Lu, Yunye 陸昀曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-04-19 | 2012-05-25 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-04-19 | 2012-01-30 |
| 3 | OP INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2019-07-04 | 2021-01-19 | RO | Asset management | 2021-01-19 |
| 4 | Profound Capital Limited | Rep | Asset management | 2016-06-03 | 2018-01-30 | RO | Asset management | 2018-01-30 | 2019-06-28 |
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