Guotai Junan International Holdings Limited: O HKD

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    
Stock code:
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CCASS holding changes from 2011-11-11 to 2011-11-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 5,454,000 597,000 0.33 0.04 2011-11-14
2 C00033 BANK OF CHINA (HONG KONG) LTD 30,123,000 349,000 1.84 0.02 2011-11-14
3 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 308,000 227,000 0.02 0.01 2011-11-14
4 B01118 EAST ASIA SECURITIES CO LTD 1,305,000 140,000 0.08 0.01 2011-11-14
5 B01842 BOCOM INTERNATIONAL SECURITIES LTD 621,000 120,000 0.04 0.01 2011-11-14
6 B01130 BOCI SECURITIES LTD 3,092,000 80,000 0.19 0.00 2011-11-14
7 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 5,834,000 80,000 0.36 0.00 2011-11-14
8 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 240,000 80,000 0.01 0.00 2011-11-14
9 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,586,000 55,000 0.10 0.00 2011-11-14
10 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,269,000 54,000 0.08 0.00 2011-11-14
11 B01444 YUEXING SECURITIES COMPANY LTD 100,000 30,000 0.01 0.00 2011-11-14
12 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,452,000 21,000 0.27 0.00 2011-11-14
13 B01569 TANG PING KONG LTD 70,000 20,000 0.00 0.00 2011-11-14
14 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,389,000 10,000 0.08 0.00 2011-11-14
15 B01462 MANGO FINANCIAL LTD 150,000 10,000 0.01 0.00 2011-11-14
16 C00019 THE HONGKONG AND SHANGHAI BANKING 123,401,925 7,000 7.52 0.00 2011-11-14
17 B01673 FULBRIGHT SECURITIES LTD 1,091,000 6,000 0.07 0.00 2011-11-14
18 B01696 HANTEC SECURITIES CO LTD 89,000 6,000 0.01 0.00 2011-11-14
19 B01433 HING WAI ALLIED SECURITIES LTD 38,000 5,000 0.00 0.00 2011-11-14
20 B01525 KEE CHEONG SECURITIES CO LTD 105,000 5,000 0.01 0.00 2011-11-14
21 B01141 FE SECURITIES LTD 0 -3,000 0.00 -0.00 2011-11-14
22 B01921 GONG PING SECURITIES LTD 55,000 -3,000 0.00 -0.00 2011-11-14
23 B01198 PO KAY SECURITIES & SHARES CO LTD 80,000 -3,000 0.00 -0.00 2011-11-14
24 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 309,000 -8,000 0.02 -0.00 2011-11-14
25 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 605,000 -9,000 0.04 -0.00 2011-11-14
26 C00048 CHIYU BANKING CORPORATION LTD 658,000 -10,000 0.04 -0.00 2011-11-14
27 B01762 DBS VICKERS (HONG KONG) LTD 1,145,000 -10,000 0.07 -0.00 2011-11-14
28 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 11,000 -12,000 0.00 -0.00 2011-11-14
29 B01818 I-ACCESS INVESTORS LTD 340,010 -19,000 0.02 -0.00 2011-11-14
30 C00036 CHINA CONSTRUCTION BANK (ASIA) 490,000 -20,000 0.03 -0.00 2011-11-14
31 B01184 QUAM SECURITIES LTD 74,000 -20,000 0.00 -0.00 2011-11-14
32 C00088 CHINA MERCHANTS BANK CO LTD 138,000 -30,000 0.01 -0.00 2011-11-14
33 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 2,000 -30,000 0.00 -0.00 2011-11-14
34 B01590 INTERACTIVE BROKERS HONG KONG LTD 453,000 -31,000 0.03 -0.00 2011-11-14
35 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,613,000 -38,000 0.16 -0.00 2011-11-14
36 B01455 NATIONAL RESOURCES SECURITIES LTD 0 -40,000 0.00 -0.00 2011-11-14
37 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 5,859,000 -44,000 0.36 -0.00 2011-11-14
38 C00015 DBS BANK (HONG KONG) LTD 1,234,000 -47,000 0.08 -0.00 2011-11-14
39 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,009,000 -48,000 0.06 -0.00 2011-11-14
40 B01137 CHOW SANG SANG SECURITIES LTD 377,000 -50,000 0.02 -0.00 2011-11-14
41 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,897,000 -50,000 0.12 -0.00 2011-11-14
42 B01695 DAH SING SECURITIES LTD 408,000 -50,000 0.02 -0.00 2011-11-14
43 B01905 SDICS INTERNATIONAL SECURITIES (HONG 10,000 -50,000 0.00 -0.00 2011-11-14
44 B01740 WIN SECURITIES LTD 96,000 -50,000 0.01 -0.00 2011-11-14
45 B01727 ICBC (ASIA) SECURITIES LTD 2,550,000 -52,000 0.16 -0.00 2011-11-14
46 B01584 CHIEF SECURITIES LTD 396,000 -67,000 0.02 -0.00 2011-11-14
47 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 81,033,000 -112,000 4.94 -0.01 2011-11-14
48 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 24,679,848 -115,000 1.50 -0.01 2011-11-14
49 C00010 CITIBANK N.A. 16,237,000 -130,000 0.99 -0.01 2011-11-14
50 B01556 LUK FOOK SECURITIES (HK) LTD 0 -150,000 0.00 -0.01 2011-11-14
51 B01284 HANG SENG SECURITIES LTD 9,022,000 -251,000 0.55 -0.02 2011-11-14
52 B01345 PHILLIP SECURITIES (HONG KONG) LTD 713,000 -500,000 0.04 -0.03 2011-11-14
52 Total changed named holdings 333,211,783 -150,000 20.32 -0.01
177 Unchanged named holdings 72,982,217 0 4.45 0.00
229 Total named holdings 406,194,000 -150,000 24.77 0.00
24 Unnamed Investor Participants 2,251,000 0 0.14 0.00
253 Total securities in CCASS 408,445,000 -150,000 24.91 -0.01
Securities not in CCASS 1,231,555,000 150,000 75.09 0.01
Issued securities 1,640,000,000 0 100.00 0.00 31-Oct-2011

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-10
Volume4,124,000
Turnover9,105,130
Average price2.208

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