Fan, Hermione Hoi Man 范凱敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-01-20 | 2007-11-08 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-01-20 | 2007-11-08 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2004-01-12 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Dealing in futures contracts | 2004-01-12 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2004-01-12 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-02-15 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-02-15 | |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2007-11-15 | 2012-02-08 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-11-15 | 2012-02-08 |
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