NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ahn, Chae Young | AUS848 | Rep | 2010-02-23 | 2011-11-17 | ||
| 2 | Ambai, Takahiro 安倍貴博 | ASE990 | Rep | 2010-02-04 | 2013-04-23 | ||
| 3 | Arora, Gaurav (SFC:APA737) | APA737 | Rep | 2009-01-12 | 2012-06-28 | ||
| 4 | Asano, Shin 淺野真 | ANS096 | Rep | 2010-02-04 | 2011-08-24 | ||
| 5 | Balasubramanian, Bharathan Kanthimathinathan | AUW418 | Rep | 2010-03-15 | 2012-06-14 | ||
| 6 | Barnett, Maxine Bernice | AOT373 | Rep | 2008-12-15 | 2010-07-21 | ||
| 7 | Beresford, Paul Richard | M | ANF151 | Rep | 2010-02-04 | 2012-12-09 | |
| 8 | Bradshaw, Stephanie 李婉青 | F | AMB744 | Rep | 2009-10-12 | 2010-05-04 | |
| 9 | Bret, Jean-Sebastien Pierre | M | AQX041 | Rep | 2008-12-15 | 2013-04-23 | |
| 10 | Burnes, Alexander Milligan | M | ARD194 | Rep | 2009-05-29 | 2011-08-17 | |
| 11 | Burns, John Patrick (SFC:ATG678) | M | ATG678 | Rep | 2010-02-04 | 2013-04-23 | |
| 12 | Byworth, Richard Anthony | M | AUF080 | Rep | 2010-02-04 | 2013-04-23 | |
| 13 | Chan, Ka Ying (SFC:AQM051) 陳嘉盈 | AQM051 | Rep | 2010-02-04 | 2013-04-23 | ||
| 14 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | ARX074 | Rep | 2010-02-04 | 2013-04-23 | ||
| 15 | Chau, Ling 周凌 | 27 | M | ANU529 | Rep | 2010-02-04 | 2011-07-07 |
| 16 | Chekroun, Benjamin Marc John | 38 | M | AQS273 | Rep | 2010-02-04 | 2011-11-17 |
| 17 | Chen, Chengze | APJ996 | Rep | 2008-12-08 | 2012-08-25 | ||
| 18 | Cheng, Chih-Hsiung 鄭智雄 | AFR838 | Rep | 2010-02-04 | 2011-07-19 | ||
| 19 | Cheung, San Tat 張新達 | AFD549 | Rep | 2010-02-04 | 2013-04-23 | ||
| 20 | Cheung, Wing Yan (SFC:ASN728) 張詠欣 | ASN728 | Rep | 2010-02-04 | 2013-04-23 | ||
| 21 | Chiu, Siu Sang 趙小珊 | AET486 | Rep | 2010-02-04 | 2011-07-09 | ||
| 22 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2008-04-01 | 2010-05-05 | |
| 23 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2008-12-08 | 2013-04-23 | |
| 24 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-11-26 | 2012-12-09 | ||
| 25 | Dadabhoy, Imran Sooleman | AJH414 | Rep | 2009-11-16 | 2010-05-21 | ||
| 26 | Di Iorio, Michael Anthony (SFC:AQA804) | M | AQA804 | RO | 2009-11-23 | 2010-05-21 | |
| 27 | Dolan, Paul Tiernan | M | APK727 | Rep | 2010-02-02 | 2011-09-08 | |
| 28 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2010-02-02 | 2010-05-14 | |
| 29 | Floyd, Michael (SFC:APK722) | M | APK722 | Rep | 2010-02-02 | 2013-04-23 | |
| 30 | Fujita, Minoru | AQE932 | Rep | 2010-02-02 | 2012-06-08 | ||
| 31 | Ghosh, Soujit | AOJ195 | Rep | 2009-12-09 | 2011-11-12 | ||
| 32 | Gill, Richard John Peter | M | AQQ119 | Rep | 2010-02-02 | 2013-01-14 | |
| 33 | Goodwin, Douglas Samuel | M | AUI207 | Rep | 2009-12-23 | 2012-07-31 | |
| 34 | Gourmelen, Arnaud | M | AKX538 | Rep | 2008-12-08 | 2010-09-01 | |
| 35 | Hanly, Seamus Anthony | M | ASN900 | Rep | 2010-02-02 | 2013-04-23 | |
| 36 | Hao, Xin (SFC:AMH819) 郝昕 | AMH819 | Rep | 2010-02-02 | 2013-04-23 | ||
| 37 | Hara, Hitoshi | AMV311 | Rep | 2010-02-02 | 2010-06-01 | ||
| 38 | Hemmings, Lee Kerry | AFK088 | RO | 2009-04-16 | 2011-11-01 | ||
| 39 | Ho, Harrison Lok Sang 何樂生 | M | AAF434 | Rep | 2010-02-02 | 2010-06-15 | |
| 40 | Honda, Tsukasa | AQE935 | Rep | 2009-01-16 | 2011-12-19 | ||
| 41 | Horsley-Heather, Nicholas John (SFC:ASZ379) | M | ASZ379 | Rep | 2009-11-02 | 2012-09-13 | |
| 42 | Inukai, Masao 犬養昌生 | ALO559 | Rep | 2010-02-02 | 2013-04-23 | ||
| 43 | Kato, Katsuhito 加藤勝仁 | AMF766 | Rep | 2010-02-02 | 2013-04-23 | ||
| 44 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2010-02-02 | 2012-05-31 | ||
| 45 | Kawahara, Michiko | AGO010 | Rep | 2010-02-02 | 2013-04-23 | ||
| 46 | Kobayashi, Hisako | AGA952 | Rep | 2010-02-02 | 2012-05-31 | ||
| 47 | Koerber, Matthias | M | APZ541 | Rep | 2010-02-01 | 2013-04-23 | |
| 48 | Kotecha, Vikesh (SFC:AUA341) | M | AUA341 | Rep | 2009-10-29 | 2010-07-17 | |
| 49 | Laible, Robert Karl | M | AOH890 | RO | 2010-04-30 | 2012-11-15 | |
| 50 | Lam, Eric Tak Shing 林德成 | M | AAI558 | Rep | 2010-05-13 | ||
| 51 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2008-12-15 | 2012-08-09 | |
| 52 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2010-02-03 | 2010-05-12 | |
| 53 | Lau, Yau Fong 劉幽芳 | AEY478 | Rep | 2010-02-03 | 2013-04-23 | ||
| 54 | Lee, Kai Pong 李啟邦 | ADW528 | Rep | 2010-02-03 | 2011-07-01 | ||
| 55 | Lee, Nga Ying (SFC:APQ801) 李雅瑩 | APQ801 | Rep | 2010-02-03 | 2010-12-18 | ||
| 56 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 29 | M | AKR467 | Rep | 2008-12-08 | 2013-02-16 |
| 57 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | ARB169 | Rep | 2010-02-03 | 2013-04-23 | ||
| 58 | Liem, Christopher | M | AHK489 | Rep | 2008-12-08 | 2010-06-12 | |
| 59 | Lim, Eileen Siok Ling 林淑玲 | F | ARI436 | Rep | 2010-02-03 | 2010-12-30 | |
| 60 | Liu, King Wai 劉勁威 | AAD898 | Rep | 2010-05-12 | |||
| 61 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2010-02-03 | 2013-04-23 | |
| 62 | Mao, Wei (SFC:ATD879) 毛威 | ATD879 | Rep | 2009-07-02 | 2012-08-07 | ||
| 63 | McLean, Neil Iain | M | ARB806 | Rep | 2010-02-04 | 2012-12-16 | |
| 64 | Mennesson, Thomas | M | AQX047 | Rep | 2008-12-15 | 2012-06-06 | |
| 65 | Merger, David Sacha | M | AQY418 | Rep | 2010-02-04 | 2012-06-08 | |
| 66 | Nakada, Akira | ARL729 | Rep | 2010-02-04 | 2010-07-26 | ||
| 67 | Nate, Anthony Joseph | M | AQN997 | Rep | 2008-12-15 | 2013-04-16 | |
| 68 | Nguyen, Nicholas Nolan | M | ARJ828 | Rep | 2009-01-12 | 2011-12-09 | |
| 69 | O'Neile, James Finlay | M | ALV097 | Rep | 2010-02-04 | 2013-04-23 | |
| 70 | Ozeki, Masanori | APH922 | Rep | 2010-02-04 | 2010-12-30 | ||
| 71 | Park, Joohong | AMM131 | Rep | 2009-01-12 | 2013-05-31 | ||
| 72 | Pelham, Miles Christian | 32 | M | APL696 | Rep | 2010-02-04 | 2011-11-19 |
| 73 | Phua, Teck Wee 潘德偉 | APJ711 | Rep | 2010-02-04 | 2010-08-25 | ||
| 74 | Poon, Peter Chi Kin 潘子健 | M | AFP931 | Rep | 2010-02-04 | 2013-04-23 | |
| 75 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | AEE926 | Rep | 2010-02-04 | 2013-04-23 | ||
| 76 | Pradana, Jeff Arif | M | APJ987 | Rep | 2008-12-10 | 2010-11-24 | |
| 77 | Read, Matthew Christopher | M | ARO220 | Rep | 2010-02-04 | 2013-04-23 | |
| 78 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2008-12-08 | 2013-04-23 | |
| 79 | Sano, Nobuhiro 佐野 伸広 | ADQ334 | Rep | 2010-02-03 | 2010-07-22 | ||
| 80 | Sano, Yoichiro | M | AHD385 | Rep | 2010-02-03 | 2013-04-23 | |
| 81 | Shinohara, Minoru 篠原實 | AJJ327 | RO | 2009-04-27 | 2010-07-16 | ||
| 82 | Striet, Jelper | ARE543 | Rep | 2008-12-10 | 2010-05-29 | ||
| 83 | Takeuchi, Tomonori | APG738 | Rep | 2010-02-03 | 2010-11-01 | ||
| 84 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2004-12-03 | 2013-05-31 | ||
| 85 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | AAF631 | Rep | 2010-02-03 | 2010-12-01 | ||
| 86 | Thompson, Cormac Joseph | M | ARR528 | Rep | 2010-02-03 | 2012-12-03 | |
| 87 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2010-02-03 | 2012-10-20 | |
| 88 | Winspear, Richard Dean | M | ANE084 | Rep | 2010-02-03 | 2013-04-23 | |
| 89 | Wong, Mabel (SFC:APJ995) 黃美寶 | F | APJ995 | Rep | 2010-02-03 | 2013-04-02 | |
| 90 | Wong, Michael Chung Lim 黃仲廉 | M | ACA379 | Rep | 2010-02-03 | 2011-03-01 | |
| 91 | Woo, Michael Hong Da 胡宏達 | M | AAF637 | Rep | 2010-02-03 | 2013-04-23 | |
| 92 | Yan, Keren 嚴克任 | ASO944 | Rep | 2010-02-03 | 2011-05-26 | ||
| 93 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2008-12-08 | 2012-08-18 | |
| 94 | Yeung, Yuk Wah 楊毓華 | AKP792 | Rep | 2010-02-03 | 2013-04-23 | ||
| 95 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | ASF938 | Rep | 2010-02-03 | 2013-04-23 | ||
| 96 | Yu, Amy Hangshin | F | AUJ850 | Rep | 2010-01-04 | 2011-11-17 |
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