ICAP Securities Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Cava Jones, Justin Huw |
|
M |
AMO655 |
Rep |
2005-10-12 |
2011-06-04 |
| 2 |
Colomina Piriz, Alvaro |
|
|
ANY163 |
Rep |
2006-09-15 |
2010-04-01 |
| 3 |
Davies, Charles Simon Hartley |
36 |
M |
AME969 |
RO |
2005-10-06 |
2008-06-10 |
| 4 |
Gougenheim, Jeremie |
|
|
AMK157 |
Rep |
2005-10-07 |
2007-08-08 |
| 5 |
Hartley, Alexander James Sutherland |
|
M |
ANF053 |
Rep |
2006-03-20 |
2014-08-29 |
| 6 |
Heidelberg, Jean Christophe |
|
M |
ALG138 |
Rep |
2006-01-12 |
2013-06-27 |
| 7 |
Holland, Lewis Richard Edward |
34 |
M |
AME971 |
RO |
2005-10-06 |
2010-06-30 |
| 8 |
Laurens, Xavier Emmanuel |
|
M |
AMI416 |
Rep |
2005-10-07 |
2007-11-26 |
| 9 |
Lo, Chi Keung (SFC:AFT940) 盧志強 |
|
|
AFT940 |
Rep |
2006-02-08 |
2015-10-31 |
| 10 |
Morita, Kenichi (SFC:ANZ785) |
|
|
ANZ785 |
Rep |
2006-09-21 |
2006-11-16 |
| 11 |
Robine, Paul Gratien |
|
M |
AMK235 |
RO |
2006-05-12 |
2007-10-02 |
| 12 |
Saisi, Jack (SFC:ANK164) |
|
M |
ANK164 |
Rep |
2006-05-15 |
2011-11-18 |
| 13 |
Sordet, Nicolas Olivier Francois Marie |
|
M |
ANG960 |
Rep |
2006-04-10 |
2009-05-08 |
| 14 |
Sparrow, Nicholas Charles |
|
M |
AHF977 |
Rep |
2005-11-21 |
2009-06-19 |
| 15 |
Sun, King Yee 孫景怡 |
|
|
AEE927 |
Rep |
2006-06-05 |
2008-10-23 |
| 16 |
Tubiana, Frederic Antoine |
|
M |
AFT309 |
Rep |
2006-01-12 |
2013-07-01 |
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