Chengdu SIWI Science and Technology Company Limited: H HKD

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Exchange	Code	Listed	Last trade	Delisted
HK Main	01202	1994-12-13			Docs

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Stock code:

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CCASS holdings on 2013-11-20

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Summary

Type of holder	Holding	Stake %
Custodians	57,755,004	36.10
Brokers	91,369,994	57.11
Other intermediaries	0	0.00
Intermediaries	149,124,998	93.20
Named investors	0	0.00
Unnamed investors	6,212,000	3.88
Total in CCASS	155,336,998	97.09
Securities not in CCASS	4,663,002	2.91
Issued securities	160,000,000	100.00

Details

Row	CCASS ID	Name	Holding	Last change	Stake %	Cumul. Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	21,711,100	2013-11-18	13.57	13.57
2	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	13,559,000	2013-11-19	8.47	22.04
3	C00033	BANK OF CHINA (HONG KONG) LTD	12,094,000	2013-11-20	7.56	29.60
4	B01130	BOCI SECURITIES LTD	11,701,000	2013-11-19	7.31	36.92
5	B01284	HANG SENG SECURITIES LTD	6,510,563	2013-11-20	4.07	40.98
6	B01086	EVERBRIGHT SECURITIES INVESTMENT	6,498,000	2013-11-07	4.06	45.05
7	C00010	CITIBANK N.A.	4,264,467	2013-10-28	2.67	47.71
8	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	3,956,000	2013-10-28	2.47	50.18
9	C00041	OCBC BANK (HONG KONG) LTD	3,778,000	2013-09-03	2.36	52.55
10	C00048	CHIYU BANKING CORPORATION LTD	3,642,000	2013-10-21	2.28	54.82
11	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	2,608,000	2013-11-15	1.63	56.45
12	B01842	BOCOM INTERNATIONAL SECURITIES LTD	2,578,000	2013-11-19	1.61	58.06
13	B01610	KGI ASIA LTD	2,538,000	2013-11-19	1.59	59.65
14	B01708	ROSA SECURITIES LTD	2,180,000	2013-08-27	1.36	61.01
15	B01183	CHONG HING SECURITIES LTD	2,002,000	2013-10-30	1.25	62.26
16	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	1,974,000	2013-09-16	1.23	63.50
17	B01673	FULBRIGHT SECURITIES LTD	1,958,000	2013-06-07	1.22	64.72
18	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	1,956,000	2013-08-26	1.22	65.94
19	C00028	NANYANG COMMERCIAL BANK LTD	1,898,000	2013-10-23	1.19	67.13
20	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	1,792,000	2013-11-20	1.12	68.25
21	B01727	ICBC (ASIA) SECURITIES LTD	1,710,000	2013-10-31	1.07	69.32
22	B01447	BETA INTERNATIONAL SECURITIES LIMITED	1,650,000	2013-10-23	1.03	70.35
23	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	1,596,000	2013-11-11	1.00	71.35
24	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	1,542,000	2013-10-31	0.96	72.31
25	B01762	DBS VICKERS (HONG KONG) LTD	1,540,000	2013-11-15	0.96	73.27
26	B01133	RBC INVESTMENT SERVICES (ASIA) LTD	1,302,000	2012-08-21	0.81	74.09
27	C00026	CHONG HING BANK LTD	1,300,000	2013-03-28	0.81	74.90
28	B01118	EAST ASIA SECURITIES CO LTD	1,238,000	2013-11-19	0.77	75.67
29	B01511	TAT LEE SECURITIES CO LTD	1,200,000	2013-01-17	0.75	76.42
30	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	1,188,000	2013-11-11	0.74	77.17
31	B01345	PHILLIP SECURITIES (HONG KONG) LTD	1,126,000	2013-11-19	0.70	77.87
32	B01732	WINTECH SECURITIES LTD	1,122,000	2012-12-20	0.70	78.57
33	C00037	SHANGHAI COMMERCIAL BANK LTD	1,080,000	2013-11-12	0.68	79.25
34	B01809	CHINA SYSTEM SECURITIES LTD	1,038,000	2013-11-13	0.65	79.89
35	B01584	CHIEF SECURITIES LTD	810,000	2013-11-11	0.51	80.40
36	B01238	TAI YIP STOCK CO LTD	800,000	2011-11-03	0.50	80.90
37	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	760,000	2013-06-07	0.48	81.38
38	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	690,000	2013-11-14	0.43	81.81
39	B01373	CHRISTFUND SECURITIES LTD	614,000	2013-11-19	0.38	82.19
40	C00018	HANG SENG BANK LTD	599,437	2012-04-25	0.37	82.56
41	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	558,000	2013-08-23	0.35	82.91
42	B01773	TOYO SECURITIES ASIA LTD	534,000	2013-09-10	0.33	83.25
43	B01514	KARL-THOMSON SECURITIES CO LTD	512,000	2013-10-31	0.32	83.57
44	B01556	LUK FOOK SECURITIES (HK) LTD	512,000	2013-11-19	0.32	83.89
45	B01545	TUNG SHING SECURITIES (BROKERS) LTD	502,000	2013-09-10	0.31	84.20
46	B01743	CEPA ALLIANCE SECURITIES LTD	486,000	2012-02-15	0.30	84.50
47	B01272	FB SECURITIES (HONG KONG) LTD	480,000	2013-11-01	0.30	84.80
48	B01891	FUTURE GROWTH FINANCIAL SERVICES LTD	480,000	2013-10-30	0.30	85.10
49	B01940	SOFI SECURITIES (HONG KONG) LTD	480,000	2013-11-14	0.30	85.40
50	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	478,000	2013-10-11	0.30	85.70
51	B01119	CELESTIAL SECURITIES LTD	430,000	2013-10-23	0.27	85.97
52	B01252	CORPORATE BROKERS LTD	412,000	2013-10-25	0.26	86.23
53	B01623	TAI FUNG KUENTAI SECURITIES CO LTD	386,000	2013-08-28	0.24	86.47
54	B01184	QUAM SECURITIES LTD	350,000	2013-09-24	0.22	86.69
55	B01150	MTF SECURITIES LTD	338,000	2013-11-15	0.21	86.90
56	B01209	MASON SECURITIES LTD	332,000	2013-10-23	0.21	87.11
57	B01407	WIN WONG SECURITIES LTD	330,000	2013-04-29	0.21	87.31
58	C00015	DBS BANK (HONG KONG) LTD	314,000	2013-07-18	0.20	87.51
59	B01423	PRUDENTIAL BROKERAGE LTD	304,000	2013-06-10	0.19	87.70
60	B01771	CVP SECURITIES LTD (IN LIQUIDATION)	300,000	2013-10-29	0.19	87.89
61	B01695	DAH SING SECURITIES LTD	284,000	2013-11-20	0.18	88.07
62	C00040	INDUSTRIAL AND COMMERCIAL BANK OF CHINA	284,000	2012-07-17	0.18	88.24
63	B01818	I-ACCESS INVESTORS LTD	248,000	2013-10-17	0.16	88.40
64	B01338	EMPEROR SECURITIES LTD	246,000	2013-08-27	0.15	88.55
65	B01789	HO FUNG SHARES INVESTMENT LTD	231,077	2013-08-21	0.14	88.70
66	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	228,000	2013-03-14	0.14	88.84
67	B01563	XINKONG INTERNATIONAL SECURITIES LTD	224,000	2013-11-15	0.14	88.98
68	B01240	TSUN CHI YUEN SECURITIES CO LTD	210,615	2013-08-09	0.13	89.11
69	B01416	VC BROKERAGE LTD	198,000	2013-11-18	0.12	89.23
70	B01564	ABCI SECURITIES CO LTD	180,000	2013-07-26	0.11	89.35
71	B01264	MIB SECURITIES (HONG KONG) LTD	162,000	2012-10-30	0.10	89.45
72	B01433	HING WAI ALLIED SECURITIES LTD	160,000	2013-01-17	0.10	89.55
73	B01615	KAM FAI SECURITIES CO LTD	160,000	2013-06-26	0.10	89.65
74	B01550	HUAYU SECURITIES LTD	154,000	2012-11-27	0.10	89.74
75	B01350	S. W. WOO & CO LTD	150,000	2012-12-18	0.09	89.84
76	B01700	REALINK FINANCIAL TRADE LTD	138,000	2013-06-10	0.09	89.92
77	B01137	CHOW SANG SANG SECURITIES LTD	136,000	2013-10-30	0.09	90.01
78	B01138	CLSA LTD	132,000	2007-06-26	0.08	90.09
79	B01389	ZHONGRONG PT SECURITIES LTD	130,000	2013-07-25	0.08	90.17
80	B01540	UPBEST SECURITIES CO LTD	128,000	2013-09-23	0.08	90.25
81	B01324	FUNDERSTONE SECURITIES LTD	126,000	2013-09-03	0.08	90.33
82	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	122,000	2013-08-27	0.08	90.41
83	B01387	LUEN HING SECURITIES LTD	120,000	2013-06-21	0.08	90.48
84	C00100	JPMORGAN CHASE BANK, NATIONAL	118,000	2012-11-30	0.07	90.56
85	B01590	INTERACTIVE BROKERS HONG KONG LTD	106,000	2013-08-28	0.07	90.62
86	B01740	WIN SECURITIES LTD	102,000	2013-09-25	0.06	90.69
87	B01779	LEE'S SECURITIES CO LTD (IN LIQUIDATION)	100,000	2009-08-07	0.06	90.75
88	B01788	SUNRISE SECURITIES LTD	100,000	2012-11-05	0.06	90.81
89	B01445	VICTORY SECURITIES CO LTD	100,000	2013-08-26	0.06	90.87
90	B01217	TAIPING SECURITIES (HK) CO LTD	94,000	2013-09-10	0.06	90.93
91	B01376	PUBLIC SECURITIES LTD	92,000	2010-04-19	0.06	90.99
92	B01425	WELLFULL SECURITIES CO LTD	92,000	2011-02-22	0.06	91.05
93	B01481	NEW REGION SECURITIES CO LTD	90,000	2008-02-11	0.06	91.10
94	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	88,000	2013-10-15	0.06	91.16
95	B01275	SANFULL SECURITIES LTD	80,000	2013-01-16	0.05	91.21
96	B01351	WING FUNG SECURITIES LTD	80,000	2013-06-10	0.05	91.26
97	C00036	CHINA CONSTRUCTION BANK (ASIA)	78,000	2013-09-09	0.05	91.31
98	B01353	UOB KAY HIAN (HONG KONG) LTD	76,000	2013-08-29	0.05	91.36
99	B01220	WING ON CHEONG SECURITIES CO LTD	72,000	2013-10-28	0.05	91.40
100	B01224	MERRILL LYNCH FAR EAST LTD	70,000	2013-07-03	0.04	91.44
101	B01289	SOUTH CHINA SECURITIES LTD	70,000	2013-09-09	0.04	91.49
102	B01290	SPS SECURITIES LTD	70,000	2011-05-03	0.04	91.53
103	B01415	TARZAN STOCK & SHARES LTD	70,000	2009-11-20	0.04	91.58
104	B01280	WING FAT SECURITIES LTD	70,000	2011-03-03	0.04	91.62
105	B01546	WO FUNG SECURITIES CO LTD	70,000	2011-12-06	0.04	91.66
106	B01320	LUEN FAT SECURITIES CO LTD	68,000	2013-11-11	0.04	91.71
107	B01460	BERICH BROKERAGE LTD	66,000	2013-07-10	0.04	91.75
108	B01843	TELECOM KING SECURITIES LTD	62,000	2013-06-18	0.04	91.79
109	B01649	CINDA INTERNATIONAL SECURITIES LTD	60,000	2013-08-27	0.04	91.82
110	B01699	MASTERLINK SECURITIES (HONG KONG)	60,000	2010-05-26	0.04	91.86
111	B01679	TAI FUNG SECURITIES LTD	60,000	2009-08-03	0.04	91.90
112	B01609	WILBY SECURITIES LTD	60,000	2009-07-21	0.04	91.94
113	B01535	WING YEE SECURITIES CO LTD	60,000	2012-12-27	0.04	91.97
114	B01417	CHEE TAK SECURITIES LTD	54,000	2013-06-07	0.03	92.01
115	B01642	KMT SECURITIES LTD	52,000	2011-12-06	0.03	92.04
116	B01702	BLACK MARBLE SECURITIES LTD	50,000	2009-08-04	0.03	92.07
117	B01230	GAOYU SECURITIES LIMITED	50,000	2012-10-30	0.03	92.10
118	B01454	HAO TIAN INTERNATIONAL SECURITIES LTD	50,000	2013-06-07	0.03	92.13
119	B01705	HENIK SECURITIES LTD	50,000	2013-01-16	0.03	92.16
120	B01761	KO'S BROTHER SECURITIES CO LTD	50,000	2012-12-13	0.03	92.20
121	B01588	LEI SHING HONG SECURITIES LTD	50,000	2013-08-22	0.03	92.23
122	B01651	MING HON SECURITIES LTD	50,000	2013-03-15	0.03	92.26
123	B01680	SUCCESS SECURITIES LTD	50,000	2013-09-05	0.03	92.29
124	B01129	WOCOM SECURITIES LTD	50,000	2012-07-19	0.03	92.32
125	B01551	YUE XIU SECURITIES CO LTD	50,000	2008-06-03	0.03	92.35
126	B01298	GET NICE SECURITIES LTD	48,000	2013-08-23	0.03	92.38
127	B01662	BOKHARY SECURITIES LTD	46,000	2009-09-07	0.03	92.41
128	B01696	HANTEC SECURITIES CO LTD	40,000	2012-07-18	0.03	92.44
129	B01470	HUNG SING SECURITIES LTD	40,000	2013-06-07	0.03	92.46
130	B01247	KWAI HUNG SECURITIES CO LTD	40,000	2013-11-07	0.03	92.49
131	B01462	MANGO FINANCIAL LTD	40,000	2010-04-27	0.03	92.51
132	B01455	NATIONAL RESOURCES SECURITIES LTD	40,000	2012-07-19	0.03	92.54
133	B01585	SINO GRADE SECURITIES LTD	40,000	2013-10-30	0.03	92.56
134	B01340	LEHIN SECURITIES LTD	36,339	2013-11-04	0.02	92.58
135	B01356	DELTA ASIA SECURITIES LTD	34,000	2012-10-22	0.02	92.60
136	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	34,000	2013-06-13	0.02	92.63
137	B01277	BRADBURY SECURITIES LTD	30,000	2012-12-14	0.02	92.64
138	B01525	KEE CHEONG SECURITIES CO LTD	30,000	2013-06-07	0.02	92.66
139	B01198	PO KAY SECURITIES & SHARES CO LTD	30,000	2013-08-26	0.02	92.68
140	B01905	SDICS INTERNATIONAL SECURITIES (HONG	30,000	2013-06-13	0.02	92.70
141	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	30,000	2011-08-19	0.02	92.72
142	B01439	TAI TAK SECURITIES (ASIA) LTD	30,000	2010-11-19	0.02	92.74
143	B01427	TSE'S SECURITIES LTD	30,000	2013-08-26	0.02	92.76
144	B01780	TUNG SHUN SECURITIES LTD	30,000	2011-04-26	0.02	92.78
145	B01686	FIRST SHANGHAI SECURITIES LTD	24,000	2013-01-15	0.02	92.79
146	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	24,000	2013-06-10	0.02	92.81
147	C00074	DEUTSCHE BANK AG	22,000	2013-06-10	0.01	92.82
148	B01494	AUDREY CHOW SECURITIES LTD	20,000	2012-12-13	0.01	92.83
149	B01375	AVEREST CAPITAL LTD	20,000	2010-01-22	0.01	92.84
150	B01813	CCB INTERNATIONAL SECURITIES LTD	20,000	2013-08-26	0.01	92.86
151	B01181	FOSUN INTERNATIONAL SECURITIES LTD	20,000	2013-06-11	0.01	92.87
152	B01519	GOOD HARVEST SECURITIES CO LTD	20,000	2009-06-01	0.01	92.88
153	B01660	GRANSING SECURITIES CO., LIMITED	20,000	2013-08-06	0.01	92.89
154	B01404	HONG KONG STOCK LINK SECURITIES LTD	20,000	2009-08-14	0.01	92.91
155	B01751	IMAGI BROKERAGE LTD	20,000	2010-02-03	0.01	92.92
156	B01248	KWAN YICK SECURITIES (INTERNATIONAL) LTD	20,000	2009-11-26	0.01	92.93
157	B01457	MARS SECURITIES CO LTD	20,000	2009-06-02	0.01	92.94
158	B01575	MASTER TRADEMORE SECURITIES LTD	20,000	2010-01-08	0.01	92.96
159	B01831	NERICO BROTHERS LTD	20,000	2013-06-10	0.01	92.97
160	B01767	NEW GALA SECURITIES CO LTD	20,000	2010-12-22	0.01	92.98
161	B01266	PRIME CDEX SECURITIES LTD	20,000	2010-02-03	0.01	92.99
162	B01676	TAI SHING STOCK INVESTMENT CO LTD	20,000	2013-09-10	0.01	93.01
163	B01569	TANG PING KONG LTD	20,000	2007-10-08	0.01	93.02
164	B01509	UNICORN SECURITIES CO LTD	20,000	2013-09-17	0.01	93.03
165	B01231	WINNER INTERNATIONAL SECURITIES LTD	20,000	2013-06-10	0.01	93.04
166	B01421	ONEPLATFORM SECURITIES LTD	18,000	2012-10-18	0.01	93.06
167	B01259	FAIR EAGLE SECURITIES CO LTD	16,000	2011-05-26	0.01	93.07
168	B01141	FE SECURITIES LTD	14,000	2009-10-30	0.01	93.07
169	B01123	HING WONG SECURITIES LTD	14,000	2013-06-11	0.01	93.08
170	B01483	BULLISH SECURITIES LTD	10,000	2013-01-09	0.01	93.09
171	B01570	GOLDENWAY SECURITIES CO LTD	10,000	2013-08-22	0.01	93.10
172	B01857	KAISA FINANCIAL GROUP CO LTD	10,000	2013-09-30	0.01	93.10
173	B01191	OKACHI INVESTMENTS (HONG KONG) CO LTD	10,000	2013-03-12	0.01	93.11
174	B01631	PLANETREE SECURITIES LTD	10,000	2008-01-25	0.01	93.11
175	B01567	PRIME SECURITIES LTD	10,000	2013-08-27	0.01	93.12
176	B01607	RHB SECURITIES HONG KONG LTD	10,000	2013-01-10	0.01	93.13
177	B01497	SINOPAC SECURITIES (ASIA) LTD	10,000	2010-04-12	0.01	93.13
178	B01646	TAI NING STOCK CO LTD	10,000	2013-01-17	0.01	93.14
179	B01772	TENSANT SECURITIES LTD	10,000	2010-02-04	0.01	93.15
180	B01493	YARDLEY SECURITIES LTD	10,000	2008-11-14	0.01	93.15
181	B01443	YING WAH SECURITIES CO LTD	10,000	2013-06-11	0.01	93.16
182	C00088	CHINA MERCHANTS BANK CO LTD	8,000	2012-01-12	0.01	93.16
183	B01698	LUEN SING SECURITIES LTD	8,000	2012-12-19	0.01	93.17
184	B01343	CELETIO INVESTMENTS LTD	6,000	2011-02-21	0.00	93.17
185	B01522	CHUANGS & CO LTD	6,000	2010-11-02	0.00	93.18
186	B01875	GUODU SECURITIES (HONG KONG) LTD	6,000	2013-06-07	0.00	93.18
187	B01765	PROMISING SECURITIES CO LTD	6,000	2012-10-29	0.00	93.18
188	B01169	PUBLIC FINANCIAL SECURITIES LTD	6,000	2013-01-04	0.00	93.19
189	B01749	TANG KEE SECURITIES LTD	6,000	2012-11-30	0.00	93.19
190	B01414	EVERHOT SECURITIES LTD	4,000	2007-06-26	0.00	93.19
191	B01716	ORIENT SECURITIES LTD	4,000	2010-08-17	0.00	93.20
192	B01472	SUN GROWTH SECURITIES LTD	4,000	2009-12-01	0.00	93.20
193	B01121	SG SECURITIES (HK) LTD	2,000	2007-06-26	0.00	93.20
194	B01392	TAIFAIR SECURITIES LTD	2,000	2013-02-27	0.00	93.20
195	B01853	CMBC SECURITIES CO LTD	1,800	2013-06-07	0.00	93.20
196	B01769	ONE CHINA SECURITIES LTD	1,600	2011-11-11	0.00	93.20
196		Total named holdings	149,124,998		93.20
30		Unnamed Investor Partipants	6,212,000		3.88
226		Total in CCASS	155,336,998		97.09
		Securities not in CCASS	4,663,002		2.91
		Issued securities	160,000,000	2013-10-31	100.00

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