蘇卡 AXK067 Rep 2011-06-03 2012-01-30
48 Sun, Mingchun 孫明春 40 M ARW945 Rep 2010-11-02 2012-01-30
49 Tham, Mun Hon 譚文漢 AGY660 Rep 2008-08-14 2011-09-16
50 Wan, Maurine 溫慕蓮 F AGJ125 Rep 2006-07-26 2012-01-30
51 Wang, Yong (SFC:AOM636) 王勇 AOM636 Rep 2008-06-06 2011-09-27
52 Wong, Ming Him (SFC:AXJ784) 黃銘謙 AXJ784 Rep 2011-06-01 2012-01-30
53 Wu, Grace Yuet Ming 胡月明 F AKI974 Rep 2010-09-13 2012-01-30
54 Xie, Yi (SFC:AWE691) 謝軼 AWE691 Rep 2010-11-01 2012-01-27
55 Xu, Jingfan 許靖凡 AWZ618 Rep 2011-03-18 2012-01-30
56 Xue, Fei (SFC:ASP680) 薛菲 ASP680 Rep 2010-12-02 2012-01-30
57 Ye, Qing (SFC:AWS033) 葉青 AWS033 Rep 2011-01-24 2012-01-30
58 Yu, Ka Kong 余嘉剛 AXL635 Rep 2011-06-16 2012-01-30
59 Zhang, Senyan 張森焱 AWK695 Rep 2010-12-28 2012-01-30
60 Zhu, Hongxia (SFC:ATM945) 諸紅霞 ATM945 Rep 2009-08-03 2012-01-30

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