DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Adams, Robert Stuart M AXD828 Rep 2011-04-19 2014-05-08
2 Ahn, Soo Yong 安秀鏞 ASM065 Rep 2009-02-25 2012-03-01
3 Aimi, Yukiko AXA078 Rep 2011-03-22 2011-06-22
4 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
5 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
6 Baker, Cristy AUA663 Rep 2009-10-23 2012-07-27
7 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
8 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
9 Blenkiron, Philip Edward M ARG533 Rep 2011-03-07 2017-07-07
10 Boulay, Nicolas Philippe 35 M AQI395 Rep 2010-04-20 2011-07-30
11 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
12 Brown, Anthony George (SFC:APU473) M APU473 RO 2010-05-17 2013-09-09
13 Bugel, Michael Bartus M ABQ525 Rep 2010-08-17 2012-06-13
14 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
15 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
16 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
17 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
18 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
19 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
20 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
21 Chaudhry, Mateen AOO558 Rep 2011-03-16 2011-06-16
22 Chen, Alexander Yang M AQZ635 Rep 2008-05-02 2012-09-05
23 Chen, Xi (SFC:AUN143) 陳曦 AUN143 Rep 2010-01-18 2011-06-10
24 Cheung, Sze Chung 張思中 AUM379 Rep 2010-01-07 2012-09-05
25 Chiu, Angela Sou-Wai 招秀慧 F AWT846 Rep 2011-02-11 2011-08-27
26 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
27 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
28 Chow, Janet Wing-gee 周詠芝 F ASH894 Rep 2009-01-16 2012-09-19
29 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
30 Chu, Brian Chi Yan 朱智仁 M ACX715 Rep 2010-09-15 2015-01-15
31 Chu, Michael (SFC:AVV245) M AVV245 Rep 2010-09-02 2012-03-30
32 Chuang, Christopher Jin-gee 莊進智 M AUM542 Rep 2010-01-08 2014-03-07
33 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
34 Chung, Ji Young AGV338 Rep 2011-10-07
35 Chung, Richard M ALW173 Rep 2009-08-20 2012-03-07
36 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
37 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
38 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
39 Cunha, Luiz Marcelo AWZ798 Rep 2011-03-17 2011-06-17
40 Das, Ashok Kumar (SFC:AVH956) M AVH956 Rep 2010-06-29 2018-03-21
41 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
42 Davaadorj, Bayarsaikhan AXC737 Rep 2011-04-04 2011-07-04
43 Davis, Mark James (SFC:AQC318) M AQC318 RO 2009-10-09 2012-10-25
44 Day, Donald Kurt M AUN917 Rep 2010-01-18 2012-11-30
45 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
46 Doyle, John Aaron M ATO458 Rep 2009-08-18 2019-10-29
47 Dwyer, Gregory James M AWT081 Rep 2011-02-07 2012-09-19
48 Ebert, Robert James M AVF581 RO 2010-10-15 2015-06-09
49 Ellis, James Andrew M ARR323 Rep 2008-09-30 2012-04-01
50 Everest, Steven Leslie M ARS776 Rep 2008-10-17 2015-03-01
51 Fairbairn, Glen Reginald M ARU495 Rep 2008-11-19 2012-12-12
52 Fu, Hsiang Chuan 傅祥銓 ALR024 Rep 2010-08-30 2013-06-12
53 Gan, Wee Leong 顏偉樑 AML648 Rep 2008-08-26 2014-06-03
54 Gandhi, Sonia (SFC:AWR811) F AWR811 Rep 2011-01-24 2012-11-20
55 Garg, Neetu AXD825 Rep 2011-04-19 2012-09-13
56 Goodwin, Andrew D M ASJ618 Rep 2009-01-29 2014-09-04
57 Guan, Ying (SFC:AWQ675) 關滢 AWQ675 Rep 2011-01-17 2011-07-05
58 Halliwell, Alison (SFC:ASF035) F ASF035 Rep 2009-01-02 2012-01-19
59 Hart, Matthew Edward M AUI290 Rep 2009-12-11 2012-01-12
60 Hayes, Arthur M ASJ614 Rep 2009-01-29 2011-06-11
61 Hedtke, Nathan Harrington M ARG770 Rep 2011-03-17 2011-05-17
62 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
63 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
64 Hirako, Taisuke ASP620 Rep 2011-03-25 2011-06-25
65 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
66 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
67 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
68 Hon, Kenneth Sau Yee 韓守義 M AJI837 Rep 2010-04-28 2011-06-02
69 Hosie, Neil Cameron M AHQ348 RO 2009-03-26 2017-03-31
70 Huang, Ruohai 黃若海 AUM544 Rep 2010-01-08 2021-09-19
71 Huang, Timmy Chi-ming 黃麒銘 ASF036 Rep 2009-01-02 2011-10-17
72 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
73 Ishihara, Yu AWZ795 Rep 2011-03-17 2011-06-17
74 Jaisingh, Rohit AIZ536 Rep 2010-12-14 2012-04-16
75 Jia, Chelsea Yue AVX461 Rep 2010-09-20 2012-06-01
76 Joshi, Dixit Aswin AXC431 Rep 2011-04-04 2012-02-29
77 Kajihara, Hiroyuki AXB934 Rep 2011-03-25 2011-06-25
78 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
79 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
80 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
81 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
82 Kesebi, Sukru ATT835 Rep 2009-11-30 2014-11-26
83 Khaimson, Evgeni ARP463 Rep 2009-08-12 2012-07-01
84 Khan, Asad Rahman AUS963 Rep 2010-02-17 2012-01-12
85 Kim, So Yeon AMM348 Rep 2010-03-01 2013-02-01
86 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
87 Kochhar, Sachin AOD007 Rep 2011-02-18 2012-05-23
88 Kohli, Sneha Shah AVP148 Rep 2010-08-03 2011-12-09
89 Kudalkar, Anil Sadanand ASJ616 Rep 2009-01-29 2016-02-27
90 Kwan, Roy Chun Wai 關振緯 35 M AOT954 Rep 2007-04-03 2018-02-06
91 Kwok, Isabella Ngan Ting 郭雁婷 F AGH147 Rep 2009-10-29 2018-05-08
92 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2009-06-29 2019-09-27
93 Kyim, Eugene Eong IL 金永日 M APA005 Rep 2010-09-30 2012-06-30
94 Lai, Alen Chi Wang 黎智弘 AWQ674 Rep 2011-01-17 2012-06-13
95 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
96 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
97 Lala, Manish AUZ529 Rep 2010-04-08 2019-11-30
98 Lalwani, Harish Premchand AXD989 Rep 2011-04-19 2019-08-06
99 Lambos, Elizabeth Brett F ASH450 Rep 2009-01-14 2013-03-23
100 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
101 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
102 Lau, Ka Fei 劉嘉輝 ASL713 Rep 2009-02-17 2011-07-01
103 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2010-08-16 2012-09-05
104 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
105 Lee, Christopher Fai Man 李輝敏 45 M ACW239 Rep 2010-07-22 2012-02-16
106 Lee, Eric Cheng-Chiang 李正強 M AUC989 Rep 2010-06-10 2011-07-29
107 Lee, Gregory Joseph M APD818 Rep 2009-06-03 2012-02-13
108 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
109 Lee, Roger Leonard (SFC:AVB844) M AVB844 Rep 2010-04-21 2012-09-05
110 Lee, Wen Long ATB494 Rep 2009-06-15 2018-02-19
111 Lee, Youn Wen AHA183 Rep 2018-11-11
112 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
113 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
114 Li, Xianlin 李嫻琳 AUN096 Rep 2010-01-12 2011-07-09
115 Lim, Michelle Si Min 林思敏 F ASI130 Rep 2009-01-23 2019-10-11
116 Lin, David Ping 林平 M AOT744 Rep 2009-09-14 2012-09-05
117 Lonergan, Phillip Edward M ATB486 Rep 2010-08-10 2011-08-23
118 Longe, Kehinde Phillip Oladotun M ANT775 Rep 2009-10-06 2014-10-11
119 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
120 Luk, Yin Man 陸燕雯 AEQ086 Rep 2008-08-27 2012-09-05
121 Luo, Wei (SFC:AUQ322) AUQ322 Rep 2010-01-27 2012-01-11
122 Ma, Sin Chi 馬善智 37 M AFQ486 RO 2010-04-20 2012-01-06
123 Macdonald, Matthew Douglas M ALK219 Rep 2010-07-06 2014-09-19
124 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
125 Marchio, Steven Santo Peter M AVP004 Rep 2010-07-29 2019-10-13
126 Mason, Matthew James (SFC:AQM089) M AQM089 Rep 2009-03-25 2014-06-12
127 Mathur, Rajat (SFC:AVQ939) AVQ939 Rep 2010-08-05 2014-06-10
128 McAuliffe, James Anthony M ANL063 Rep 2010-04-01 2011-05-11
129 McGuigan, Paul Martin M AUD697 Rep 2011-03-15 2011-06-15
130 Michalik, Thorsten AJK533 Rep 2008-08-14 2013-01-21
131 Mirpuri, Vishal Nirmaldas (SFC:AJG172) AJG172 Rep 2010-05-10 2012-02-17
132 Modrakovic, Stela (SFC:ATQ776) ATQ776 Rep 2009-08-27 2011-11-01
133 Montanari, Marco M ATI145 Rep 2009-07-08 2013-02-01
134 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
135 Mullaney, David M AWO856 Rep 2011-01-04 2012-06-13
136 Murch, Timothy Alexander M ASI127 Rep 2009-01-23 2015-11-11
137 Murphy, David James (SFC:AFG800) M AFG800 RO 2010-04-28 2011-09-09
138 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
139 Nakano, Yuka AWZ796 Rep 2011-03-17 2011-06-17
140 Nandwani, Roshan Ramesh 浩南 M ATI142 Rep 2009-07-08 2018-06-08
141 Neary, James Joseph M AQE987 Rep 2009-12-29 2012-09-05
142 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
143 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
144 Panda, Angkit ARG689 Rep 2008-06-30 2016-07-01
145 Pang, Ka Yin (SFC:AEF574) 彭嘉賢 AEF574 Rep 2010-05-10 2018-02-06
146 Perrot, Benoit Francis Louis M ALT794 Rep 2009-08-18 2012-02-24
147 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
148 Prakasam, Gopinath AXC423 Rep 2011-03-31 2016-05-26
149 Press, Matthew (SFC:ATI127) M ATI127 RO 2010-08-13 2011-08-23
150 Pustoc'h, Francois-Xavier Nicholas Simon M AXA077 Rep 2011-03-18 2011-06-18
151 Quinn, James Jerome Jr M AWZ640 Rep 2011-03-16 2011-06-16
152 Rao, Vigyan AMH160 Rep 2010-07-05 2012-07-05
153 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
154 Reinert, Alexandre Richard Harald M ATB503 Rep 2009-05-25 2011-05-06
155 Rilling, Simon M AXF014 Rep 2011-04-19 2011-07-19
156 Rizkalla, Andrew M ASH892 Rep 2009-01-16 2013-06-01
157 Rodrigues, Johann AUZ964 Rep 2010-04-09 2012-09-01
158 Rogers, David Andrew (SFC:ATM320) M ATM320 Rep 2010-08-18 2012-09-05
159 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
160 Sanchez, Marlon Mikhail M ADJ822 RO 2011-01-04 2021-10-28
161 Seet, Jordan Wei Wen AWQ103 Rep 2011-01-13 2014-04-09
162 Seow, Zhi Xiang AWO859 Rep 2011-01-04 2012-09-29
163 Shah, Jigar Jayanti ARH600 Rep 2008-07-08 2013-01-10
164 Shah, Junaid Hussain (SFC:AUR999) AUR999 Rep 2010-02-09 2014-04-14
165 Shah, Priyesh Shantilal ARF530 Rep 2008-06-23 2014-12-31
166 Sheridan, Richard Leo M AUE091 Rep 2010-04-08 2012-01-19
167 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
168 Skurr, Paul Thomas M AQS669 Rep 2011-03-17 2011-05-17
169 Stokeld, Craig Charles M AUI378 Rep 2009-12-11 2011-12-07
170 Streatfield, David Alan M AVI634 Rep 2010-06-14 2012-05-22
171 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
172 Sung, Eric M AXD830 Rep 2011-04-19 2013-05-02
173 Susa, Kenichiro AXB933 Rep 2011-03-25 2011-06-25
174 Tan, Wei Li AVI323 Rep 2010-06-29 2011-05-04
175 Tang, Wenyi F ASI157 Rep 2009-02-06 2015-06-27
176 Tao, Feiran 陶斐然 AUN714 Rep 2010-01-15 2018-05-24
177 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
178 Tay, Siang Watt Terence M AVH952 Rep 2010-06-29 2018-02-20
179 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
180 Tiffin, Philip John M AFT499 Rep 2010-09-27 2014-12-02
181 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
182 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
183 Twomey, Harvey Noel M AKX345 Rep 2008-05-02 2013-12-03
184 Urwiller, Fumiko AXA424 Rep 2011-03-22 2011-06-22
185 Verma, Vijay (SFC:AXF537) AXF537 Rep 2011-04-29 2014-09-05
186 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
187 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
188 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
189 Wang, Qian (SFC:AUN076) 王倩 AUN076 Rep 2010-01-12 2012-06-30
190 West, Daniel Craig M AUE988 Rep 2011-03-17 2011-06-17
191 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
192 Wilson, Murray John M ARJ081 Rep 2010-06-24 2012-07-17
193 Winter, Philip Francis David 35 M AQG466 Rep 2009-08-31 2014-10-01
194 Wittenburg, Fabrizio Martin M AVJ440 Rep 2010-08-05 2012-05-18
195 Wong, Annie Yan Tsz 黃欣慈 F AUV531 Rep 2010-03-10 2015-09-19
196 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
197 Wong, Paul Sek Ming 黃錫明 M AAV864 Rep 2010-09-09 2014-05-26
198 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
199 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
200 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
201 Yaduvanshi, Shashank AWY291 Rep 2011-04-21 2011-06-02
202 Yamazaki, Yuko AUW612 Rep 2011-02-16 2013-01-04
203 Yan, Wing Tak 甄穎德 APQ792 Rep 2009-10-19 2018-09-28
204 Yang, Ka Shui 楊家萃 AOW796 Rep 2010-01-18 2012-01-10
205 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
206 Zange, Boris Manuel (SFC:ATB488) M ATB488 Rep 2009-06-15 2012-03-01
207 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
208 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19
209 Zhou, Ji Jun AWZ884 Rep 2011-03-17 2011-06-17
210 Zuber, Zarko AVA150 Rep 2010-07-15 2012-08-01

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