Wong, Ka Ho (SFC:AJB051) 黃嘉豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-09-03 | 2003-11-21 | Rep | Dealing in futures contracts | 2004-08-06 | 2018-10-03 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-09-03 | 2003-11-21 | Rep | Leveraged foreign exchange trading | 2004-10-11 | 2018-10-03 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-09-03 | 2003-11-21 | Rep | Dealing in securities | 2004-08-06 | 2018-10-03 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2018-11-06 | |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2018-11-06 | |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2018-11-06 | Rep | Advising on securities | 2018-12-05 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2003-12-17 | 2004-07-06 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-17 | 2004-07-06 |
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