Dadabhoy, Imran Sooleman
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-09 | 2005-03-09 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2003-12-09 | 2005-03-09 |
| 3 | DEEPHAVEN ASIA LIMITED | RO | Advising on securities | 2005-06-14 | 2006-03-22 | RO | Asset management | 2005-06-14 | 2006-03-22 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-16 | 2010-02-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-16 | 2010-05-21 | Rep | Dealing in securities | 2009-11-16 | 2010-05-21 |
| 6 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-16 | 2010-05-21 | Rep | Dealing in futures contracts | 2010-02-04 | 2010-05-21 |
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