UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Anderson, Jonathan Gentile M AGW280 Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
3 Anton, Manuel M AMF458 Rep 2005-07-12 2012-05-12
4 Au, Alexander Pak Cheung 區柏祥 30 M AKP472 Rep 2004-05-18 2008-03-11
5 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
6 Bae, Jung Hoon AMY251 Rep 2006-01-18 2017-04-29
7 Benz, Entela AMX757 Rep 2006-01-12 2007-06-25
8 Beshke, Clarence John M ADS271 RO 2010-10-15
9 Bourgeois, Eva Maria F AJN952 Rep 2004-03-10 2008-03-14
10 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
11 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2005-06-10 2007-12-22
12 Casati, Andrea (SFC:AMW488) F AMW488 Rep 2006-01-11 2006-04-16
13 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
14 Chan Yeung, Virginia Mo Bik 陳楊慕碧 ADY936 Rep 2006-05-26
15 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
16 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
17 Chan, Ben Hin Fan 陳顯勳 M AJC301 Rep 2005-05-03 2012-10-25
18 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
19 Chan, Kelly Ka Yiu 陳家耀 F AKU966 Rep 2004-06-15 2006-06-13
20 Chan, Raymond Yiu Yue 陳耀宇 M AHA800 Rep 2004-02-16 2017-12-19
21 Chao, Benjamin Sze Chung 趙思聰 M AKW740 Rep 2004-06-25 2006-10-04
22 Chen, Hsuan-Hung 陳宣宏 ANB479 Rep 2006-02-21 2009-07-18
23 Chen, Yun (SFC:AKI402) 陳蘊 AKI402 Rep 2004-04-02 2008-04-10
24 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 Rep 2005-05-20 2007-04-28
25 Cheng, Stephen Kwok Wai 鄭國偉 37 M ADS285 RO 2005-04-27 2007-01-01
26 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
27 Chia, Woon Khien AMJ467 Rep 2005-08-16 2006-03-24
28 Chik, Kin Nang 戚健能 AHR162 Rep 2008-03-15
29 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
30 Chiu, Yuk Ha AJD190 Rep 2003-08-19 2007-03-01
31 Choi, Wai Man (SFC:AMG898) 蔡慧敏 AMG898 Rep 2005-07-20
32 Chu, Chia Lin 朱家麟 ALZ609 Rep 2005-05-23 2008-06-30
33 Chu, Danny Wai Kit 朱偉傑 AFV890 Rep 2006-09-02
34 Chu, Peter M AIR824 Rep 2004-04-14 2007-02-23
35 Chum, Grant Kwan Lock 鄭君諾 31 M AMK102 Rep 2005-09-01 2010-10-05
36 Cin, Chang Sik AHM834 Rep 2018-12-29
37 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
38 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
39 Desai, Anil Pralhad ALS457 Rep 2005-02-16 2006-03-23
40 Dinwoodie, Christian Gilbert M ANA837 Rep 2006-02-21 2008-02-23
41 Donald, Luke Geoffrey M AJM931 Rep 2004-03-01 2007-04-14
42 Donegan, Christopher M ALN163 Rep 2004-11-30 2006-05-05
43 Dong, Hui (SFC:ALN997) 董慧 ALN997 Rep 2004-12-14 2008-06-30
44 Eum, Anna F ALI355 Rep 2004-10-12 2008-03-21
45 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
46 Feng, Zhe (SFC:AFW435) 馮哲 AFW435 Rep 2004-06-25 2006-06-02
47 Fergusson, David Andrew Charles (SFC:AFC195) M AFC195 Rep 2005-04-28 2006-07-21
48 Fok, Ronald King Man 霍敬文 29 M AGE025 Rep 2018-05-04
49 Foo, Lyn Leng AMF469 Rep 2005-07-12 2007-05-18
50 Gaw, Christina 吳燕安 34 F ACS896 Rep 2008-06-14
51 Gochet, Bert Johan ALI182 Rep 2004-10-12 2006-04-29
52 Gooding, Nial Dennis Henry 劉國誠 47 M ABS538 Rep 2010-03-19
53 Gray, Christopher (SFC:AMH827) M AMH827 Rep 2005-08-01 2017-10-28
54 Gunther, Shane Jayson Daniels ALB795 Rep 2004-08-09 2006-07-18
55 Han, Jennifer Koun F AMY266 Rep 2006-01-19 2006-08-01
56 He, Lang AJB993 Rep 2004-02-25 2007-03-29
57 Henley, Robert Alexander M AHR011 Rep 2006-04-01
58 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
59 Ho, Henry Hin Hung 何顯鴻 50 M AAB955 Rep 2004-08-17 2007-05-28
60 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
61 Ho, Pui Kwan (SFC:AFQ896) 何佩筠 AFQ896 Rep 2004-07-13 2006-03-25
62 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
63 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
64 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
65 Horth, Damien John Magellan M AMA051 Rep 2005-05-30 2011-07-27
66 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
67 Hu, Shih-Pei 胡詩珮 ALY953 Rep 2005-05-05 2009-07-18
68 Hui, Alice Suk Fong 許淑芳 F AAK174 Rep 2007-01-25
69 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2006-03-04
70 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
71 Hwang, Chan Young AMY257 Rep 2006-01-18 2006-03-28
72 Innerdale, David James M ALS810 Rep 2005-03-01 2011-06-23
73 Jacobson, John Brennan M ACV752 RO 2003-09-02 2006-04-03
74 Jaisingh, Rohit AIZ536 Rep 2005-08-02 2010-07-24
75 Jang, Young Woo AGW609 Rep 2006-01-19 2016-05-06
76 Ji, Yong Kyu AMW599 Rep 2006-01-03 2006-03-03
77 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2006-04-21
78 Kim, Dong Hyun (SFC:AMY253) 金東鉉 AMY253 Rep 2006-01-18 2007-06-23
79 Kim, Jae Eun AMY263 Rep 2006-01-18 2006-08-19
80 Kim, So Young (SFC:AMY841) AMY841 Rep 2006-02-01 2009-09-02
81 Kim, Susan Eun F AIB938 Rep 2008-05-07
82 Kim, Thomas Sang M AFV517 Rep 2004-09-01 2006-07-29
83 Ko, Leon Chi Yeung 高子揚 M AKY178 Rep 2004-07-16 2006-08-19
84 Ko, Young Ju 高永珠 AMY260 Rep 2006-01-18 2007-06-09
85 Koo, Bon Seuk AMY265 Rep 2006-01-18 2006-03-28
86 Koo, Kelvin Kwok Cheung 顧國祥 M ALA263 Rep 2004-07-26 2008-07-23
87 Kwan, Sing Yuen 關承遠 ABW052 Rep
88 Kwan, Wing Kin (SFC:ALI180) 關永健 ALI180 Rep 2004-10-11 2006-05-15
89 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2004-03-31 2009-04-25
90 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
91 Lam, Sum Sum 林森森 AFY780 Rep 2005-07-18 2008-10-23
92 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
93 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
94 Lau, Patricia Yan Ki 劉恩琪 27 F AIH455 Rep 2005-05-26 2009-04-15
95 Lee, Christopher Fai Man 李輝敏 40 M ACW239 Rep 2010-03-22
96 Lee, Desmond Wing Sin 李永善 M AMX783 Rep 2006-01-16 2007-06-30
97 Lee, Hee Seung AMY281 Rep 2006-01-18 2016-05-20
98 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
99 Lee, Samuel Man Fat 李萬發 37 M ADR824 Rep 2004-12-03 2009-09-05
100 Lee, Sang Kyo AKJ143 Rep 2004-04-20 2010-05-11
101 Lee, Sharon Chee Ling 呂紫玲 F ALQ957 Rep 2005-01-26 2010-03-08
102 Lee, Simon Chun Kit 李俊傑 30 M AHA361 Rep 2009-04-22
103 Lee, Won Jong AFU204 Rep 2010-07-05
104 Leong, Vui Ling 梁偉靈 AEB584 Rep 2006-03-01
105 Lepper, David Anthony (SFC:AGJ984) M AGJ984 Rep 2008-07-16
106 Li, Man Wing 李文穎 AJO743 Rep 2005-04-01 2014-10-01
107 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2005-07-06 2017-12-21
108 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
109 Lin, Wan Ni 林宛霓 ACZ640 Rep 2005-02-07 2007-04-02
110 Look, Andrew 陸東 41 M ACO365 Rep 2007-07-05
111 Lu, Qiang (SFC:AKT411) AKT411 Rep 2004-06-07 2007-07-09
112 Mak, Cassandra Frances Wai Kwun 麥慧君 F AMN771 Rep 2005-10-06 2008-02-23
113 McQueen, Lee Michael M ACR744 Rep 2005-05-10 2009-04-04
114 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
115 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2006-06-15
116 Myers, Kevin Mitchell M ALB239 Rep 2004-08-04 2010-05-14
117 Ng, Kwong Man 吳光民 AME704 Rep 2005-07-04 2008-03-15
118 Ng, Siok Leng (SFC:AFM257) 黃淑玲 AFM257 Rep 2003-10-14 2008-05-14
119 Orgill, Bradley Wayne M ACR853 Rep 2005-03-24 2008-10-31
120 Pang, Alwyn See Kit 彭思杰 M ACJ317 Rep 2005-05-12 2008-02-25
121 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
122 Park, Min AFA670 RO 2004-07-29 2009-04-15
123 Park, Stacey ALA244 Rep 2004-07-26 2006-03-24
124 Patel, Jinesh Kiran AFQ415 Rep 2006-06-24
125 Pecot III, Charles Matthew 46 M AHA548 RO 2005-04-27 2007-03-06
126 Peng, Chai Wei AKI400 Rep 2004-04-02 2007-05-15
127 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2004-11-23 2009-03-26
128 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2007-09-03
129 Pink, Nicholas Alexander M AJX095 RO 2004-07-08 2007-09-14
130 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2004-07-05 2006-07-14
131 Por, Yong Liang 傅永量 ALW307 Rep 2005-04-01 2006-04-21
132 Pradeep, Vasundhara ALZ462 Rep 2005-05-09 2010-04-19
133 Quah, Chiang Ming (SFC:AER425) 柯江明 AER425 Rep 2004-08-30 2017-07-15
134 Rabinowitz, David M AHW502 Rep 2010-09-06
135 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
136 Robertson, Simon Montague M AGI097 Rep 2010-04-09
137 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-05-16
138 Sasao, Hiroshi M AMI544 Rep 2006-02-10 2008-08-08
139 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
140 Sclater, Alastair James M AKY177 Rep 2004-07-16 2010-05-15
141 Sen, Arnab (SFC:AMF183) AMF183 Rep 2005-07-15 2006-07-18
142 Shan, Wai Lun 盛煒麟 AGA131 Rep 2005-04-12 2007-11-17
143 Shin, Seung Jun AMY283 Rep 2006-01-18 2010-05-20
144 Sia, Selina Lim 謝琳 F ACO266 Rep 2004-07-12 2007-03-10
145 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
146 So, Ferdinand 蘇平恩 AFO880 Rep 2004-03-26 2007-07-17
147 Sohn, Bill Eun-Seok M AHN695 Rep 2007-01-23
148 Son, Yong Suk AMY256 Rep 2006-01-18
149 Soo, Phaik Lin AMH268 Rep 2005-08-01 2007-09-29
150 Sturman, Jonathan Marc M ALU446 Rep 2005-03-10 2006-06-22
151 Stutsman, Andrea Jean F AGF487 Rep 2006-05-01
152 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
153 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
154 Sung, Yoon Kyu AKU991 Rep 2004-06-15 2020-09-07
155 Tang, Ming Wai (SFC:AIH670) 鄧明緯 AIH670 Rep 2005-04-07 2009-04-06
156 Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 ALZ222 Rep 2005-06-30 2017-02-11
157 Tomlin, Owen M ALI374 Rep 2004-10-13 2007-05-28
158 Tse, Kenyon King-yung 謝敬勇 AMF472 Rep 2005-07-12
159 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2009-11-30
160 Tushar, Kumar M AHX628 Rep 2005-08-29 2006-10-06
161 Vinais, Pascal Thierry Jean-Marie ACZ236 Rep 2006-02-27 2008-06-21
162 Vine, Carl David (SFC:AFY718) M AFY718 Rep 2006-02-09 2008-08-08
163 Wadhwani, Aektha Indraprakash (SFC:ALQ955) ALQ955 Rep 2005-01-26 2007-06-01
164 Wadle, John Allen M AGS454 Rep 2009-04-07
165 Wan, Li (SFC:AHD514) 萬里 AHD514 Rep 2005-04-12 2008-04-12
166 Wang, Amanda Chia-hui 王家慧 F AJC822 Rep 2005-09-15 2007-03-21
167 Wang, Jinjin (SFC:AGP733) 王進璡 AGP733 Rep 2005-07-04 2018-06-26
168 Wang, Qi (SFC:ALB737) 王崎 ALB737 Rep 2004-08-09 2007-03-21
169 Wang, Yaoping (SFC:ALE841) 王瑤平 ALE841 Rep 2004-09-06 2010-03-08
170 Wei, Ying (SFC:AJM685) 魏莹 AJM685 Rep 2004-02-25 2007-06-16
171 Werkun, Erica Poon 潘嘉怡 F AGN915 Rep 2004-08-12 2019-06-29
172 Wong, Angel Po Kit 黃寶潔 AJK728 Rep 2004-01-30 2006-07-08
173 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
174 Wong, Eric Chun Yu 王震宇 M AEU432 Rep 2011-03-10
175 Wong, Jenny Chieh Lu 王潔如 F AGL441 Rep 2006-06-17
176 Wong, Pak Yan 黃栢仁 AMU238 Rep 2005-12-06 2007-06-12
177 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
178 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
179 Wooldridge, Duncan Samuel M AEU633 Rep 2003-06-27 2017-06-10
180 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
181 Wu, Hai Feng (SFC:ADI733) 吳海鋒 ADI733 Rep 2004-03-01 2009-01-10
182 Wu, James Yun M AGN747 Rep 2009-05-13
183 Xiang, Jisong 項吉松 ALP923 Rep 2005-01-06 2006-11-04
184 Yin, He 尹賀 AJM689 Rep 2004-02-25 2007-06-16
185 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
186 Yoda, Aki 依田亞希 AMH137 Rep 2005-07-22 2008-12-30
187 Yoo, Ji Eun ALF651 Rep 2004-09-13 2012-03-22
188 Yoon, Chi Won ACN181 Rep 2005-06-09 2016-07-25
189 Yu, Elizabeth Min Hsien 俞旻延 F AIR306 Rep 2005-10-05 2007-05-18
190 Yu, Jason Wah Chiu 余華超 M AAD859 Rep 2005-03-24 2011-06-30
191 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2004-05-05 2017-11-11
192 Yu, Kok Leung 余國良 AGI779 Rep 2006-03-12
193 Yuen, Nicole Shuk Kam 袁淑琴 44 F ACH708 Rep 2005-03-24 2012-03-21
194 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
195 Zhang, Joe Hua Qiao 張化橋 43 M ACY687 Rep 2006-03-23
196 Zhou, Lingli (SFC:ALW484) 周伶俐 29 F ALW484 Rep 2005-04-11 2008-07-31
197 Zlot, Andrew Edward M AHK662 Rep 2004-05-20 2006-08-11

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