China Shenhua Energy Company Limited: H HKD

Exchange Code Listed Last trade Delisted
HK Main 01088  2005-06-15    
Stock code:
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CCASS holding changes from 2012-01-04 to 2012-01-05

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,961,462,933 3,212,325 57.71 0.09 2012-01-05
2 B01555 ABN AMRO CLEARING HONG KONG LTD 2,517,094 867,500 0.07 0.03 2012-01-05
3 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 1,026,495 708,000 0.03 0.02 2012-01-05
4 C00093 BNP PARIBAS 19,558,599 354,500 0.58 0.01 2012-01-05
5 B01121 SG SECURITIES (HK) LTD 2,465,899 186,000 0.07 0.01 2012-01-05
6 B01590 INTERACTIVE BROKERS HONG KONG LTD 430,000 100,500 0.01 0.00 2012-01-05
7 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 991,781 100,000 0.03 0.00 2012-01-05
8 B01866 ICBC INTERNATIONAL SECURITIES LTD 2,383,000 70,000 0.07 0.00 2012-01-05
9 B01641 FULL WIN SECURITIES LTD 201,500 50,000 0.01 0.00 2012-01-05
10 B01839 RABO BROKERAGE HK LTD 147,072 50,000 0.00 0.00 2012-01-05
11 B01551 YUE XIU SECURITIES CO LTD 70,500 47,000 0.00 0.00 2012-01-05
12 B01224 MERRILL LYNCH FAR EAST LTD 18,139,578 38,725 0.53 0.00 2012-01-05
13 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 11,147,660 37,910 0.33 0.00 2012-01-05
14 C00095 EFG BANK AG 1,201,858 18,000 0.04 0.00 2012-01-05
15 B01387 LUEN HING SECURITIES LTD 33,500 8,000 0.00 0.00 2012-01-05
16 B01556 LUK FOOK SECURITIES (HK) LTD 26,000 5,000 0.00 0.00 2012-01-05
17 B01323 DEUTSCHE SECURITIES ASIA LTD 1,677,368 3,500 0.05 0.00 2012-01-05
18 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,386,500 3,000 0.04 0.00 2012-01-05
19 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,541,626 1,620 0.05 0.00 2012-01-05
20 B01289 SOUTH CHINA SECURITIES LTD 487,000 1,500 0.01 0.00 2012-01-05
21 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,637,000 500 0.08 0.00 2012-01-05
22 B01921 GONG PING SECURITIES LTD 6,000 500 0.00 0.00 2012-01-05
23 B01778 UNITED WORLD ONLINE LTD 558,000 500 0.02 0.00 2012-01-05
24 B01769 ONE CHINA SECURITIES LTD 29,580 -136 0.00 -0.00 2012-01-05
25 B01669 FIRST SECURITIES (HK) LTD 4,500 -500 0.00 -0.00 2012-01-05
26 B01724 RAMON INVESTMENT CO LTD 50,888 -500 0.00 -0.00 2012-01-05
27 B01280 WING FAT SECURITIES LTD 35,500 -500 0.00 -0.00 2012-01-05
28 B01535 WING YEE SECURITIES CO LTD 76,500 -500 0.00 -0.00 2012-01-05
29 B01343 CELETIO INVESTMENTS LTD 58,500 -1,000 0.00 -0.00 2012-01-05
30 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 663,000 -1,000 0.02 -0.00 2012-01-05
31 B01258 CHINA POINT STOCK BROKERS LTD 26,500 -1,000 0.00 -0.00 2012-01-05
32 B01809 CHINA SYSTEM SECURITIES LTD 8,500 -1,000 0.00 -0.00 2012-01-05
33 B01373 CHRISTFUND SECURITIES LTD 112,000 -1,000 0.00 -0.00 2012-01-05
34 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 11,000 -1,000 0.00 -0.00 2012-01-05
35 B01660 GRANSING SECURITIES CO., LIMITED 2,000 -1,000 0.00 -0.00 2012-01-05
36 B01271 HANG TAI SECURITIES LTD 141,500 -1,000 0.00 -0.00 2012-01-05
37 B01212 HENYEP SECURITIES LTD 46,000 -1,000 0.00 -0.00 2012-01-05
38 B01123 HING WONG SECURITIES LTD 67,000 -1,000 0.00 -0.00 2012-01-05
39 B01650 KAM LUEN SECURITIES LTD 3,000 -1,000 0.00 -0.00 2012-01-05
40 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 547,825 -1,000 0.02 -0.00 2012-01-05
41 B01642 KMT SECURITIES LTD 19,000 -1,000 0.00 -0.00 2012-01-05
42 B01588 LEI SHING HONG SECURITIES LTD 65,000 -1,000 0.00 -0.00 2012-01-05
43 B01462 MANGO FINANCIAL LTD 19,000 -1,000 0.00 -0.00 2012-01-05
44 B01209 MASON SECURITIES LTD 611,500 -1,000 0.02 -0.00 2012-01-05
45 B01350 S. W. WOO & CO LTD 17,500 -1,000 0.00 -0.00 2012-01-05
46 B01290 SPS SECURITIES LTD 73,500 -1,000 0.00 -0.00 2012-01-05
47 B01144 TAK FUNG SHARES INVESTMENT CO LTD 16,000 -1,000 0.00 -0.00 2012-01-05
48 B01240 TSUN CHI YUEN SECURITIES CO LTD 25,659 -1,000 0.00 -0.00 2012-01-05
49 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 7,500 -1,000 0.00 -0.00 2012-01-05
50 B01540 UPBEST SECURITIES CO LTD 15,000 -1,000 0.00 -0.00 2012-01-05
51 B01389 ZHONGRONG PT SECURITIES LTD 32,000 -1,000 0.00 -0.00 2012-01-05
52 B01842 BOCOM INTERNATIONAL SECURITIES LTD 731,500 -1,500 0.02 -0.00 2012-01-05
53 B01119 CELESTIAL SECURITIES LTD 290,000 -1,500 0.01 -0.00 2012-01-05
54 B01137 CHOW SANG SANG SECURITIES LTD 190,500 -1,500 0.01 -0.00 2012-01-05
55 B01252 CORPORATE BROKERS LTD 95,500 -1,500 0.00 -0.00 2012-01-05
56 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 885,740 -1,500 0.03 -0.00 2012-01-05
57 B01497 SINOPAC SECURITIES (ASIA) LTD 191,337 -1,500 0.01 -0.00 2012-01-05
58 B01753 FORTUNE (HK) SECURITIES LTD 6,000 -2,000 0.00 -0.00 2012-01-05
59 B01181 FOSUN INTERNATIONAL SECURITIES LTD 47,000 -2,000 0.00 -0.00 2012-01-05
60 B01298 GET NICE SECURITIES LTD 145,000 -2,000 0.00 -0.00 2012-01-05
61 B01789 HO FUNG SHARES INVESTMENT LTD 17,624 -2,000 0.00 -0.00 2012-01-05
62 B01247 KWAI HUNG SECURITIES CO LTD 27,500 -2,000 0.00 -0.00 2012-01-05
63 B01340 LEHIN SECURITIES LTD 57,891 -2,000 0.00 -0.00 2012-01-05
64 B01862 ORIENTAL WEALTH SECURITIES LTD 6,000 -2,000 0.00 -0.00 2012-01-05
65 B01169 PUBLIC FINANCIAL SECURITIES LTD 197,500 -2,000 0.01 -0.00 2012-01-05
66 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 598,980 -2,000 0.02 -0.00 2012-01-05
67 B01439 TAI TAK SECURITIES (ASIA) LTD 63,500 -2,000 0.00 -0.00 2012-01-05
68 B01843 TELECOM KING SECURITIES LTD 23,500 -2,000 0.00 -0.00 2012-01-05
69 B01577 YF SECURITIES CO LTD 18,000 -2,000 0.00 -0.00 2012-01-05
70 C00074 DEUTSCHE BANK AG 24,075,224 -2,030 0.71 -0.00 2012-01-05
71 B01150 MTF SECURITIES LTD 40,500 -2,500 0.00 -0.00 2012-01-05
72 B01511 TAT LEE SECURITIES CO LTD 27,500 -2,500 0.00 -0.00 2012-01-05
73 B01259 FAIR EAGLE SECURITIES CO LTD 27,500 -3,000 0.00 -0.00 2012-01-05
74 B01217 TAIPING SECURITIES (HK) CO LTD 164,000 -3,000 0.00 -0.00 2012-01-05
75 B01231 WINNER INTERNATIONAL SECURITIES LTD 14,500 -3,000 0.00 -0.00 2012-01-05
76 B01768 WINTONE SECURITIES LTD 4,000 -3,000 0.00 -0.00 2012-01-05
77 B01563 XINKONG INTERNATIONAL SECURITIES LTD 95,000 -3,000 0.00 -0.00 2012-01-05
78 B01347 CGS INTERNATIONAL SECURITIES HK LTD 63,500 -3,400 0.00 -0.00 2012-01-05
79 B01338 EMPEROR SECURITIES LTD 312,500 -4,000 0.01 -0.00 2012-01-05
80 B01362 JOSPA INVESTMENT CO LTD 38,000 -4,000 0.00 -0.00 2012-01-05
81 B01514 KARL-THOMSON SECURITIES CO LTD 46,000 -4,000 0.00 -0.00 2012-01-05
82 B01700 REALINK FINANCIAL TRADE LTD 78,000 -4,000 0.00 -0.00 2012-01-05
83 B01329 BLOOMYEARS LTD 4,000 -5,000 0.00 -0.00 2012-01-05
84 B01294 CS WEALTH SECURITIES LTD 114,000 -5,000 0.00 -0.00 2012-01-05
85 B01272 FB SECURITIES (HONG KONG) LTD 592,860 -5,000 0.02 -0.00 2012-01-05
86 B01166 KING FOOK SECURITIES CO LTD 47,500 -5,000 0.00 -0.00 2012-01-05
87 B01785 PARTNERS CAPITAL SECURITIES LTD 0 -5,000 0.00 -0.00 2012-01-05
88 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 10,500 -5,000 0.00 -0.00 2012-01-05
89 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 6,000 -5,500 0.00 -0.00 2012-01-05
90 B01407 WIN WONG SECURITIES LTD 23,000 -6,000 0.00 -0.00 2012-01-05
91 B01267 WINFULL SECURITIES LTD 135,500 -6,000 0.00 -0.00 2012-01-05
92 B01421 ONEPLATFORM SECURITIES LTD 4,000 -6,500 0.00 -0.00 2012-01-05
93 C00097 ABN AMRO BANK N.V. 4,027,401 -7,000 0.12 -0.00 2012-01-05
94 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 523,000 -7,000 0.02 -0.00 2012-01-05
95 B01818 I-ACCESS INVESTORS LTD 54,023 -7,500 0.00 -0.00 2012-01-05
96 B01607 RHB SECURITIES HONG KONG LTD 565,000 -7,500 0.02 -0.00 2012-01-05
97 B01460 BERICH BROKERAGE LTD 6,500 -8,000 0.00 -0.00 2012-01-05
98 B01427 TSE'S SECURITIES LTD 9,500 -8,000 0.00 -0.00 2012-01-05
99 C00036 CHINA CONSTRUCTION BANK (ASIA) 607,710 -8,500 0.02 -0.00 2012-01-05
100 B01392 TAIFAIR SECURITIES LTD 2,000 -9,500 0.00 -0.00 2012-01-05
101 B01292 ALPHA SECURITIES CO LTD 0 -10,000 0.00 -0.00 2012-01-05
102 B01198 PO KAY SECURITIES & SHARES CO LTD 53,500 -10,000 0.00 -0.00 2012-01-05
103 B01423 PRUDENTIAL BROKERAGE LTD 341,000 -10,000 0.01 -0.00 2012-01-05
104 B01740 WIN SECURITIES LTD 150,951 -10,000 0.00 -0.00 2012-01-05
105 B01695 DAH SING SECURITIES LTD 324,000 -10,500 0.01 -0.00 2012-01-05
106 B01470 HUNG SING SECURITIES LTD 219,000 -10,500 0.01 -0.00 2012-01-05
107 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 7,255,192 -10,500 0.21 -0.00 2012-01-05
108 B01673 FULBRIGHT SECURITIES LTD 231,500 -11,500 0.01 -0.00 2012-01-05
109 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 77,000 -12,000 0.00 -0.00 2012-01-05
110 B01183 CHONG HING SECURITIES LTD 887,500 -12,500 0.03 -0.00 2012-01-05
111 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,406,960 -14,500 0.07 -0.00 2012-01-05
112 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 3,540,609 -16,000 0.10 -0.00 2012-01-05
113 C00015 DBS BANK (HONG KONG) LTD 2,158,592 -21,000 0.06 -0.00 2012-01-05
114 B01610 KGI ASIA LTD 2,492,500 -21,000 0.07 -0.00 2012-01-05
115 B01788 SUNRISE SECURITIES LTD 21,000 -21,000 0.00 -0.00 2012-01-05
116 B01727 ICBC (ASIA) SECURITIES LTD 1,538,762 -22,000 0.05 -0.00 2012-01-05
117 C00028 NANYANG COMMERCIAL BANK LTD 2,729,167 -22,000 0.08 -0.00 2012-01-05
118 B01564 ABCI SECURITIES CO LTD 186,162 -24,000 0.01 -0.00 2012-01-05
119 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 0 -25,500 0.00 -0.00 2012-01-05
120 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 614,500 -25,500 0.02 -0.00 2012-01-05
121 C00003 THE BANK OF EAST ASIA LTD 2,379,451 -25,500 0.07 -0.00 2012-01-05
122 B01510 ORIENTAL PATRON SECURITIES LTD 175,000 -30,000 0.01 -0.00 2012-01-05
123 C00037 SHANGHAI COMMERCIAL BANK LTD 2,834,551 -31,000 0.08 -0.00 2012-01-05
124 B01545 TUNG SHING SECURITIES (BROKERS) LTD 605,500 -36,000 0.02 -0.00 2012-01-05
125 C00065 HSBC PRIVATE BANK (SUISSE) SA 24,338,327 -36,981 0.72 -0.00 2012-01-05
126 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 247,000 -37,500 0.01 -0.00 2012-01-05
127 C00016 DBS BANK LTD 1,785,164 -43,500 0.05 -0.00 2012-01-05
128 B01118 EAST ASIA SECURITIES CO LTD 2,379,199 -47,000 0.07 -0.00 2012-01-05
129 B01793 ASIA PACIFIC CAPITAL SECURITIES LTD 203,000 -50,000 0.01 -0.00 2012-01-05
130 B01584 CHIEF SECURITIES LTD 456,733 -53,000 0.01 -0.00 2012-01-05
131 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 10,290,330 -54,000 0.30 -0.00 2012-01-05
132 C00091 BANK OF SINGAPORE LTD 2,371,524 -55,000 0.07 -0.00 2012-01-05
133 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 356,000 -55,000 0.01 -0.00 2012-01-05
134 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,826,150 -73,500 0.05 -0.00 2012-01-05
135 C00018 HANG SENG BANK LTD 44,742,963 -77,500 1.32 -0.00 2012-01-05
136 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 2,875,000 -83,000 0.08 -0.00 2012-01-05
137 B01330 NOMURA SECURITIES (HK) LTD 3,314,350 -86,500 0.10 -0.00 2012-01-05
138 B01077 MACQUARIE CAPITAL SECURITIES LTD 1,111,786 -98,000 0.03 -0.00 2012-01-05
139 C00010 CITIBANK N.A. 312,738,806 -110,200 9.20 -0.00 2012-01-05
140 C00048 CHIYU BANKING CORPORATION LTD 1,880,845 -114,000 0.06 -0.00 2012-01-05
141 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,306,242 -134,000 0.10 -0.00 2012-01-05
142 B01762 DBS VICKERS (HONG KONG) LTD 6,426,190 -205,000 0.19 -0.01 2012-01-05
143 B01130 BOCI SECURITIES LTD 9,736,125 -237,500 0.29 -0.01 2012-01-05
144 B01284 HANG SENG SECURITIES LTD 11,304,191 -286,000 0.33 -0.01 2012-01-05
145 B01353 UOB KAY HIAN (HONG KONG) LTD 4,442,339 -459,000 0.13 -0.01 2012-01-05
146 B01161 UBS SECURITIES HONG KONG LTD 15,000 -502,700 0.00 -0.01 2012-01-05
147 C00033 BANK OF CHINA (HONG KONG) LTD 39,943,116 -503,617 1.18 -0.01 2012-01-05
148 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 765,133,634 -560,600 22.51 -0.02 2012-01-05
149 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 7,081,505 -611,877 0.21 -0.02 2012-01-05
150 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 2,599,913 -615,539 0.08 -0.02 2012-01-05
150 Total changed named holdings 3,360,322,034 15,000 98.87 0.00
248 Unchanged named holdings 28,314,752 0 0.83 0.00
398 Total named holdings 3,388,636,786 15,000 99.71 0.00
254 Unnamed Investor Participants 1,957,000 -12,000 0.06 -0.00
652 Total securities in CCASS 3,390,593,786 3,000 99.76 0.00
Securities not in CCASS 7,988,714 -3,000 0.24 -0.00
Issued securities 3,398,582,500 0 100.00 0.00 31-Dec-2011

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-01-03
Volume9,508,290
Turnover332,089,601
Average price34.926

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