BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Agarwal, Amit (1973) 34 M ALY688 Rep 2006-07-25 2014-06-03
2 Au-Yeung, Annie Tin 歐陽靝 F ACR453 Rep 2006-07-18 2016-10-20
3 Banus, Rodney Ramon AKV065 RO 2005-01-12 2010-02-08
4 Battenfeld, Brenton George M AOP135 Rep 2007-02-26 2016-11-24
5 Cao, Zheng (SFC:AND187) 曹政 AND187 Rep 2006-02-27 2010-10-05
6 Chan, Jasmine Chi Man 陳志敏 F AMJ992 Rep 2005-08-25 2013-07-25
7 Chan, Ki Chun (SFC:AOH493) 陳祈雋 AOH493 Rep 2006-12-15 2009-06-26
8 Chan, Rosa Ka Yee 陳嘉儀 AGB203 Rep 2006-04-24 2012-11-19
9 Chan, Susan Wai-lan 陳蕙蘭 F ADH562 RO 2005-01-12 2011-05-27
10 Chan, William Hoi Hin 陳海軒 M ANJ133 Rep 2006-05-08 2007-11-26
11 Chan, Wing Kwong (SFC:AGL236) 陳永光 AGL236 Rep 2012-10-19
12 Chan, Yun May F AMM241 Rep 2005-09-20 2010-12-28
13 Chandrakar, Shirish ALR976 Rep 2005-02-07 2007-10-04
14 Cheam, Shou Sen 詹蘇姍 ADC316 Rep 2013-05-31
15 Chen, Cheng-Yen 陳貞燕 ALQ556 Rep 2005-10-10 2013-05-16
16 Cheng, Shu Fang 鄭淑方 AOU409 Rep 2007-04-16 2012-05-25
17 Cheung, Hung-Wah AMH301 Rep 2005-07-26 2013-10-18
18 Cheung, Wing Tim (SFC:AEU275) 張永添 AEU275 Rep 2004-09-06 2009-03-27
19 Chia, Douglas Boon Liang 謝文良 M AOR808 Rep 2007-03-16 2007-11-05
20 Chng, Chit Ming 莊志銘 AJF684 Rep 2003-11-14 2013-01-24
21 Choi, Jeffrey Tze Fai 蔡子暉 M AKX076 Rep 2004-07-02 2009-05-19
22 Choi, Yung Woo AOB450 Rep 2006-10-24 2015-12-10
23 Chuang, Jessica Fu-chia 莊馥嘉 ANZ957 Rep 2006-09-25 2011-09-19
24 Cohen-Addad, Nicolas Paul M AHR321 RO 2005-05-20 2010-11-18
25 Cu Unjieng, Anna Howell F AOQ996 Rep 2007-03-06 2007-08-20
26 Cui, Liang (SFC:AOT357) 崔亮 AOT357 Rep 2007-03-29 2015-03-19
27 Dixit, Shiva ANX004 Rep 2007-07-09 2008-04-11
28 Dua, Vikram ANW822 Rep 2006-08-31 2008-06-16
29 Duan, Hui 段暉 AKP047 Rep 2004-05-11 2007-08-31
30 Eick, Holger 魏浩家 M AHP773 Rep 2006-10-25 2014-11-30
31 Fang, Pin-Yin 方冰瑩 AOC929 Rep 2006-10-31 2010-08-30
32 Geertsema, Paul Geert M ANK165 Rep 2006-05-16 2008-02-26
33 Gibbons, Robin John M ADC307 Rep 2011-12-23
34 Grainger, Richard Peter (SFC:AJM908) M AJM908 Rep 2008-09-29
35 Gu, Andrew Ye Yan 顧燁彥 M ALQ626 Rep 2007-04-09 2008-02-29
36 Gvozden, Alexander Robin M ADR449 Rep 2006-01-09 2007-11-23
37 Ha, David (SFC:ANP445) 夏睿文 M ANP445 Rep 2006-06-28 2008-02-29
38 Han, Yoon Jae 韓允齊 ANU649 Rep 2006-08-18 2016-03-30
39 Hannan, David James M AMS327 Rep 2005-11-15 2008-09-01
40 He, Shan (SFC:AOS321) 何杉 AOS321 Rep 2007-03-23 2008-08-14
41 Hirakawa, Alan Bruce M AGG692 Rep 2007-06-04 2009-05-19
42 Hsu, Jeffrey 徐大恆 M AOX188 Rep 2007-05-14 2010-08-24
43 Hu, Ke (SFC:AMS032) 胡柯 AMS032 Rep 2005-11-11 2011-01-12
44 Huang, Haizhou (SFC:AMU474) 黃海洲 M AMU474 RO 2006-02-14 2007-11-09
45 Hug, Stephane AHU773 Rep 2007-06-04 2012-09-07
46 Hui, Chris Yung 許勇 39 M ACH256 RO 2004-12-02 2010-04-23
47 Hyde, Justin David Andrew M ANF153 Rep 2006-12-18 2008-07-13
48 Ibasco, Ronaldo D. ACN916 Rep 2005-03-04 2013-07-31
49 Juan, Chien Ming 阮建銘 AKV064 Rep 2005-05-13 2017-08-04
50 Judge, Randeep Kaur (SFC:AMT847) AMT847 Rep 2005-11-28 2009-01-31
51 Kay, Lo Hei 紀鷺禧 AMK229 Rep 2007-07-25 2012-09-18
52 Kennedy, Stephen Paca M ANG616 Rep 2006-04-07 2011-01-12
53 Kwan, Patrick Chun Yue 關振宇 M ACN915 RO 2004-12-02 2016-09-13
54 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2006-07-13 2010-05-24
55 Lai, Darcy Tat Sze 黎達詩 ACA862 RO 2004-12-02 2009-02-24
56 Lau, Hay Tsing 劉希靖 ADE705 Rep 2005-01-31 2008-07-31
57 Lau, Karen Ga Yun 劉家欣 F AIC041 Rep 2007-04-16 2007-08-03
58 Law, Fong Yuen 羅方圓 AGO947 Rep 2005-08-25 2012-03-01
59 Lee, Alex Keng Yiak AOE650 Rep 2006-11-20 2011-04-15
60 Lee, Dora Sau Kuen 李秀娟 F ADC635 Rep 2014-06-03
61 Lee, Duncan (SFC:APH610) 李德勤 M APH610 Rep 2007-07-23 2015-06-18
62 Lee, How Chih 李厚志 AIZ906 Rep 2004-09-20 2011-08-11
63 Lee, Jenny Jungwon F AOT896 Rep 2007-04-10 2008-06-30
64 Lee, Owen Hoo Wan 李浩雲 M AOR607 Rep 2007-03-13 2016-01-21
65 Lee, Soo Ling 李淑玲 AMC404 Rep 2005-06-13 2011-08-17
66 Leow, Chiun-Yi Jonathan M AOJ251 Rep 2006-12-29 2009-06-18
67 Leung, Chi Fai (SFC:AMK253) 梁志輝 AMK253 Rep 2007-06-25 2010-01-14
68 Li, Baomin (SFC:AOV935) 李寶敏 AOV935 Rep 2007-05-09 2010-04-01
69 Li, Kin Ho 李健豪 AAZ527 Rep 2006-07-04 2008-10-14
70 Li, Tao (SFC:ANZ637) 李濤 ANZ637 Rep 2006-09-21 2008-06-26
71 Li, Xuan (SFC:APD544) 李璇 APD544 Rep 2007-06-28 2008-03-14
72 Lim, Chiu Hsia AOR805 Rep 2007-03-19 2008-11-03
73 Ling, Royce Chi Yau 凌志友 ACC188 Rep 2005-01-31 2008-10-31
74 Liong, Soon Pen AND700 Rep 2006-03-06 2012-12-28
75 Lu, Cosmas Yi-Hou AHC600 Rep 2005-03-08 2014-11-13
76 Lu, Steven Shiming 陸世銘 M AOJ443 Rep 2007-01-04 2008-05-05
77 Luk, Hoi Yee 陸凱儀 ANT406 Rep 2006-08-03 2010-04-27
78 Luk, Man To 陸文滔 AEW788 Rep 2007-01-30 2010-11-18
79 Machayekhi, Emmanuel Dana AJF241 Rep 2005-05-26 2016-07-22
80 Macpherson, Matthew Steven M ANE735 Rep 2006-03-17 2008-06-27
81 Mak, Shui On 麥瑞安 AMP582 Rep 2005-10-25 2012-10-05
82 Mak, Stephen Ka Wei 麥家偉 M ALI159 Rep 2004-10-11 2015-06-08
83 Miao, Ko-Huei 苗可慧 AOG942 Rep 2006-12-07 2007-10-31
84 Mo, In Sun 牟仁仙 AND184 Rep 2006-02-27 2008-11-30
85 Mok, Li Yee AOX871 Rep 2007-05-16 2010-12-31
86 Morrice, Robert Alexander M AHJ511 RO 2004-12-02 2014-06-30
87 Naville, David Maurice Pyrame M AML918 Rep 2005-09-16 2013-04-01
88 Ng, Wing Yan (SFC:ANP701) 吳穎茵 ANP701 Rep 2006-06-28 2010-12-14
89 Oh, Changhyuk Stanley M APG205 Rep 2007-07-16 2011-01-12
90 Oh, Joo Hyun AIR854 Rep 2011-07-20
91 Ong, Eugene Hanwee 王瀚瑋 M ALI345 Rep 2007-07-19 2008-11-06
92 Papanichola, Peter M ALL221 Rep 2007-04-19 2007-08-17
93 Parameswaran, Srikant ANA916 Rep 2006-02-14 2008-01-23
94 Parthasarathy, Aditya M ANU908 Rep 2006-08-21 2017-08-02
95 Peh, Bernard Chin Ann 白振安 M AFN819 RO 2004-12-02 2008-04-30
96 Peh, Chek Leng 白澤龍 APB335 Rep 2007-06-05 2014-04-15
97 Qin, Qian (SFC:ANR972) 秦黔 ANR972 Rep 2006-07-27 2011-06-17
98 Sawant, Sushil Ganesh APG285 Rep 2007-07-10 2014-01-14
99 Seah, Althea Wan Qing APD485 Rep 2007-06-28 2008-06-30
100 Sharma, Naveen Prakash M ANW221 Rep 2006-08-28 2015-06-18
101 Shi, Hao (SFC:AOD314) 施浩 43 M AOD314 Rep 2006-11-06 2008-04-07
102 Shum, Anthony Chi-chung 岑志中 M AFR216 Rep 2010-06-28
103 Shum, Kelly Sheung Yi 沈尚怡 AOY775 Rep 2007-05-28 2007-08-13
104 Smith, Guy William (SFC:AJO483) M AJO483 Rep 2004-03-22 2016-01-21
105 Sun, Xiangxiao 孫祥霄 ALY131 Rep 2005-04-20 2007-08-10
106 Sze, May Tak Tai 施得娣 F AAX418 Rep 2007-01-24 2007-08-03
107 Tan, Aaron Leng Cheng 陳龍清 52 M APF168 Rep 2007-07-06 2009-04-09
108 Tan, Yun (SFC:AIR853) 談芸 AIR853 Rep 2008-12-24
109 Tang, Queenie Kwan Ting 鄧坤婷 F ALQ908 Rep 2005-01-31 2007-08-10
110 Thiruvengadasamy, Balaji AOY313 Rep 2007-05-25 2011-04-13
111 Thor, Lian Ai AOV963 Rep 2007-05-09 2008-06-30
112 Tong, Michele Pui Kwan 唐珮君 AGL179 Rep 2005-10-26 2011-11-04
113 Tsang, Gilbert Ling Biu 曾令鏢 36 M AED568 Rep 2005-01-11 2008-08-26
114 Tse, Lee 謝莉 AMQ356 Rep 2005-10-31 2010-09-24
115 Tse, Maria 謝韶明 F AKN224 Rep 2004-04-30 2014-06-03
116 Tseng, Chang Wen 曾長文 AOQ901 Rep 2007-03-06 2008-08-29
117 Tucker, Reuben Shaun AOB449 Rep 2006-10-24 2008-05-07
118 Vong, Nicolas Shi-Ming 黃思明 M ABY844 Rep 2007-03-01 2011-01-12
119 Vongkitbuncha, Viravate AMF752 Rep 2005-07-18 2009-05-19
120 Wah, Anthony Ming Chit 華明哲 43 M ACM458 Rep 2005-08-02 2008-07-16
121 Wan, Lap Kei 尹立基 AML156 Rep 2005-09-01 2007-11-20
122 Wang, Dahai 汪大海 AJN197 Rep 2005-07-14 2014-08-21
123 Wang, Ke (SFC:AOC997) 王柯 AOC997 Rep 2006-11-02 2008-12-19
124 Wang, Ying (SFC:AOB480) 王穎 AOB480 Rep 2006-10-19 2008-05-16
125 Ward, Mathew Jonathan (SFC:ANJ002) M ANJ002 Rep 2006-05-03 2007-08-22
126 Whelan, Cynthia Alicia F ANJ393 Rep 2006-05-11 2008-12-31
127 Wong, Amy Hoi Fung 王海楓 F ALZ169 Rep 2005-05-10 2010-09-17
128 Wong, Bart 黃博韜 AJJ538 Rep 2004-01-13 2009-12-17
129 Wong, Michael Sheh Chung 王錫聰 M AFY781 RO 2007-07-31 2012-06-08
130 Wong, Nelson Che Shing 黃志成 M AOH457 Rep 2006-12-19 2008-11-03
131 Wong, Shiu On 王秀安 ALQ909 Rep 2005-01-31 2011-01-12
132 Wong, Stephen Koon Chung 王貫中 M AGA156 Rep 2007-07-27 2008-02-26
133 Wong, Yee Ching (SFC:AOR114) 黃宇正 AOR114 Rep 2007-07-05 2012-04-18
134 Wu, Xiaohui (SFC:AOC996) 吳曉慧 AOC996 Rep 2006-11-02 2015-09-18
135 Yang, Alec Ming Lik 楊鳴歷 AHA930 Rep 2007-06-25 2009-10-14
136 Yang, Hui Chu 楊惠珠 ALD238 Rep 2004-08-20 2011-01-03
137 Yang, Jichuan AOY296 Rep 2007-05-25 2009-12-09
138 Yau, Samantha Yim Mui 丘艷梅 F ACG009 Rep 2004-04-30 2016-01-21
139 Yau, Sheung Kam 邱湘琴 ADJ799 RO 2005-02-28 2011-01-20
140 Yeong, Zhen Chao 楊振超 ANT778 Rep 2006-08-07 2009-11-01
141 Yeung, Pan Na 楊彬娜 APD582 Rep 2007-06-28 2016-11-16
142 Yip, Samson Yan Tion 葉仁犉 M ACP610 Rep 2004-02-16 2010-10-12
143 Yip, Wai Ho 葉偉豪 APF207 Rep 2007-07-04 2010-11-12
144 Yu, Lilian (SFC:APA390) APA390 Rep 2007-06-04 2008-04-28
145 Zeng, Chao (SFC:ANZ628) 曾超 ANZ628 Rep 2006-09-20 2011-01-12
146 Zhai, Shuo 翟碩 AMW506 Rep 2005-12-29 2008-07-31
147 Zhang, Shou Lin 張守林 48 M ABY977 Rep 2005-03-29 2011-07-04
148 Zhang, Wenhai 張文海 ANR844 Rep 2006-07-25 2011-09-07
149 Zhao, Lingfeng 趙凌風 AIR855 Rep 2006-09-15 2009-06-19

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