Ho, Shiu Yu 何韶頤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AuVantage Consultancy Limited | Rep | Advising on corporate finance | 2004-02-24 | Rep | Asset management | 2004-02-24 | Rep | Securities margin financing | 2004-02-24 | Rep | Advising on securities | 2007-01-25 | Rep | Dealing in securities | 2007-01-25 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-05-16 | 2007-09-01 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-19 | 2012-11-01 |
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