Lam, Steve Kwok Leung 林國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2003-10-07 | Rep | Dealing in securities | 2003-10-07 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-23 | 2006-05-04 | Rep | Dealing in securities | 2005-08-23 | 2006-05-04 |
| 3 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on corporate finance | 2006-05-25 | 2006-06-07 |
| 4 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-06-08 | 2007-06-25 | Rep | Advising on corporate finance | 2017-08-10 | 2018-10-04 | Rep | Advising on securities | 2017-08-10 | 2018-10-04 | RO | Advising on corporate finance | 2018-10-04 | RO | Advising on securities | 2018-10-04 |
| 5 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-04 | 2016-11-11 | Rep | Dealing in securities | 2011-07-04 | 2016-11-11 |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-04 | 2012-01-31 |
| 7 | CLSA LIMITED | Rep | Dealing in securities | 2006-05-25 | 2007-06-25 | Rep | Advising on securities | 2017-08-10 | 2018-10-04 | Rep | Dealing in securities | 2017-08-10 | 2018-10-04 | RO | Dealing in securities | 2018-10-04 | RO | Advising on securities | 2018-10-04 | 2021-07-28 |
| 8 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2005-06-21 | 2005-08-05 |
| 9 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-13 | 2005-08-05 | Rep | Dealing in securities | 2005-04-13 | 2005-08-05 |
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