Lo, Chi Keung (SFC:AFT940) 盧志強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-07-25 | Rep | Asset management | 2003-07-25 | Rep | Dealing in futures contracts | 2006-02-03 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2003-09-30 | 2006-02-03 |
| 3 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2016-01-04 | 2020-10-23 | Rep | Dealing in securities | 2016-01-04 | 2020-10-23 |
| 4 | Forte Securities (Asia) Limited | Rep | Dealing in futures contracts | 2022-02-21 | 2022-05-18 | Rep | Dealing in securities | 2022-02-21 | 2022-05-18 |
| 5 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2006-02-08 | 2015-10-31 | Rep | Dealing in securities | 2006-02-08 | 2015-10-31 |
| 6 | Octiv Capital Limited | Rep | Advising on securities | 2024-11-01 | 2025-09-02 | Rep | Asset management | 2024-11-01 | 2025-09-02 |
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