CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Crotty, Philip John |
|
M |
ALZ870 |
RO |
2005-07-14 |
2008-06-27 |
| 2 |
Gregory, Philip Leeton 葛浩雲 |
|
M |
ANZ638 |
Rep |
2006-09-20 |
2008-04-18 |
| 3 |
Lam, Steve Kwok Leung 林國樑 |
|
M |
AGC469 |
Rep |
2006-06-08 |
2007-06-25 |
| 4 |
Lee, Richard Anthony Treadgold |
|
M |
AFT495 |
RO |
2006-01-16 |
2016-04-06 |
| 5 |
Leow, Siok Ling 廖淑玲 |
|
|
ACR427 |
Rep |
|
2008-09-08 |
| 6 |
Liu, Hiu Lau 廖曉柳 |
|
|
AGP529 |
Rep |
2006-06-15 |
2007-07-31 |
| 7 |
Liu, Mi (SFC:AIH139) 劉宓 |
|
|
AIH139 |
Rep |
|
2007-05-23 |
| 8 |
Liu, Xia (SFC:ANW386) 劉霞 |
|
|
ANW386 |
Rep |
2006-09-15 |
2011-01-01 |
| 9 |
Lo, Jessica Yung 羅榕 |
|
F |
ANW384 |
Rep |
2006-09-18 |
2007-09-01 |
| 10 |
Ngo, Long Hoang 黃龍 |
|
|
AGP054 |
Rep |
2006-07-05 |
2008-01-29 |
| 11 |
Perrett, Adam Nicholas 龐立德 |
|
M |
AKP035 |
RO |
2006-06-19 |
2007-09-01 |
| 12 |
Reid, Robert Stephen |
|
M |
AIC473 |
RO |
2005-08-04 |
2012-07-05 |
| 13 |
Shen, Hui (SFC:ACE838) 沈輝 |
|
|
ACE838 |
Rep |
2006-05-22 |
2007-08-01 |
| 14 |
Solvet, Eric Serge |
|
M |
AFJ283 |
Rep |
2007-03-29 |
2007-06-01 |
| 15 |
Taylor, Richard Kirby (SFC:ACO169) |
|
M |
ACO169 |
RO |
|
2020-04-03 |
| 16 |
Wilson, Stuart Richard (SFC:ALZ457) |
|
M |
ALZ457 |
Rep |
2005-05-10 |
2014-11-18 |
| 17 |
Yeung, Kin Sing 楊健聲 |
|
|
AED619 |
Rep |
2003-07-31 |
2008-11-18 |
| 18 |
Yuan, Kokuei |
|
|
AFG795 |
Rep |
|
2007-09-05 |
| 19 |
Zhi, Yu 職宇 |
|
|
AFQ326 |
Rep |
|
2011-07-29 |
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