CRRC Corporation Limited: H HKD

Exchange Code Listed Last trade Delisted
HK Main 01766  2008-08-21    
Stock code:
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CCASS holding changes from 2010-10-14 to 2010-10-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 421,957,083 1,549,000 20.85 0.08 2010-10-15
2 B01161 UBS SECURITIES HONG KONG LTD 880,000 830,000 0.04 0.04 2010-10-15
3 B01127 REORIENT FINANCIAL MARKETS LTD 702,000 700,000 0.03 0.03 2010-10-15
4 C00010 CITIBANK N.A. 150,281,086 551,000 7.42 0.03 2010-10-15
5 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,805,000 369,000 0.14 0.02 2010-10-15
6 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 558,000 306,000 0.03 0.02 2010-10-15
7 C00074 DEUTSCHE BANK AG 21,332,025 240,000 1.05 0.01 2010-10-15
8 B01224 MERRILL LYNCH FAR EAST LTD 1,317,679 216,000 0.07 0.01 2010-10-15
9 B01152 YU ON SECURITIES CO LTD 323,000 170,000 0.02 0.01 2010-10-15
10 B01470 HUNG SING SECURITIES LTD 171,000 160,000 0.01 0.01 2010-10-15
11 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 5,437,000 147,000 0.27 0.01 2010-10-15
12 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 765,000 100,000 0.04 0.00 2010-10-15
13 B01839 RABO BROKERAGE HK LTD 290,000 100,000 0.01 0.00 2010-10-15
14 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 6,116,911 91,000 0.30 0.00 2010-10-15
15 B01181 FOSUN INTERNATIONAL SECURITIES LTD 76,000 70,000 0.00 0.00 2010-10-15
16 B01733 GRAND CATHAY SECURITIES (HONG KONG) LTD 210,000 70,000 0.01 0.00 2010-10-15
17 B01740 WIN SECURITIES LTD 272,000 63,000 0.01 0.00 2010-10-15
18 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 7,869,000 60,000 0.39 0.00 2010-10-15
19 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,691,000 58,000 0.18 0.00 2010-10-15
20 B01345 PHILLIP SECURITIES (HONG KONG) LTD 856,000 54,000 0.04 0.00 2010-10-15
21 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,566,000 53,000 0.23 0.00 2010-10-15
22 C00026 CHONG HING BANK LTD 190,000 47,000 0.01 0.00 2010-10-15
23 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,420,000 24,000 0.07 0.00 2010-10-15
24 B01558 GOLD FUND SECURITIES CO LTD 20,000 20,000 0.00 0.00 2010-10-15
25 B01184 QUAM SECURITIES LTD 33,000 20,000 0.00 0.00 2010-10-15
26 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 1,131,000 19,000 0.06 0.00 2010-10-15
27 B01818 I-ACCESS INVESTORS LTD 120,001 18,000 0.01 0.00 2010-10-15
28 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,227,000 17,000 0.06 0.00 2010-10-15
29 B01762 DBS VICKERS (HONG KONG) LTD 993,000 15,000 0.05 0.00 2010-10-15
30 B01778 UNITED WORLD ONLINE LTD 12,687,000 15,000 0.63 0.00 2010-10-15
31 B01323 DEUTSCHE SECURITIES ASIA LTD 1,627,446 14,000 0.08 0.00 2010-10-15
32 B01887 CHINA JIANXIN FINANCIAL SERVICES LTD 12,000 12,000 0.00 0.00 2010-10-15
33 B01680 SUCCESS SECURITIES LTD 14,000 10,000 0.00 0.00 2010-10-15
34 B01425 WELLFULL SECURITIES CO LTD 32,000 10,000 0.00 0.00 2010-10-15
35 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 329,000 9,000 0.02 0.00 2010-10-15
36 B01710 SINO-RICH SECURITIES & FUTURES LTD 13,000 8,000 0.00 0.00 2010-10-15
37 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 7,000 7,000 0.00 0.00 2010-10-15
38 B01673 FULBRIGHT SECURITIES LTD 103,000 6,000 0.01 0.00 2010-10-15
39 B01212 HENYEP SECURITIES LTD 78,000 6,000 0.00 0.00 2010-10-15
40 B01423 PRUDENTIAL BROKERAGE LTD 234,000 6,000 0.01 0.00 2010-10-15
41 B01796 SOO PEI SHAO & CO LTD 38,000 6,000 0.00 0.00 2010-10-15
42 B01563 XINKONG INTERNATIONAL SECURITIES LTD 104,000 6,000 0.01 0.00 2010-10-15
43 B01696 HANTEC SECURITIES CO LTD 38,000 5,000 0.00 0.00 2010-10-15
44 B01738 CES CAPITAL INTERNATIONAL (HONG KONG) CO 4,000 4,000 0.00 0.00 2010-10-15
45 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 6,154,057 3,655 0.30 0.00 2010-10-15
46 B01752 HOI SANG SECURITIES LTD 3,000 3,000 0.00 0.00 2010-10-15
47 B01373 CHRISTFUND SECURITIES LTD 37,000 2,000 0.00 0.00 2010-10-15
48 B01481 NEW REGION SECURITIES CO LTD 3,000 2,000 0.00 0.00 2010-10-15
49 B01769 ONE CHINA SECURITIES LTD 16,604 345 0.00 0.00 2010-10-15
50 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 3,678,000 -1,000 0.18 -0.00 2010-10-15
51 B01415 TARZAN STOCK & SHARES LTD 30,000 -1,000 0.00 -0.00 2010-10-15
52 B01601 CSC SECURITIES (HK) LTD 46,000 -2,000 0.00 -0.00 2010-10-15
53 C00015 DBS BANK (HONG KONG) LTD 857,000 -2,000 0.04 -0.00 2010-10-15
54 B01567 PRIME SECURITIES LTD 64,000 -2,000 0.00 -0.00 2010-10-15
55 B01460 BERICH BROKERAGE LTD 24,000 -3,000 0.00 -0.00 2010-10-15
56 B01758 CHINA RESERVE SECURITIES LTD 177,000 -3,000 0.01 -0.00 2010-10-15
57 B01901 CMB INTERNATIONAL SECURITIES LTD 124,000 -3,000 0.01 -0.00 2010-10-15
58 B01511 TAT LEE SECURITIES CO LTD 45,000 -3,000 0.00 -0.00 2010-10-15
59 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 1,000 -4,000 0.00 -0.00 2010-10-15
60 B01570 GOLDENWAY SECURITIES CO LTD 85,000 -4,000 0.00 -0.00 2010-10-15
61 B01391 KAY YUE SECURITIES CO LTD 51,000 -4,000 0.00 -0.00 2010-10-15
62 B01253 STOCKWELL SECURITIES LTD 22,000 -4,000 0.00 -0.00 2010-10-15
63 B01604 WANHAI SECURITIES (HK) LTD 4,000 -4,000 0.00 -0.00 2010-10-15
64 B01659 CHEER UNION SECURITIES LTD 21,000 -5,000 0.00 -0.00 2010-10-15
65 C00036 CHINA CONSTRUCTION BANK (ASIA) 789,000 -5,000 0.04 -0.00 2010-10-15
66 B01669 FIRST SECURITIES (HK) LTD 46,000 -5,000 0.00 -0.00 2010-10-15
67 B01298 GET NICE SECURITIES LTD 121,000 -5,000 0.01 -0.00 2010-10-15
68 B01514 KARL-THOMSON SECURITIES CO LTD 91,000 -5,000 0.00 -0.00 2010-10-15
69 B01788 SUNRISE SECURITIES LTD 20,000 -5,000 0.00 -0.00 2010-10-15
70 B01776 AIF SECURITIES LTD 2,000 -6,000 0.00 -0.00 2010-10-15
71 B01831 NERICO BROTHERS LTD 489,000 -6,000 0.02 -0.00 2010-10-15
72 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 54,000 -6,000 0.00 -0.00 2010-10-15
73 B01280 WING FAT SECURITIES LTD 20,000 -6,000 0.00 -0.00 2010-10-15
74 B01137 CHOW SANG SANG SECURITIES LTD 133,000 -7,000 0.01 -0.00 2010-10-15
75 B01649 CINDA INTERNATIONAL SECURITIES LTD 91,000 -7,000 0.00 -0.00 2010-10-15
76 B01585 SINO GRADE SECURITIES LTD 44,000 -8,000 0.00 -0.00 2010-10-15
77 B01209 MASON SECURITIES LTD 176,000 -9,000 0.01 -0.00 2010-10-15
78 B01130 BOCI SECURITIES LTD 6,798,000 -10,000 0.34 -0.00 2010-10-15
79 B01806 CHINA GATHER WEALTH FINANCIAL CO LTD 8,000 -10,000 0.00 -0.00 2010-10-15
80 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,384,000 -10,000 0.07 -0.00 2010-10-15
81 B01686 FIRST SHANGHAI SECURITIES LTD 210,000 -10,000 0.01 -0.00 2010-10-15
82 B01571 KARFORD SECURITIES LTD 90,000 -10,000 0.00 -0.00 2010-10-15
83 B01166 KING FOOK SECURITIES CO LTD 28,000 -10,000 0.00 -0.00 2010-10-15
84 B01607 RHB SECURITIES HONG KONG LTD 154,000 -10,000 0.01 -0.00 2010-10-15
85 B01290 SPS SECURITIES LTD 35,000 -10,000 0.00 -0.00 2010-10-15
86 B01545 TUNG SHING SECURITIES (BROKERS) LTD 486,000 -10,000 0.02 -0.00 2010-10-15
87 B01632 WAI FAT SECURITIES LTD 5,000 -10,000 0.00 -0.00 2010-10-15
88 B01129 WOCOM SECURITIES LTD 221,000 -10,000 0.01 -0.00 2010-10-15
89 B01272 FB SECURITIES (HONG KONG) LTD 150,000 -11,000 0.01 -0.00 2010-10-15
90 B01338 EMPEROR SECURITIES LTD 12,000 -12,000 0.00 -0.00 2010-10-15
91 C00003 THE BANK OF EAST ASIA LTD 808,000 -14,000 0.04 -0.00 2010-10-15
92 B01252 CORPORATE BROKERS LTD 332,000 -15,000 0.02 -0.00 2010-10-15
93 B01266 PRIME CDEX SECURITIES LTD 35,000 -15,000 0.00 -0.00 2010-10-15
94 B01685 ARK SECURITIES (HONG KONG) LTD 7,000 -16,000 0.00 -0.00 2010-10-15
95 B01284 HANG SENG SECURITIES LTD 10,649,000 -19,000 0.53 -0.00 2010-10-15
96 B01434 BEEVEST SECURITIES LTD 76,000 -20,000 0.00 -0.00 2010-10-15
97 B01636 BUSINESS SECURITIES LTD 0 -20,000 0.00 -0.00 2010-10-15
98 B01501 GOLDRIDE SECURITIES LTD 150,000 -20,000 0.01 -0.00 2010-10-15
99 B01427 TSE'S SECURITIES LTD 22,000 -20,000 0.00 -0.00 2010-10-15
100 B01609 WILBY SECURITIES LTD 10,000 -20,000 0.00 -0.00 2010-10-15
101 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 5,000 -22,000 0.00 -0.00 2010-10-15
102 B01217 TAIPING SECURITIES (HK) CO LTD 102,000 -22,000 0.01 -0.00 2010-10-15
103 B01169 PUBLIC FINANCIAL SECURITIES LTD 52,000 -24,000 0.00 -0.00 2010-10-15
104 B01353 UOB KAY HIAN (HONG KONG) LTD 1,330,000 -26,000 0.07 -0.00 2010-10-15
105 B01119 CELESTIAL SECURITIES LTD 177,000 -27,000 0.01 -0.00 2010-10-15
106 B01727 ICBC (ASIA) SECURITIES LTD 1,953,000 -30,000 0.10 -0.00 2010-10-15
107 B01469 KAISER SECURITIES LTD 19,000 -30,000 0.00 -0.00 2010-10-15
108 B01575 MASTER TRADEMORE SECURITIES LTD 10,000 -30,000 0.00 -0.00 2010-10-15
109 B01198 PO KAY SECURITIES & SHARES CO LTD 10,000 -30,000 0.00 -0.00 2010-10-15
110 B01275 SANFULL SECURITIES LTD 79,000 -36,000 0.00 -0.00 2010-10-15
111 B01455 NATIONAL RESOURCES SECURITIES LTD 1,136,000 -40,000 0.06 -0.00 2010-10-15
112 B01676 TAI SHING STOCK INVESTMENT CO LTD 46,000 -44,000 0.00 -0.00 2010-10-15
113 B01330 NOMURA SECURITIES (HK) LTD 14,391,084 -44,900 0.71 -0.00 2010-10-15
114 B01118 EAST ASIA SECURITIES CO LTD 1,700,000 -47,000 0.08 -0.00 2010-10-15
115 B01584 CHIEF SECURITIES LTD 725,000 -52,000 0.04 -0.00 2010-10-15
116 C00028 NANYANG COMMERCIAL BANK LTD 2,343,000 -53,000 0.12 -0.00 2010-10-15
117 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 4,168,000 -59,000 0.21 -0.00 2010-10-15
118 B01695 DAH SING SECURITIES LTD 2,252,000 -61,000 0.11 -0.00 2010-10-15
119 B01289 SOUTH CHINA SECURITIES LTD 325,000 -61,000 0.02 -0.00 2010-10-15
120 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,228,000 -63,000 0.11 -0.00 2010-10-15
121 B01606 EWARTON SECURITIES LTD 42,000 -75,000 0.00 -0.00 2010-10-15
122 B01320 LUEN FAT SECURITIES CO LTD 27,000 -80,000 0.00 -0.00 2010-10-15
123 B01843 TELECOM KING SECURITIES LTD 49,000 -85,000 0.00 -0.00 2010-10-15
124 C00041 OCBC BANK (HONG KONG) LTD 888,000 -100,000 0.04 -0.00 2010-10-15
125 C00048 CHIYU BANKING CORPORATION LTD 1,498,000 -107,000 0.07 -0.01 2010-10-15
126 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 343,000 -111,000 0.02 -0.01 2010-10-15
127 B01773 TOYO SECURITIES ASIA LTD 46,669,000 -111,000 2.31 -0.01 2010-10-15
128 B01653 WAI MAN STOCK & SHARES CO LTD 18,000 -127,000 0.00 -0.01 2010-10-15
129 B01183 CHONG HING SECURITIES LTD 563,000 -129,000 0.03 -0.01 2010-10-15
130 C00037 SHANGHAI COMMERCIAL BANK LTD 1,720,000 -129,000 0.08 -0.01 2010-10-15
131 B01324 FUNDERSTONE SECURITIES LTD 1,507,000 -140,000 0.07 -0.01 2010-10-15
132 C00033 BANK OF CHINA (HONG KONG) LTD 45,844,000 -151,000 2.27 -0.01 2010-10-15
133 B01610 KGI ASIA LTD 926,000 -154,000 0.05 -0.01 2010-10-15
134 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,754,000 -160,000 0.14 -0.01 2010-10-15
135 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 19,669,000 -186,000 0.97 -0.01 2010-10-15
136 B01842 BOCOM INTERNATIONAL SECURITIES LTD 586,000 -191,000 0.03 -0.01 2010-10-15
137 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,918,000 -325,000 0.09 -0.02 2010-10-15
138 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 43,111,281 -1,217,807 2.13 -0.06 2010-10-15
139 C00019 THE HONGKONG AND SHANGHAI BANKING 882,607,381 -1,506,293 43.61 -0.07 2010-10-15
139 Total changed named holdings 1,769,909,638 -52,000 87.45 -0.00
163 Unchanged named holdings 61,295,112 0 3.03 0.00
302 Total named holdings 1,831,204,750 -52,000 90.47 0.00
55 Unnamed Investor Participants 186,722,000 54,000 9.23 0.00
357 Total securities in CCASS 2,017,926,750 2,000 99.70 0.00
Securities not in CCASS 6,073,250 -2,000 0.30 -0.00
Issued securities 2,024,000,000 0 100.00 0.00 30-Sep-2010

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2010-10-13
Volume13,329,345
Turnover97,551,420
Average price7.319

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