Mak, Wai Kwong (SFC:AEG154) 麥惠光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Regal Jewellery & Goldsmith Co., Limited | Rep | Advising on corporate finance | 2003-05-05 | Rep | Asset management | 2003-05-05 | Rep | Advising on securities | 2003-10-14 | Rep | Dealing in securities | 2003-10-14 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-14 | |
| 3 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-05-16 |
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